Statement of Changes in Beneficial Ownership (4)
2014年8月27日 - 7:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Huang Stephen B
|
2. Issuer Name
and
Ticker or Trading Symbol
Inventergy Global, Inc.
[
INVT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
See Remarks
|
(Last)
(First)
(Middle)
C/O INVENTERGY GLOBAL, INC., 900 E. HAMILTON AVENUE, SUITE 180
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/26/2014
|
(Street)
CAMPBELL, CA 95008
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, $0.001 par value per share
|
8/26/2014
|
|
P
|
|
10522
|
A
|
$1.886
(1)
|
10522
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Option to Purchase Common Stock
|
$3.04
|
|
|
|
|
|
|
(2)
|
5/19/2024
|
Common Stock
|
424170
|
|
424170
|
D
|
|
Explanation of Responses:
|
(
1)
|
The price reported in Column 4 is a weighted average price. These shares were purchased in one trade/order with multiple executions/transactions ranging from $1.85 to $1.93, inclusive. The reporting person undertakes to provide to Inventergy Global, Inc., any security holder of Inventergy Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
|
(
2)
|
The option was granted under the 2013 Stock Plan of Inventergy Global, Inc. and is exercisable as follows: (1) 70,695 options become exercisable on November 20, 2014; (2) 70,695 options become exercisable on May 20, 2015; and (3) 35,348 options become exercisable on the last day of each quarter of continuous service thereafter.
|
Remarks:
Chief Financial Officer
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Huang Stephen B
C/O INVENTERGY GLOBAL, INC.
900 E. HAMILTON AVENUE, SUITE 180
CAMPBELL, CA 95008
|
|
|
See Remarks
|
|
Signatures
|
/s/ Stephen B. Huang
|
|
8/27/2014
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Inventergy Global (CE) (USOTC:INVT)
過去 株価チャート
から 6 2024 まで 7 2024
Inventergy Global (CE) (USOTC:INVT)
過去 株価チャート
から 7 2023 まで 7 2024
Real-Time news about Inventergy Global Inc (CE) (その他OTC): 0 recent articles
その他のInventergy Global, Inc.ニュース記事