Current Report Filing (8-k)
2020年7月14日 - 6:24AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 13, 2020
RTW RETAILWINDS,
INC.
(Exact name of registrant as specified in its charter)
DELAWARE
(State or other jurisdiction of incorporation)
|
|
1-32315
(Commission File Number)
|
|
33-1031445
(IRS Employer Identification No.)
|
330 West 34th Street
9th Floor
New York, New York 10001
(Address of principal executive offices, including Zip Code)
(212) 884-2000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common Stock, par value $0.001 per share*
|
RTWI*
|
OTC Pink*
|
*On July 6, 2020, the New York Stock Exchange (“NYSE”)
notified RTW Retailwinds, Inc. (the “Company”) that it would apply to the Securities and Exchange Commission (the “SEC”)
to delist the Company’s common stock upon completion of all applicable procedures. The delisting will be effective 10 days
after a Form 25 is filed with the SEC by the NYSE. The Company’s trading of its common stock commenced on July 7, 2020 on
the OTC Pink, under the symbol “RTWI.”
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 1.03 Bankruptcy or Receivership.
Voluntary Petition for Reorganization
On July 13, 2020, RTW Retailwinds, Inc.
(together with its subsidiaries, the “Company”) filed voluntary petitions for relief under Chapter 11 of the Bankruptcy
Code (“Chapter 11”) in the United States Bankruptcy Court for the District of New Jersey (the “Bankruptcy Court”).
The Company has requested joint administration of its Chapter 11 cases under the caption In re: RTW Retailwinds, Inc., et. al.,
Case No. 20-18445.
The Company has filed customary motions
with the Bankruptcy Court that will authorize, upon Bankruptcy Court approval, the Company’s ability to maintain operations
in the ordinary course of business, including, among other things, the payment of employee wages and benefits without interruption,
payment of suppliers and vendors in the normal course of business, and the use of cash collateral. These motions are typical in
the Chapter 11 process and the Company anticipates that they will be approved shortly after the commencement of its Chapter 11
case.
Item 7.01 Regulation FD Disclosure.
On July 13, 2020, the Company issued a press
release announcing the filing of voluntary petitions for relief under Chapter 11. The press release is furnished as Exhibit
99.1 hereto.
The information, including Exhibit 99.1
hereto, the Company furnished under Item 7.01 of this report is not deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. Registration statements
or other documents filed with the Securities and Exchange Commission shall not incorporate this information by reference, except
as otherwise expressly stated in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibit
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
|
|
RTW RETAILWINDS, INC.
|
|
|
|
|
|
/s/ Sheamus Toal
|
Date: July 13, 2020
|
Name:
|
Sheamus Toal
|
|
Title:
|
Chief
Executive Officer and
Chief Financial Officer
|
RTW Retailwinds (NYSE:RTW)
過去 株価チャート
から 5 2024 まで 6 2024
RTW Retailwinds (NYSE:RTW)
過去 株価チャート
から 6 2023 まで 6 2024