RNS Number : 6339F
Quilter PLC
25 September 2024
 

 FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Quilter PLC (and subsidiaries)

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

DS Smith PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

24/09/2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

No

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

10p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

15,543,462

1.12

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

15,543,462

1.12

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

10p ordinary

Sale

3,178

4.560191

10p ordinary

Sale

180

4.606

10p ordinary

Sale

257

4.606

10p ordinary

Sale

41

4.606

10p ordinary

Sale

433

4.56088

10p ordinary

Sale

140

4.606

10p ordinary

Sale

111

4.606

10p ordinary

Sale

93

4.606

10p ordinary

Sale

281

4.606

10p ordinary

Sale

2,210

4.59844

10p ordinary

Sale

193

4.606

10p ordinary

Sale

53

4.606

10p ordinary

Sale

79

4.606

10p ordinary

Sale

519

4.606

10p ordinary

Sale

138

4.606

10p ordinary

Sale

73

4.606

10p ordinary

Sale

720

4.55888

10p ordinary

Sale

556

4.56288

10p ordinary

Sale

171

4.606

10p ordinary

Sale

54

4.606

10p ordinary

Sale

48

4.606

10p ordinary

Sale

47

4.606

10p ordinary

Sale

140

4.606

10p ordinary

Sale

97

4.606

10p ordinary

Sale

76

4.606

10p ordinary

Sale

63

4.606

10p ordinary

Sale

1,000

4.55688

10p ordinary

Sale

59

4.606

10p ordinary

Sale

76

4.606

10p ordinary

Sale

241

4.606

10p ordinary

Sale

462

4.606

10p ordinary

Sale

204

4.606

10p ordinary

Sale

143

4.606

10p ordinary

Sale

65

4.606

10p ordinary

Sale

42

4.606

10p ordinary

Sale

64

4.606

10p ordinary

Sale

54

4.606

10p ordinary

Sale

1,021

4.55688

10p ordinary

Sale

86

4.606

10p ordinary

Sale

76

4.606

10p ordinary

Sale

62

4.606

10p ordinary

Sale

99

4.606

10p ordinary

Sale

102

4.606

10p ordinary

Sale

180

4.606

10p ordinary

Sale

283

4.606

10p ordinary

Sale

185

4.606

10p ordinary

Sale

604

4.606

10p ordinary

Sale

483

4.606

10p ordinary

Sale

522

4.606

10p ordinary

Sale

680

4.606

10p ordinary

Sale

148

4.606

10p ordinary

Sale

102

4.606

10p ordinary

Sale

141

4.606

10p ordinary

Sale

166

4.606

10p ordinary

Sale

410

4.58288

10p ordinary

Sale

134

4.606

10p ordinary

Sale

1,197

4.606

10p ordinary

Sale

182

4.606

10p ordinary

Sale

459

4.606

10p ordinary

Sale

440

4.54688

10p ordinary

Sale

400

4.55688

10p ordinary

Sale

70

4.606

10p ordinary

Sale

65

4.606

10p ordinary

Sale

241

4.606

10p ordinary

Sale

68

4.606

10p ordinary

Sale

227

4.606

10p ordinary

Sale

239

4.606

10p ordinary

Sale

96

4.606

10p ordinary

Sale

199

4.606

10p ordinary

Sale

56

4.606

10p ordinary

Sale

81

4.606

10p ordinary

Sale

286

4.59244

10p ordinary

Sale

110

4.606

10p ordinary

Sale

141

4.606

10p ordinary

Sale

159

4.606

10p ordinary

Sale

136

4.606

10p ordinary

Sale

87

4.606

10p ordinary

Sale

355

4.606

10p ordinary

Sale

166

4.606

10p ordinary

Sale

150

4.606

10p ordinary

Sale

77

4.606

10p ordinary

Sale

51

4.606

10p ordinary

Sale

48

4.606

10p ordinary

Sale

90

4.606

10p ordinary

Sale

62

4.606

10p ordinary

Sale

76

4.606

10p ordinary

Sale

319

4.606

10p ordinary

Sale

240

4.606

10p ordinary

Sale

380

4.606

10p ordinary

Sale

63

4.606

10p ordinary

Sale

119

4.606

10p ordinary

Sale

97

4.606

10p ordinary

Sale

97

4.606

10p ordinary

Sale

186

4.606

10p ordinary

Sale

77

4.606

10p ordinary

Sale

112

4.606

10p ordinary

Sale

227

4.606

10p ordinary

Sale

265

4.606

10p ordinary

Sale

180

4.606

10p ordinary

Sale

315

4.606

10p ordinary

Sale

136

4.606

10p ordinary

Sale

62

4.606

10p ordinary

Sale

197

4.606

10p ordinary

Sale

71

4.606

10p ordinary

Sale

76

4.606

10p ordinary

Sale

152

4.606

10p ordinary

Sale

235

4.606

10p ordinary

Sale

215

4.606

10p ordinary

Sale

145

4.606

10p ordinary

Sale

38

4.606

10p ordinary

Sale

77

4.606

10p ordinary

Sale

60

4.606

10p ordinary

Sale

167

4.606

10p ordinary

Sale

75

4.606

10p ordinary

Sale

134

4.606

10p ordinary

Sale

130

4.606

10p ordinary

Sale

106

4.606

10p ordinary

Sale

84

4.606

10p ordinary

Sale

226

4.606

10p ordinary

Sale

237

4.606

10p ordinary

Sale

100

4.606

10p ordinary

Sale

161

4.606

10p ordinary

Sale

276

4.606

10p ordinary

Sale

44

4.606

10p ordinary

Sale

149

4.606

10p ordinary

Sale

68

4.606

10p ordinary

Sale

189

4.606

10p ordinary

Sale

231

4.606

10p ordinary

Sale

147

4.606

10p ordinary

Sale

67

4.606

10p ordinary

Sale

762

4.606

10p ordinary

Sale

170

4.606

10p ordinary

Sale

140

4.606

10p ordinary

Sale

393

4.606

10p ordinary

Sale

67

4.606

10p ordinary

Sale

260

4.606

10p ordinary

Sale

56

4.606

10p ordinary

Sale

54

4.606

10p ordinary

Sale

61

4.606

10p ordinary

Sale

110

4.606

10p ordinary

Sale

132

4.606

10p ordinary

Sale

62

4.606

10p ordinary

Sale

125

4.606

10p ordinary

Sale

75

4.606

10p ordinary

Sale

152

4.606

10p ordinary

Sale

59

4.606

10p ordinary

Sale

44

4.606

10p ordinary

Sale

144

4.606

10p ordinary

Sale

193

4.606

10p ordinary

Sale

2,135

4.56732

10p ordinary

Sale

185

4.556898

10p ordinary

Sale

214

4.606

10p ordinary

Sale

318

4.55644

10p ordinary

Sale

232

4.606

10p ordinary

Sale

157

4.606

10p ordinary

Sale

600

4.602

10p ordinary

Sale

1,500

4.55488

 

 

 (b)       Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)









 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

25/09/2024

Contact name:

Henry Nevin

Telephone number:

+44 (0)207 150 4209

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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