Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
2023年11月29日 - 6:45AM
Edgar (US Regulatory)
COHEN & STEERS CLOSED-END OPPORTUNITY FUND, INC.
SCHEDULE OF INVESTMENTS
September 30, 2023 (Unaudited)
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Shares |
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Value |
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CLOSED-END FUNDS |
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84.4 |
% |
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COMMODITY FUNDS |
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11.5 |
% |
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DIVERSIFIED COMMODITY FUNDS |
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5.7 |
% |
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Adams Natural Resources Fund, Inc. |
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155,985 |
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$ |
3,606,373 |
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BlackRock Energy and Resources Trust |
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69,780 |
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914,816 |
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PIMCO Energy & Tactical Credit Opportunities Fund |
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581,173 |
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11,524,660 |
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16,045,849 |
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SINGLE COMMODITY FUNDS |
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5.8 |
% |
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Sprott Physical Gold and Silver Trust (Canada)(a) |
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432,497 |
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7,490,848 |
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Sprott Physical Gold Trust (Canada)(a) |
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419,155 |
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6,002,300 |
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Sprott Physical Platinum & Palladium Trust (Canada)(a) |
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61,774 |
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665,306 |
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Sprott Physical Silver Trust (Canada)(a) |
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260,145 |
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1,971,899 |
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16,130,353 |
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TOTAL COMMODITY FUNDS |
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32,176,202 |
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EQUITY FUNDS |
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43.9 |
% |
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GLOBAL EQUITY FUNDS |
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1.3 |
% |
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Aberdeen Total Dynamic Dividend Fund |
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467,976 |
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3,537,899 |
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GLOBAL HYBRID FUNDS |
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10.5 |
% |
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BlackRock Capital Allocation Term Trust |
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499,567 |
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7,238,726 |
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BlackRock ESG Capital Allocation Term Trust |
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709,890 |
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10,499,273 |
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Calamos Long/Short Equity & Dynamic Income Trust |
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95,000 |
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1,405,050 |
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Guggenheim Active Allocation Fund |
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579,300 |
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7,820,550 |
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Thornburg Income Builder Opportunities Trust |
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171,235 |
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2,500,031 |
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29,463,630 |
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MLP FUNDS |
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3.9 |
% |
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First Trust Energy Income and Growth Fund |
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176,925 |
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2,326,564 |
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First Trust Energy Infrastructure Fund |
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214,041 |
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3,240,581 |
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First Trust MLP and Energy Income Fund |
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366,575 |
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2,899,608 |
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First Trust New Opportunities MLP & Energy Fund |
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245,800 |
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1,538,708 |
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Neuberger Berman Energy Infrastructure & Income Fund, Inc. |
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144,450 |
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993,816 |
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10,999,277 |
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OPTION INCOME FUNDS |
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5.4 |
% |
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Eaton Vance Enhanced Equity Income Fund II |
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87,016 |
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1,494,935 |
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Eaton Vance Risk-Managed Diversified Equity Income Fund |
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362,446 |
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2,783,585 |
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Eaton Vance Tax-Managed Buy-Write Opportunities Fund |
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114,431 |
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1,369,739 |
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Eaton Vance Tax-Managed Diversified Equity
Income Fund |
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185,617 |
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2,142,020 |
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1
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Shares |
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Value |
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Eaton Vance Tax-Managed Global Diversified
Equity Income Fund |
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784,977 |
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$ |
5,785,281 |
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Voya Global Equity Dividend and Premium Opportunity Fund |
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325,919 |
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1,597,003 |
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15,172,563 |
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REAL ESTATE, INCLUDING REITS FUNDS |
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0.9 |
% |
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Nuveen Real Asset Income and Growth Fund |
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180,558 |
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1,917,526 |
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Nuveen Real Estate Income Fund |
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90,300 |
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605,010 |
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2,522,536 |
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US GENERAL EQUITY FUNDS |
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18.9 |
% |
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Adams Diversified Equity Fund, Inc. |
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1,056,068 |
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17,572,971 |
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Eaton Vance Tax-Advantaged Dividend Income
Fund |
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118,033 |
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2,499,939 |
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Eaton Vance Tax-Advantaged Global Dividend
Income Fund |
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137,868 |
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2,120,410 |
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Gabelli Dividend & Income Trust/The |
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524,886 |
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10,203,784 |
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Gabelli Equity Trust, Inc./The |
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468,640 |
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2,404,123 |
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General American Investors Co., Inc. |
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141,476 |
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5,820,323 |
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Nuveen Core Equity Alpha Fund |
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224,885 |
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2,795,321 |
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Royce Micro-Cap Trust, Inc. |
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50,884 |
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421,319 |
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Royce Value Trust, Inc. |
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211,821 |
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2,726,136 |
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SRH Total Return Fund, Inc. |
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486,158 |
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6,310,331 |
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52,874,657 |
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US HYBRID FUNDS |
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0.4 |
% |
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Virtus Equity & Convertible Income Fund |
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56,127 |
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1,116,366 |
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US SECTOR EQUITY FUNDS |
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1.1 |
% |
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BlackRock Health Sciences Term Trust |
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16,006 |
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230,646 |
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Tekla Healthcare Investors |
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99,573 |
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1,548,360 |
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Tekla Healthcare Opportunities Fund |
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46,845 |
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795,428 |
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Tekla Life Sciences Investors |
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47,340 |
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590,330 |
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3,164,764 |
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UTILITIES FUNDS |
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1.5 |
% |
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DNP Select Income Fund, Inc. |
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77,894 |
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741,551 |
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Duff & Phelps Utility & Infrastructure Fund, Inc. |
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178,271 |
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1,536,696 |
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MainStay CBRE Global Infrastructure Megatrends Fund |
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159,391 |
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1,877,626 |
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4,155,873 |
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TOTAL EQUITY FUNDS |
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123,007,565 |
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2
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Shares |
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Value |
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FIXED INCOME FUNDS |
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22.0 |
% |
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BANK LOAN FUNDS |
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4.5 |
% |
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Apollo Tactical Income Fund, Inc. |
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44,290 |
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$ |
592,157 |
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Ares Dynamic Credit Allocation Fund, Inc. |
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|
139,481 |
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1,799,305 |
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BlackRock Floating Rate Income Trust Fund, Inc. |
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108,470 |
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1,308,148 |
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Blackstone Long-Short Credit Income Fund |
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169,996 |
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1,980,454 |
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Eaton Vance Floating-Rate Income Trust |
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198,496 |
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2,443,486 |
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Eaton Vance Senior Floating-Rate Trust |
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|
233,258 |
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2,824,754 |
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Invesco Senior Income Trust |
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395,861 |
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1,551,775 |
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12,500,079 |
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GLOBAL INCOME FUNDS |
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11.0 |
% |
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MFS Multimarket Income Trust |
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219,209 |
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|
933,830 |
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PIMCO Access Income Fund |
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|
507,500 |
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|
7,044,100 |
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PIMCO Dynamic Income Fund |
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|
643,281 |
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|
11,115,896 |
|
PIMCO Dynamic Income Opportunities Fund |
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|
747,958 |
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|
8,885,741 |
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Western Asset Diversified Income Fund |
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|
219,090 |
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2,900,752 |
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30,880,319 |
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HIGH YIELD BOND FUNDS |
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1.0 |
% |
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Barings Global Short Duration High Yield Fund, Class SH |
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|
91,674 |
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|
1,164,260 |
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PGIM Global High Yield Fund, Inc. |
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|
159,752 |
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|
1,722,126 |
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2,886,386 |
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PREFERRED STOCK FUNDS |
|
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2.8 |
% |
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First Trust Intermediate Duration Preferred & Income Fund |
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|
55,821 |
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|
831,733 |
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Flaherty & Crumrine Dynamic Preferred and Income Fund, Inc. |
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|
54,100 |
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|
907,257 |
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Flaherty & Crumrine Preferred and Income Securities Fund, Inc. |
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|
|
114,755 |
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|
|
1,488,372 |
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John Hancock Premium Dividend Fund |
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|
241,061 |
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|
|
2,319,007 |
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Nuveen Preferred & Income Opportunities Fund |
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|
|
190,359 |
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|
|
1,204,972 |
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Nuveen Preferred & Income Securities Fund |
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|
|
161,933 |
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|
|
999,127 |
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7,750,468 |
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US HIGH YIELD BOND FUNDS |
|
|
2.2 |
% |
|
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|
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|
|
|
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Allspring Income Opportunities |
|
|
|
188,646 |
|
|
|
1,150,741 |
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BlackRock Debt Strategies Fund, Inc. |
|
|
|
105,664 |
|
|
|
1,085,169 |
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KKR Income Opportunities Fund |
|
|
|
53,342 |
|
|
|
637,970 |
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PGIM High Yield Bond Fund, Inc. |
|
|
|
150,895 |
|
|
|
1,777,543 |
|
3
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Shares |
|
|
Value |
|
PGIM Short Duration High Yield Opportunities Fund |
|
|
|
|
|
|
114,450 |
|
|
$ |
1,658,381 |
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6,309,804 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
US MULTI SECTOR BOND FUNDS |
|
|
0.5 |
% |
|
|
|
|
|
|
|
|
Guggenheim Strategic Opportunities Fund |
|
|
|
|
|
|
89,765 |
|
|
|
1,327,624 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL FIXED INCOME FUNDS |
|
|
|
|
|
|
|
|
|
|
61,654,680 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MUNICIPAL FUNDS |
|
|
7.0 |
% |
|
|
|
|
|
|
|
|
DIVERSIFIED MUNICIPAL BOND FUNDS |
|
|
5.3 |
% |
|
|
|
|
|
|
|
|
BlackRock MuniHoldings Fund, Inc. |
|
|
|
30,447 |
|
|
|
313,909 |
|
BlackRock MuniVest Fund, Inc. |
|
|
|
111,438 |
|
|
|
675,314 |
|
BlackRock MuniYield Fund, Inc. |
|
|
|
28,315 |
|
|
|
259,932 |
|
BlackRock MuniYield Quality Fund III, Inc. |
|
|
|
156,757 |
|
|
|
1,497,029 |
|
BlackRock MuniYield Quality Fund, Inc. |
|
|
|
77,385 |
|
|
|
791,649 |
|
Eaton Vance Municipal Income 2028 Term Trust |
|
|
|
45,008 |
|
|
|
763,336 |
|
Neuberger Berman Municipal Fund, Inc. |
|
|
|
206,982 |
|
|
|
1,906,304 |
|
Nuveen AMT-Free Quality Municipal Income
Fund |
|
|
|
214,711 |
|
|
|
2,078,402 |
|
Nuveen Municipal Value Fund, Inc. |
|
|
|
497,880 |
|
|
|
4,112,489 |
|
Nuveen Quality Municipal Income Fund |
|
|
|
203,123 |
|
|
|
2,059,667 |
|
Putnam Municipal Opportunities Trust |
|
|
|
37,923 |
|
|
|
348,892 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,806,923 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HIGH YIELD MUNICIPAL BOND FUNDS |
|
|
1.7 |
% |
|
|
|
|
|
|
|
|
Nuveen AMT-Free Municipal Credit Income
Fund |
|
|
|
217,778 |
|
|
|
2,245,291 |
|
Nuveen Municipal Credit Income Fund |
|
|
|
263,060 |
|
|
|
2,743,716 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,989,007 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL MUNICIPAL FUNDS |
|
|
|
|
|
|
|
19,795,930 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL CLOSED-END FUNDS (Identified
cost$258,775,806) |
|
|
|
|
|
|
|
236,634,377 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
EXCHANGE-TRADED FUNDS |
|
|
12.7 |
% |
|
|
|
|
|
|
|
|
COMMODITY FUNDSSINGLE COMMODITY FUNDS |
|
|
1.1 |
% |
|
|
|
|
|
|
|
|
SPDR Gold Shares(a) |
|
|
|
|
|
|
18,675 |
|
|
|
3,201,829 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
EQUITY FUNDS |
|
|
11.6 |
% |
|
|
|
|
|
|
|
|
REAL ESTATE, INCLUDING REITS FUNDS |
|
|
1.0 |
% |
|
|
|
|
|
|
|
|
Vanguard Real Estate ETF |
|
|
|
|
|
|
36,303 |
|
|
|
2,746,685 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
US GENERAL EQUITY FUNDS |
|
|
10.0 |
% |
|
|
|
|
|
|
|
|
Invesco S&P 500 Equal Weight Consumer Discretionary ETF |
|
|
|
76,926 |
|
|
|
3,237,046 |
|
Invesco S&P 500 Equal Weight ETF |
|
|
|
46,023 |
|
|
|
6,520,999 |
|
4
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shares |
|
|
Value |
|
iShares Russell 1000 Value ETF |
|
|
|
33,163 |
|
|
$ |
5,034,807 |
|
iShares Russell 2000 ETF |
|
|
|
11,467 |
|
|
|
2,026,678 |
|
iShares Russell 2000 Value ETF |
|
|
|
8,400 |
|
|
|
1,138,620 |
|
Pacer U.S. Cash Cows 100 ETF |
|
|
|
25,102 |
|
|
|
1,240,792 |
|
SPDR S&P 500 ETF Trust |
|
|
|
8,047 |
|
|
|
3,439,931 |
|
Vanguard S&P 500 ETF |
|
|
|
13,632 |
|
|
|
5,353,286 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
27,992,159 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
US SECTOR EQUITY FUNDS |
|
|
0.6 |
% |
|
|
|
|
|
|
|
|
iShares Biotechnology ETF |
|
|
|
|
|
|
6,773 |
|
|
|
828,270 |
|
VanEck Pharmaceutical ETF |
|
|
|
11,748 |
|
|
|
938,195 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,766,465 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL EQUITY FUNDS |
|
|
|
|
|
|
|
32,505,309 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL EXCHANGE-TRADED FUNDS (Identified cost$35,021,869) |
|
|
|
|
|
|
|
35,707,138 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK |
|
|
1.3 |
% |
|
|
|
|
|
|
|
|
Berkshire Hathaway, Inc., Class B(a) |
|
|
|
|
|
|
10,507 |
|
|
|
3,680,602 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL COMMON STOCK (Identified cost$2,844,239) |
|
|
|
|
|
|
|
3,680,602 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
INTERVAL FUNDSFIXED INCOME FUNDSBANK LOAN FUNDS |
|
|
0.5 |
% |
|
|
|
|
|
|
|
|
Invesco Dynamic Credit Opportunity Fund, Class AX(b) |
|
|
|
110,440 |
|
|
|
1,244,656 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL INTERVAL FUNDS (Identified cost$1,243,861) |
|
|
|
|
|
|
|
1,244,656 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENTS |
|
|
0.2 |
% |
|
|
|
|
|
|
|
|
MONEY MARKET FUNDS |
|
|
|
|
|
|
|
|
|
|
|
|
State Street Institutional U.S. Government Money Market Fund,
Premier Class, 5.29%(c) |
|
|
|
669,326 |
|
|
|
669,326 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL SHORT-TERM INVESTMENTS (Identified cost$669,326) |
|
|
|
|
|
|
|
669,326 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Value |
|
TOTAL INVESTMENTS IN SECURITIES (Identified cost$298,555,101) |
|
|
99.1 |
% |
|
|
|
|
|
$ |
277,936,099 |
|
OTHER ASSETS IN EXCESS OF LIABILITIES |
|
|
0.9 |
|
|
|
|
|
|
|
2,495,415 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NET ASSETS (Equivalent to $10.20 per share based on 27,502,267 shares of common stock
outstanding) |
|
|
100.0 |
% |
|
|
|
|
|
$ |
280,431,514 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Glossary of Portfolio Abbreviations
|
|
|
|
|
ETF |
|
Exchange-Traded Fund |
MLP |
|
Master Limited Partnership |
SPDR |
|
Standard & Poors Depositary Receipt |
Note: Percentages indicated are based on the net assets of the Fund.
(a) |
Non-income producing security. |
(b) |
Investment valued using NAV as the practical expedient and has been excluded from the fair value hierarchy.
The investment fund provides liquidity through quarterly repurchase offers. |
(c) |
Rate quoted represents the annualized seven-day yield.
|
6
COHEN & STEERS CLOSED-END OPPORTUNITY FUND, INC.
NOTES TO SCHEDULE OF INVESTMENTS (Unaudited)
Note 1. Portfolio Valuation
Investments in securities that are listed on the New York Stock Exchange (NYSE) are valued, except as indicated below, at the
last sale price reflected at the close of the NYSE on the business day as of which such value is being determined. If there has been no sale on such day, the securities are valued at the mean of the closing bid and ask prices on such day or, if no
ask price is available, at the bid price.
Securities not listed on the NYSE but listed on other domestic or foreign
securities exchanges (including NASDAQ) are valued in a similar manner. Securities traded on more than one securities exchange are valued at the last sale price reflected at the close of the exchange representing the principal market for such
securities on the business day as of which such value is being determined. If after the close of a foreign market, but prior to the close of business on the day the securities are being valued, market conditions change significantly, certain non-U.S. equity holdings may be fair valued pursuant to procedures established by the Board of Directors.
Readily marketable securities traded in the OTC market, including listed securities whose primary market is believed by
Cohen & Steers Capital Management, Inc. (the investment manager) to be OTC, are valued on the basis of prices provided by a third-party pricing service or third-party broker-dealers when such prices are believed by the investment manager,
pursuant to delegation by the Board of Directors, to reflect the fair value of such securities.
Short-term debt
securities with a maturity date of 60 days or less are valued at amortized cost, which approximates fair value. Investments in open-end mutual funds and closed-end
interval funds are valued at net asset value (NAV).
The Board of Directors has designated the investment manager as the
Funds Valuation Designee under Rule 2a-5 under the 1940 Act. As Valuation Designee, the investment manager is authorized to make fair valuation determinations, subject to the oversight of the
Board of Directors. The investment manager has established a valuation committee (Valuation Committee) to administer, implement and oversee the fair valuation process according to the policies and procedures approved annually by the Board of
Directors. Among other things, these procedures allow the Fund to utilize independent pricing services, quotations from securities and financial instrument dealers and other market sources to determine fair value.
Securities for which market prices are unavailable, or securities for which the investment manager determines that the bid
and/or ask price or a counterparty valuation does not reflect market value, will be valued at fair value, as determined in good faith by the Valuation Committee, pursuant to procedures approved by the Funds Board of Directors. Circumstances in
which market prices may be unavailable include, but are not limited to, when trading in a security is suspended, the exchange on which the security is traded is subject to an unscheduled close or disruption or material events occur after the close
of the exchange on which the security is principally traded. In these circumstances, the Fund determines fair value in a manner that fairly reflects the market value of the security on the valuation date based on consideration of any information or
factors it deems appropriate. These may include, but are not limited to, recent transactions in comparable securities, information relating to the specific security and developments in the markets.
Foreign equity fair value pricing procedures utilized by the Fund may cause certain
non-U.S. equity holdings to be fair valued on the basis of fair value factors provided by a pricing service to reflect any significant market movements between the time the Fund values such securities and the
earlier closing of foreign markets.
COHEN & STEERS CLOSED-END OPPORTUNITY FUND, INC.
NOTES TO SCHEDULE OF INVESTMENTS (Unaudited) (Continued)
The Funds use of fair value pricing may cause the NAV of Fund shares to
differ from the NAV that would be calculated using market quotations. Fair value pricing involves subjective judgments and it is possible that the fair value determined for a security may be materially different than the value that could be realized
upon the sale of that security.
Fair value is defined as the price that the Fund would expect to receive upon the sale of
an investment or expect to pay to transfer a liability in an orderly transaction with an independent buyer in the principal market or, in the absence of a principal market, the most advantageous market for the investment or liability. The hierarchy
of inputs that are used in determining the fair value of the Funds investments is summarized below.
|
|
|
Level 1 quoted prices in active markets for identical investments |
|
|
|
Level 2 other significant observable inputs (including quoted prices for similar investments, interest
rates, credit risk, etc.) |
|
|
|
Level 3 significant unobservable inputs (including the Funds own assumptions in determining the
fair value of investments) |
The inputs or methodology used for valuing investments may or may not be an
indication of the risk associated with those investments. Changes in valuation techniques may result in transfers into or out of an assigned level within the disclosure hierarchy.
The following is a summary of the inputs used as of September 30, 2023 in valuing the Funds investments carried at
value:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Quoted Prices in Active
Markets for Identical Investments (Level
1) |
|
|
Other Significant Observable Inputs (Level 2) |
|
|
Significant Unobservable Inputs (Level 3) |
|
|
Total |
|
Closed-End Funds |
|
$ |
236,634,377 |
|
|
$ |
|
|
|
$ |
|
|
|
$ |
236,634,377 |
|
Exchange-Traded Funds |
|
|
35,707,138 |
|
|
|
|
|
|
|
|
|
|
|
35,707,138 |
|
Common Stock |
|
|
3,680,602 |
|
|
|
|
|
|
|
|
|
|
|
3,680,602 |
|
Short-Term Investments |
|
|
|
|
|
|
669,326 |
|
|
|
|
|
|
|
669,326 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Subtotal(a) |
|
|
276,022,117 |
|
|
|
669,326 |
|
|
|
|
|
|
|
276,691,443 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments Valued at NAV(b) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,244,656 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments in Securities(a) |
|
$ |
276,022,117 |
|
|
$ |
669,326 |
|
|
$ |
|
|
|
$ |
277,936,099 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a) |
Portfolio holdings are disclosed individually on the Schedule of Investments. |
(b) |
As of September 30, 2023, one of the Funds investments was valued using NAV per unit as a
practical expedient and has been excluded from the fair value hierarchy. The fair value amount presented in this table is intended to permit reconciliation of the fair value hierarchy to the amounts presented within the Schedule of Investments.
|
Cohen and Steers Closed ... (NYSE:FOF)
過去 株価チャート
から 4 2024 まで 5 2024
Cohen and Steers Closed ... (NYSE:FOF)
過去 株価チャート
から 5 2023 まで 5 2024