Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
2024年5月25日 - 4:28AM
Edgar (US Regulatory)
First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments
March 31, 2024 (Unaudited)
Principal
Value
(Local
Currency)
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FOREIGN SOVEREIGN BONDS AND NOTES (a) – 73.1%
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Angolan Government International Bond (USD) (b)
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Argentine Republic Government International Bond (USD) (c)
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Argentine Republic Government International Bond (USD) (c)
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Treasury Corp. of Victoria (AUD)
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Bahrain Government International Bond (USD) (d)
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Bahrain Government International Bond (USD) (b)
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Brazil Notas do Tesouro Nacional, Series F (BRL)
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Brazil Notas do Tesouro Nacional, Series F (BRL)
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CPPIB Capital, Inc. (CAD) (b)
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Dominican Republic – 1.6%
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Dominican Republic International Bond (USD) (d)
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Dominican Republic International Bond (DOP) (d)
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Dominican Republic International Bond (USD) (b)
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Ecuador Government International Bond (USD) (b) (c)
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Egypt Government International Bond (USD) (d)
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Egypt Government International Bond (USD) (b)
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Egypt Treasury Bills (EGP)
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Georgia Government International Bond (USD) (d)
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Ghana Government International Bond (USD) (d) (f)
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Hungary Government Bond (HUF)
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Hungary Government Bond (HUF)
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Indonesia Treasury Bond (IDR)
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Iraq International Bond (USD) (b)
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First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments (Continued)
March 31, 2024 (Unaudited)
Principal
Value
(Local
Currency)
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FOREIGN SOVEREIGN BONDS AND NOTES (a) (Continued)
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Ivory Coast Government International Bond (EUR) (b)
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Republic of Kenya Government International Bond (USD) (b)
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Morocco Government International Bond (USD) (b)
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New Zealand Government Bond (NZD)
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New Zealand Government Bond (NZD)
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Nigeria Government International Bond (USD) (d)
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Oman Government International Bond (USD) (d)
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Peruvian Government International Bond (PEN) (b)
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Republic of Poland Government Bond (PLN)
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Qatar Government International Bond (USD) (b)
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Rwanda International Government Bond (USD) (d)
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Saudi Government International Bond (USD) (d)
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Senegal Government International Bond (USD) (b)
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Istanbul Metropolitan Municipality (USD) (d)
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Turkey Government International Bond (USD)
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Ukraine Government International Bond (USD) (b) (f)
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United Kingdom Gilt (GBP) (b)
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Uruguay Government International Bond (UYU)
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National Bank of Uzbekistan (USD) (b)
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First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments (Continued)
March 31, 2024 (Unaudited)
Principal
Value
(Local
Currency)
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FOREIGN SOVEREIGN BONDS AND NOTES (a) (Continued)
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Republic of Uzbekistan International Bond (USD) (d)
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Total Foreign Sovereign Bonds and Notes
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FOREIGN CORPORATE BONDS AND NOTES (a) (g) – 28.5%
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Sagicor Financial Co., Ltd. (USD) (d)
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Banco do Brasil S.A. (USD) (b) (h)
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Guara Norte Sarl (USD) (d)
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Itau Unibanco Holding S.A. (USD) (b) (h)
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Minerva Luxembourg S.A. (USD) (d)
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OAS Finance Ltd. (USD) (f) (h) (j) (k)
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OAS Investments GmbH (USD) (f) (j) (k)
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Samarco Mineracao S.A. (USD) (b) (l)
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Empresa Nacional del Petroleo (USD) (d)
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Huarong Finance II Co., Ltd. (USD) (b)
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Empresas Publicas de Medellin ESP (USD) (b)
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Dominican Republic – 0.7%
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International Airport Finance S.A. (USD) (d)
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Georgian Railway JSC (USD) (b)
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Bank Leumi Le-Israel BM (USD) (b) (d) (h)
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Energean Israel Finance Ltd. (USD) (b) (d)
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Teva Pharmaceutical Finance Netherlands III B.V. (USD)
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KazMunayGas National Co. JSC (USD) (b)
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BBVA Bancomer S.A. (USD) (b) (h)
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Braskem Idesa S.A.P.I. (USD) (d)
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Cemex SAB de CV (USD) (d) (h)
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First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments (Continued)
March 31, 2024 (Unaudited)
Principal
Value
(Local
Currency)
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FOREIGN CORPORATE BONDS AND NOTES (a) (g) (Continued)
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Petroleos Mexicanos (MXN) (b)
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Sixsigma Networks Mexico SA de CV (USD) (d)
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Access Bank PLC (USD) (d)
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IHS Netherlands Holdco BV (USD) (d)
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SEPLAT Energy PLC (USD) (d)
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Petroleos del Peru S.A. (USD) (d)
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Sovcombank Via SovCom Capital DAC (USD) (f) (h) (j)
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Puma International Financing S.A. (USD) (b)
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Eskom Holdings SOC Ltd. (USD) (b)
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Eskom Holdings SOC Ltd. (ZAR)
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Liquid Telecommunications Financing PLC (USD) (d)
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Sasol Financing USA LLC (USD)
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Transnet SOC Ltd. (USD) (d)
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Trinidad And Tobago – 1.0%
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Heritage Petroleum Co., Ltd. (USD) (d)
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WE Soda Investments Holdings PLC (USD) (d)
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Yapi ve Kredi Bankasi AS (USD) (d) (h)
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Kernel Holding S.A. (USD) (d)
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NPC Ukrenergo (USD) (d) (f)
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Ukraine Railways Via Rail Capital Markets PLC (USD) (b) (f)
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First Quantum Minerals Ltd. (USD) (d)
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Total Foreign Corporate Bonds and Notes
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First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments (Continued)
March 31, 2024 (Unaudited)
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U.S. GOVERNMENT BONDS AND NOTES (a) – 18.2%
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United States Treasury Bond
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United States Treasury Note
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United States Treasury Note
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Total U.S. Government Bonds and Notes
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Total Investments – 119.8%
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Outstanding Loan – (23.9)%
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Net Other Assets and Liabilities – 4.1%
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Forward Foreign Currency Contracts
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Purchase
Value as of
3/31/2024
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Sale
Value as of
3/31/2024
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Unrealized
Appreciation/
(Depreciation)
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Net Unrealized Appreciation / (Depreciation)
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First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments (Continued)
March 31, 2024 (Unaudited)
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All of these securities are available to serve as collateral for the outstanding loan.
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This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities
Act
of 1933, as amended (the “1933 Act”).
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Step-up security. A security where the coupon increases or steps up at a predetermined date. Interest rate shown reflects
the rate in
effect at March 31, 2024.
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This security, sold within the terms of a private placement memorandum, is exempt from registration upon resale under
Rule 144A of the 1933 Act, and may be resold in transactions exempt from registration, normally to qualified institutional
buyers.
Pursuant to procedures adopted by the Fund’s Board of Trustees, this security has been determined to be liquid by abrdn Inc., the
Fund’s sub-advisor (“abrdn” or the “Sub-Advisor”). Although market instability can result in periods of increased overall market
illiquidity, liquidity for each security is determined based on security specific factors and assumptions, which require subjective
judgment. At March 31, 2024, securities noted as such amounted to $15,967,690 or 23.0% of net assets.
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This issuer is in default and interest is not being accrued by the Fund.
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Portfolio securities are included in a country based upon their underlying credit exposure as determined by abrdn.
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Fixed-to-floating or fixed-to-variable rate security. The interest rate shown reflects the fixed rate in effect at March 31,
2024. At a
predetermined date, the fixed rate will change to a floating rate or a variable rate.
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This security, sold within the terms of a private placement memorandum, is exempt from registration upon resale under
Rule 144A of the 1933 Act, and may be resold in transactions exempt from registration, normally to qualified institutional
buyers.
See Restricted Securities table.
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This issuer has filed for bankruptcy protection in a São Paulo state court.
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This note is a Payment-in-kind (“PIK”) Toggle Note whereby the issuer may pay interest on the note (1) entirely in cash,
(2) entirely in PIK interest or (3) a combination of both. Interest paid will accrue on the notes at a rate of 9% per annum.
For the
fiscal year to date period (January 1, 2024 to March 31, 2024), the Fund received 19,963 shares in PIK interest.
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Abbreviations throughout the Portfolio of Investments:
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– Dominican Republic Peso
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First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments (Continued)
March 31, 2024 (Unaudited)
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The credit quality and ratings information presented above
reflect the ratings assigned by one or more nationally
recognized statistical rating organizations (NRSROs),
including S&P Global Ratings, Moody’s Investors Service,
Inc., Fitch Ratings or a comparably rated NRSRO. For
situations in which a security is rated by more than one
NRSRO and the ratings are not equivalent, the highest ratings
are used. Sub-investment grade ratings are those rated
BB+/Ba1 or lower. Investment grade ratings are those rated
BBB-/Baa3 or higher. The credit ratings shown relate to the
creditworthiness of the issuers of the underlying securities in
the Fund, and not to the Fund or its shares. Credit ratings are
subject to change.
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Oil & Gas Services & Equipment
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Transportation & Logistics
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Government Development Banks
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Retail - Consumer Staples
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Construction Materials Manufacturing
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Wireline Telecommunications Services
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Currency Exposure
Diversification
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The weightings include the impact of currency forwards.
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First Trust/abrdn Global Opportunity Income Fund (FAM)
Portfolio of Investments (Continued)
March 31, 2024 (Unaudited)
Valuation Inputs
The Fund is subject to fair value accounting standards that define fair value, establish the framework for measuring fair
value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The
three levels of the fair value hierarchy are as follows:
•
Level 1 – Level 1 inputs are quoted prices in active markets for identical investments.
•
Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.)
•
Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity’s own assumptions about the assumptions that market participants would use in pricing the investment.
The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing
in those investments.
A summary of the inputs used to value the Fund’s investments as of March 31, 2024 is as follows:
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Level 2
Significant
Observable
Inputs
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Level 3
Significant
Unobservable
Inputs
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Foreign Sovereign Bonds and Notes*
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Foreign Corporate Bonds and Notes*
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U.S. Government Bonds and Notes
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Forward Foreign Currency Contracts
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Level 2
Significant
Observable
Inputs
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Level 3
Significant
Unobservable
Inputs
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Forward Foreign Currency Contracts
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See Portfolio of Investments for country breakout.
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Restricted Securities
As of March 31, 2024, the Fund held restricted securities as shown in the following table that abrdn has deemed illiquid pursuant
to procedures adopted by the Fund’s Board of Trustees.
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OAS Investments GmbH, 8.25%, 10/19/19
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Sovcombank Via SovCom Capital DAC, 7.75%
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** Amount is less than 0.01%
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First Trust abrdn Global... (NYSE:FAM)
過去 株価チャート
から 5 2024 まで 6 2024
First Trust abrdn Global... (NYSE:FAM)
過去 株価チャート
から 6 2023 まで 6 2024
