- Amended Statement of Beneficial Ownership (3/A)
2010年3月13日 - 9:06AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BANK OF AMERICA CORP /DE/
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/31/2009
|
3. Issuer Name
and
Ticker or Trading Symbol
DWS RREEF REAL ESTATE FUND, INC. [SRQ]
|
(Last)
(First)
(Middle)
BANK OF AMERICA CORPORATE CENTER, 100 N TRYON STREET
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Street)
CHARLOTTE, NC 28255
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/15/2010
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Auction Rate Preferred
|
70
(1)
(2)
|
I
|
By Subsidiary
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
The Auction Rate Preferred Shares ("Shares") reported in Table 1 represent 1 Share beneficially owned by Bank of America,
N.A. ("BANA") and 69 Shares beneficially owned by Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are
each indirect, wholly owned subsidiaries of Bank of America Corporation ("Bank of America").
|
(
2)
|
The Reporting Persons are filing this Form 3/A to indicate that the Form 3 previously filed on January 15, 2010 (the
"Original Form 3") was filed in error. The Original Form 3 was not required to be filed because the Reporting Persons were
not as of the event date of the Original Form 3, and currently are not, beneficial owners of more than 10% of a class of
equity securities of the Issuer.
|
Remarks:
The Shares reported herein represent Bank of America's combined holdings in multiple series of auction rate preferred
securities of the issuer, which are treated herein as one class of securities in accordance with the Auction Rate
Securities--Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission ("SEC") on September
22, 2008.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 N TRYON STREET
CHARLOTTE, NC 28255
|
|
X
|
|
|
BANK OF AMERICA NA
100 N. TRYON STREET
CHARLOTTE, NC 28255
|
|
X
|
|
|
Blue Ridge Investments, L.L.C.
214 NORTH TRYON STREET
CHARLOTTE, NC 28255
|
|
X
|
|
|
Signatures
|
Bank of America Corporation and Bank of America, N.A. By: /s/ Debra I. Cho, Senior Vice President
|
|
3/12/2010
|
**
Signature of Reporting Person
|
Date
|
Blue Ridge Investments, L.L.C. By: /s/ John Hiebendahl, Vice President and Controller
|
|
3/12/2010
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Scudder Rreef RE (AMEX:SRQ)
過去 株価チャート
から 10 2024 まで 11 2024
Scudder Rreef RE (AMEX:SRQ)
過去 株価チャート
から 11 2023 まで 11 2024
Real-Time news about Dws Rreef Real Est FD (アメリカ証券取引所): 0 recent articles
その他のニュース記事