- Current report filing (8-K)
2009年12月22日 - 6:28AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported): December 15, 2009
MERRILL LYNCH
DEPOSITOR, INC.
(on behalf of PPLUS TRUST SERIES
JPM-1)
(Exact name of registrant as specified in its
charter)
Delaware
(State or other
jurisdiction of
incorporation)
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001-32263
(Commission
File Number)
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13-3891329
(I. R. S. Employer
Identification No.)
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World Financial Center,
New York, New York
(Address of principal
executive offices)
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10080
(Zip Code)
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Registrants
telephone number, including area code: (212) 449-1000
INFORMATION TO BE
INCLUDED IN REPORT
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Section 1.
Registrants Business and Operations
Not
applicable.
Section 2.
Financial Information
Not
applicable.
Section 3.
Securities and Trading Markets
Not
applicable.
Section 4.
Matters Related to Accountants and Financial Statements
Not
applicable.
Section 5.
Corporate Governance and Management
Not
applicable.
Section 6.
Asset-Backed Securities
Not
applicable.
Section 7.
Regulation FD
Not
applicable.
Section 8.
Other Events
Item 8.01
Other events
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99.1
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Distribution
to holders of the PPLUS Trust Certificates Series JPM-1 on December 15, 2009.
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For information with respect to the underlying securities held by
PPLUS Trust Series JPM-1, please refer to The J.P. Morgan Chase & Co.s
(Commission file number 001-05805) periodic reports, including annual reports
on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K,
and other information on file with the Securities and Exchange Commission (the
SEC). You can read and copy these reports and other information at the
public reference facilities maintained by the SEC at Room 1580, 100 F Street,
NE, Washington, D.C. 20549. You may obtain copies of this material for a fee
by writing to the SECs Public Reference Section of the SEC at 100 F Street,
NE, Washington, D.C. 20549. You may obtain information about the operation of
the Public Reference Room by calling the SEC at 1-800-SEC-0330. You can also
access some of this information electronically by means of the SECs website
on the Internet at http://www.sec.gov, which contains reports, proxy and
information statements and other information that the underlying securities
issuer has filed electronically with the SEC.
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Although
we have no reason to believe the information concerning the
underlying securities or the underlying securities issuer
contained in the underlying securities issuers Exchange
Act reports is not reliable, neither the depositor nor the
trustee participated in the preparation of such documents or made any due
diligence inquiry with respect to the information provided
therein. No investigation with respect to the underlying
securities issuer or the swap guarantor
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(including,
without limitation, no investigation as to their respective
financial condition or creditworthiness) or the underlying
securities has been made. You should obtain and evaluate the
same information concerning the underlying securities issuer as you would
obtain and evaluate if you were investing directly in the
underlying securities or in other securities issued by the
underlying securities issuer. There can be no assurance that
events affecting the underlying securities or the underlying securities
issuer have not occurred or have not yet been publicly
disclosed which would affect the accuracy or completeness of
the publicly available documents described above.
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Section 9.
Financial Statements and Exhibits
Item 9.01
Financial Statements and Exhibits
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(a)
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Financial
statements of business acquired.
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(b)
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Pro
forma financial information.
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(c)
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Shell
company transactions.
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99.1
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Trustees
report in respect of the December 15, 2009 distribution to holders of the PPLUS Trust
Certificates Series JPM-1.
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this
report to be signed on its behalf by the undersigned, hereunto duly authorized.
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MERRILL LYNCH DEPOSITOR, INC.
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Date: December 21, 2009
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By:
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/s/ Steven ONeill
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Name:
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Steven ONeill
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Title:
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Director
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EXHIBIT INDEX
99.1
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Trustees
report in respect of the December 15, 2009 distribution to holders of the
PPLUS Trust Certificates Series JPM-1.
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ML Pplus Ser Jpm-1 (NYSE:PYV)
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