SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)
Nam Tai Property Inc.
(Name of Issuer)
Common Shares, par value US$0.01 per share
(Title of Class of Securities)
G63907102
(CUSIP Number)
Deutsche Bank AG
c/o Deutsche Bank AG, Hong Kong Branch
Level 52, International Commerce Centre
1 Austin Road, West Kowloon, Hong Kong
Maria Chang/ Jessie Liu
+852 2203 8660
Cosimo Borrelli
c/o Kroll (HK) Limited
(formerly known as D&P China (HK) Limited (trading as Kroll))
Level 3, Three Pacific Place
1 Queens Road East, Hong Kong
+852 3761 3888
Tai Shaw Hoong
c/o Kroll (HK) Limited
(formerly known as D&P China (HK) Limited (trading as Kroll))
Level 3, Three Pacific Place
1 Queens Road East, Hong Kong
+852 3761 3888
Kent McParland
c/o Kroll Advisory (BVI) Limited
3rd Floor, Commerce House,
P.O. Box 3339, Road Town Tortola, British Virgin Islands
+1 284 340 2532
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
with a copy to:
DLA Piper Singapore
80 Raffles Place
UOB Plaza 1, #48-01
Singapore 048624
Attention: Timothy Tan/ David Kuo
April 4, 2022
(Date of Event Which Requires Filing of This Statement)
13DA
Page 1 of 8
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of 240.13d-1(e), 240.13d-1(f)
or 240.13d-1(g), check the following box.
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See
240.13d-7 for other parties to whom copies are to be sent.
13DA
Page 2 of 8
1
NAMES OF REPORTING PERSONS
Deutsche Bank AG
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(D) OR 2(E)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Federal Republic of Germany
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14
TYPE OF REPORTING PERSON
BK, OO
13DA
Page 3 of 8
1
NAMES OF REPORTING PERSONS
Cosimo Borrelli
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(D) OR 2(E)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Australia
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14
TYPE OF REPORTING PERSON
OO
13DA
Page 4 of 8
1
NAMES OF REPORTING PERSONS
Tai Shaw Hoong
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(D) OR 2(E)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Malaysia
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14
TYPE OF REPORTING PERSON
OO
13DA
Page 5 of 8
1
NAMES OF REPORTING PERSONS
Kent McParland
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(D) OR 2(E)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
0
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14
TYPE OF REPORTING PERSON
OO
13DA
Page 6 of 8
The following constitutes Amendment No. 3 to the Schedule 13D filed
by the undersigned (Amendment No. 3). This Amendment No. 3 amends
the Schedule 13D as specifically set forth herein.
Item 4. Purpose of Transaction
Item 4 of the Schedule 13D is hereby amended by deleting the first
paragraph and replacing it with the following:
The transactions in Common
Shares by the Reporting Persons in the last 60 days are as follows:
Open Market Sales
Nature of transaction Number of Price per
Common Shares Share
Sold
Open market sales - February 8, 2022 100,000 $9.0665
Open market sales - February 9, 2022 100,000 $9.1853
Open market sales - February 10, 2022 100,000 $9.1374
Open market sales - February 11, 2022 39,452 $9.0573
Open market sales - February 14, 2022 16,850 $9.0245
Open market sales - February 15, 2022 50,000 $8.8024
Open market sales - February 16, 2022 26,502 $8.5462
Open market sales - March 14, 2022 100,000 $6.0513
Open market sales - March 15, 2022 100,000 $6.1757
Open market sales - March 16, 2022 125,000 $6.3546
Open market sales - March 22, 2022 30,000 $6.8543
|
Privately Negotiated Transactions
On April 4, 2022, 507 Capital LLC, Oasis Investments II Master Fund Ltd.
and Diamond Family Investments LLC (collectively "Purchasers") acquired
418,246, 7,835,000 and 150,000 Common Shares respectively from the
Reporting Persons at USD5.81 per share in privately negotiated transactions.
Item 5. Interest in Securities of the Issuer
Item 5 of the Schedule 13D is hereby amended by deleting the information
under (a) and (b) and replacing it with the following:
As a result of the transactions disclosed in Item 4 above, the Reporting
Person no longer have beneficial ownership of any Common Shares.
In accordance with Securities and Exchange Commission Release No. 34-395538
(January 12, 1998) (the Release), this filing reflects the Common Shares
beneficially owned by certain operating units (collectively, the DB
Reporting Units) of Deutsche Bank AG and its subsidiaries and affiliates
(collectively, the DB Group). This filing does not reflect any Common Shares,
if any, beneficially owned by any operating units of the DB Group, whose
ownership of securities is disaggregated from that of the DB Reporting Units
in accordance with the Release. The DB Reporting Units disclaim beneficial
ownership of the securities beneficially owned by (i) any client accounts
with respect to which the DB Reporting Units or their respective employees
have voting or investment discretion, or both, and (ii) certain investment
entities of which the DB Reporting Units act as the general partner,
managing general partner or other manager, to the extent interests in such
entities are held by persons other than the DB Reporting Units.
13DA
Page 7 of 8
SIGNATURES
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is
true, complete and correct.
Date: April 6, 2022
Deutsche Bank AG
By: /s/ Michael Caro
Name: Michael Caro
Title:
/s/ Cosimo Borrelli
/s/ Tai Shaw Hoong
/s/ Kent McParland
13DA
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Page 8 of 8
Nam Tai Property (NYSE:NTP)
過去 株価チャート
から 10 2024 まで 11 2024
Nam Tai Property (NYSE:NTP)
過去 株価チャート
から 11 2023 まで 11 2024