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| 日付 | 保有者名 | 取引株数 | 金額レンジ ($) | 取引種別 | 価格レンジ ($) | 届出終了時の株数 | % 変化 |
|---|---|---|---|---|---|---|---|
| 2026-05-21 | Mr. John P. HollihanLead Independent Director | -760.00 | 12.52k | Derivative Exercise and Sale | 16.47 | 20.24k | - |
| 2026-05-21 | Mr. John P. HollihanLead Independent Director | 1.14k | 0.00 | Derivative Exercise and Retained Stock | - | 20.24k | 5.97% |
| 2026-05-21 | Ms. Z. Jamie BeharIndependent Director | 1.90k | 0.00 | Derivative Exercise and Retained Stock | - | 15.44k | 14.03% |
| 2026-05-21 | Ms. Carolyn DowneyIndependent Director | -950.00 | 15.65k | Derivative Exercise and Sale | 16.47 | 27.87k | - |
| 2026-05-21 | Ms. Carolyn DowneyIndependent Director | 950.00 | 0.00 | Derivative Exercise and Retained Stock | - | 27.87k | 3.53% |
| 2026-05-21 | Mr. Robert Cameron HainIndependent Director | -950.00 | 15.65k | Derivative Exercise and Sale | 16.47 | 2.48k | - |
| 2026-05-21 | Mr. Robert Cameron HainIndependent Director | 950.00 | 0.00 | Derivative Exercise and Retained Stock | - | 2.48k | 62.05% |
| 2026-05-21 | Dr. Stewart J. PaperinIndependent Director | 1.90k | 0.00 | Derivative Exercise and Retained Stock | - | 11.46k | 19.88% |
| 2026-05-21 | Mr. Daniel C. StatonNon-Executive Chairman | 2.38k | 0.00 | Derivative Exercise and Retained Stock | - | 33.20k | 7.72% |
| 2026-05-21 | Mr. Marc H. BellDirector | 2.38k | 0.00 | Derivative Exercise and Retained Stock | - | 28.78k | 9.01% |
| 2026-05-21 | Mr. Sergey LosyevCo-Chief Investment Officer | -281.00 | 4.63k | Derivative Exercise and Sale | 16.47 | 6.07k | - |
| 2026-05-21 | Mr. Sergey LosyevCo-Chief Investment Officer | 1.22k | 0.00 | Derivative Exercise and Retained Stock | - | 6.07k | 25.13% |
| 2026-05-21 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | -389.00 | 6.41k | Derivative Exercise and Sale | 16.47 | 6.47k | - |
| 2026-05-21 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | 1.11k | 0.00 | Derivative Exercise and Retained Stock | - | 6.47k | 20.73% |
| 2026-05-21 | Mr. Scott Jeffrey UlmCEO and Vice Chair | -1.35k | 22.27k | Derivative Exercise and Sale | 16.47 | 76.86k | - |
| 2026-05-21 | Mr. Scott Jeffrey UlmCEO and Vice Chair | 2.03k | 0.00 | Derivative Exercise and Retained Stock | - | 76.86k | 2.71% |
| 2026-05-21 | Mr. Gordon Mackay HarperCFO & Secretary | -1.32k | 21.76k | Derivative Exercise and Sale | 16.47 | 29.32k | - |
| 2026-05-21 | Mr. Gordon Mackay HarperCFO & Secretary | 2.68k | 0.00 | Derivative Exercise and Retained Stock | - | 29.32k | 10.06% |
| 2026-02-24 | Mr. Robert Cameron HainIndependent Director | 521.00 | 0.00 | Derivative Exercise and Retained Stock | - | 1.53k | 51.58% |
| 2026-02-24 | Mr. Robert Cameron HainIndependent Director | -522.00 | 9.34k | Derivative Exercise and Sale | 17.89 | 1.53k | - |
| 2026-02-24 | Mr. John P. HollihanLead Independent Director | 625.00 | 0.00 | Derivative Exercise and Retained Stock | - | 14.08k | 4.64% |
| 2026-02-24 | Mr. John P. HollihanLead Independent Director | -418.00 | 7.48k | Derivative Exercise and Sale | 17.89 | 14.08k | - |
| 2026-02-24 | Ms. Carolyn DowneyIndependent Director | 521.00 | 0.00 | Derivative Exercise and Retained Stock | - | 25.94k | 2.05% |
| 2026-02-24 | Ms. Carolyn DowneyIndependent Director | -522.00 | 9.34k | Derivative Exercise and Sale | 17.89 | 25.94k | - |
| 2026-02-24 | Mr. Daniel C. StatonNon-Executive Chairman | 1.52k | 0.00 | Derivative Exercise and Retained Stock | - | 30.82k | 5.20% |
| 2026-02-24 | Dr. Stewart J. PaperinIndependent Director | 1.04k | 0.00 | Derivative Exercise and Retained Stock | - | 8.57k | 13.86% |
| 2026-02-24 | Mr. Marc H. BellDirector | 1.52k | 0.00 | Derivative Exercise and Retained Stock | - | 26.40k | 6.12% |
| 2026-02-24 | Mr. Sergey LosyevCo-Chief Investment Officer | 1.13k | 0.00 | Derivative Exercise and Retained Stock | - | 4.85k | 30.37% |
| 2026-02-24 | Mr. Sergey LosyevCo-Chief Investment Officer | -370.00 | 6.62k | Derivative Exercise and Sale | 17.89 | 4.85k | - |
| 2026-02-24 | Mr. Gordon Mackay HarperCFO & Secretary | 2.51k | 0.00 | Derivative Exercise and Retained Stock | - | 26.64k | 10.41% |
| 2026-02-24 | Mr. Gordon Mackay HarperCFO & Secretary | -1.49k | 26.64k | Derivative Exercise and Sale | 17.89 | 26.64k | - |
| 2026-02-24 | Ms. Z. Jamie BeharIndependent Director | 1.04k | 0.00 | Derivative Exercise and Retained Stock | - | 13.54k | 8.34% |
| 2026-02-24 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | 1.02k | 0.00 | Derivative Exercise and Retained Stock | - | 5.36k | 23.45% |
| 2026-02-24 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | -482.00 | 8.62k | Derivative Exercise and Sale | 17.89 | 5.36k | - |
| 2026-02-24 | Mr. Scott Jeffrey UlmCEO and Vice Chair | 2.03k | 0.00 | Derivative Exercise and Retained Stock | - | 74.83k | 2.79% |
| 2026-02-24 | Mr. Scott Jeffrey UlmCEO and Vice Chair | -1.35k | 24.19k | Derivative Exercise and Sale | 17.89 | 74.83k | - |
| 2026-01-06 | Mr. Robert Cameron HainIndependent Director | -6.83k | 123.44k | 売り | 18.06 | 1.01k | -87.12% |
| 2025-11-21 | Mr. Gordon Mackay HarperCFO & Secretary | 2.67k | 0.00 | Derivative Exercise and Retained Stock | - | 24.13k | 12.47% |
| 2025-11-21 | Mr. Gordon Mackay HarperCFO & Secretary | -1.33k | 21.63k | Derivative Exercise and Sale | 16.31 | 24.13k | - |
| 2025-11-21 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | 1.11k | 0.00 | Derivative Exercise and Retained Stock | - | 4.34k | 34.23% |
| 2025-11-21 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | -393.00 | 6.41k | Derivative Exercise and Sale | 16.31 | 4.34k | - |
| 2025-11-21 | Mr. Robert Cameron HainIndependent Director | 270.00 | 0.00 | Derivative Exercise and Retained Stock | - | 7.84k | 3.57% |
| 2025-11-21 | Mr. Robert Cameron HainIndependent Director | -270.00 | 4.40k | Derivative Exercise and Sale | 16.31 | 7.84k | - |
| 2025-11-21 | Mr. Marc H. BellDirector | 1.04k | 0.00 | Derivative Exercise and Retained Stock | - | 24.88k | 4.36% |
| 2025-11-21 | Mr. John P. HollihanLead Independent Director | 324.00 | 0.00 | Derivative Exercise and Retained Stock | - | 13.46k | 2.47% |
| 2025-11-21 | Mr. John P. HollihanLead Independent Director | -216.00 | 3.52k | Derivative Exercise and Sale | 16.31 | 13.46k | - |
| 2025-11-21 | Ms. Carolyn DowneyIndependent Director | 270.00 | 0.00 | Derivative Exercise and Retained Stock | - | 24.48k | 1.12% |
| 2025-11-21 | Ms. Carolyn DowneyIndependent Director | -270.00 | 4.40k | Derivative Exercise and Sale | 16.31 | 24.48k | - |
| 2025-11-21 | Mr. Sergey LosyevCo-Chief Investment Officer | 1.22k | 0.00 | Derivative Exercise and Retained Stock | - | 3.72k | 48.48% |
| 2025-11-21 | Mr. Sergey LosyevCo-Chief Investment Officer | -285.00 | 4.65k | Derivative Exercise and Sale | 16.31 | 3.72k | - |
| 2025-11-21 | Dr. Stewart J. PaperinIndependent Director | 540.00 | 0.00 | Derivative Exercise and Retained Stock | - | 6.59k | 8.92% |
| 2025-11-21 | Ms. Z. Jamie BeharIndependent Director | 540.00 | 0.00 | Derivative Exercise and Retained Stock | - | 12.50k | 4.51% |
| 2025-11-21 | Mr. Scott Jeffrey UlmCEO and Vice Chair | 2.03k | 0.00 | Derivative Exercise and Retained Stock | - | 72.80k | 2.87% |
| 2025-11-21 | Mr. Scott Jeffrey UlmCEO and Vice Chair | -1.35k | 22.05k | Derivative Exercise and Sale | 16.31 | 72.80k | - |
| 2025-11-21 | Mr. Daniel C. StatonNon-Executive Chairman | 1.04k | 0.00 | Derivative Exercise and Retained Stock | - | 29.30k | 3.68% |
| 2025-08-21 | Dr. Stewart J. PaperinIndependent Director | 520.00 | 0.00 | Derivative Exercise and Retained Stock | - | 4.95k | 11.74% |
| 2025-08-21 | Mr. Robert Cameron HainIndependent Director | 260.00 | 0.00 | Derivative Exercise and Retained Stock | - | 7.57k | 3.56% |
| 2025-08-21 | Mr. Robert Cameron HainIndependent Director | -260.00 | 3.85k | Derivative Exercise and Sale | 14.81 | 7.57k | - |
| 2025-08-21 | Ms. Z. Jamie BeharIndependent Director | 520.00 | 0.00 | Derivative Exercise and Retained Stock | - | 11.96k | 4.55% |
| 2025-08-21 | Mr. John P. HollihanLead Independent Director | 312.00 | 0.00 | Derivative Exercise and Retained Stock | - | 13.13k | 2.43% |
| 2025-08-21 | Mr. John P. HollihanLead Independent Director | -208.00 | 3.08k | Derivative Exercise and Sale | 14.81 | 13.13k | - |
| 2025-08-21 | Mr. Daniel C. StatonNon-Executive Chairman | 1,000.00 | 0.00 | Derivative Exercise and Retained Stock | - | 28.26k | 3.67% |
| 2025-08-21 | Mr. Marc H. BellDirector | 1,000.00 | 0.00 | Derivative Exercise and Retained Stock | - | 23.84k | 4.38% |
| 2025-08-21 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | 1.12k | 0.00 | Derivative Exercise and Retained Stock | - | 3.23k | 53.27% |
| 2025-08-21 | Mr. Desmond E. MacauleyCo-Chief Investment Officer & Head of Risk Management | -376.00 | 5.57k | Derivative Exercise and Sale | 14.81 | 3.23k | - |
| 2025-08-21 | Mr. Sergey LosyevCo-Chief Investment Officer | 1.23k | 0.00 | Derivative Exercise and Retained Stock | - | 2.51k | 95.78% |
| 2025-08-21 | Mr. Sergey LosyevCo-Chief Investment Officer | -274.00 | 4.06k | Derivative Exercise and Sale | 14.81 | 2.51k | - |
| 2025-08-21 | Mr. Scott Jeffrey UlmCEO and Vice Chair | 2.03k | 0.00 | Derivative Exercise and Retained Stock | - | 70.77k | 2.95% |
| 2025-08-21 | Mr. Scott Jeffrey UlmCEO and Vice Chair | -1.35k | 20.02k | Derivative Exercise and Sale | 14.81 | 70.77k | - |
| 2025-08-21 | Ms. Carolyn DowneyIndependent Director | 260.00 | 0.00 | Derivative Exercise and Retained Stock | - | 23.11k | 1.14% |
| 2025-08-21 | Ms. Carolyn DowneyIndependent Director | -260.00 | 3.85k | Derivative Exercise and Sale | 14.80 | 23.11k | - |
| 2025-08-21 | Mr. Gordon Mackay HarperCFO & Secretary | 2.70k | 0.00 | Derivative Exercise and Retained Stock | - | 21.45k | 14.39% |
| 2025-08-21 | Mr. Gordon Mackay HarperCFO & Secretary | -1.30k | 19.27k | Derivative Exercise and Sale | 14.81 | 21.45k | - |
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