SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2 (b)
(Amendment No. 1)*
Westaff, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
957070105
(CUSIP Number)
December 31, 2008
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 957070105 13G Page 2 of 12 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Auber Investments Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(SEE INSTRUCTIONS) (b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,500,000
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,500,000
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500,000
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.98%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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Page 2 of 12 Pages
|
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CUSIP No. 957070105 13G Page 3 of 12 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Prince Resources LDC
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(SEE INSTRUCTIONS) (b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,500,000
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,500,000
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500,000
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.98%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC
--------------------------------------------------------------------------------
Page 3 of 12 Pages
|
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CUSIP No. 957070105 13G Page 4 of 12 Pages
================================================================================
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Prince Capital Partners LLC
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(SEE INSTRUCTIONS) (b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,500,000
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,500,000
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500,000
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.98%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
--------------------------------------------------------------------------------
Page 4 of 12 Pages
|
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CUSIP No. 957070105 13G Page 5 of 12 Pages
================================================================================
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
David Mayer
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(SEE INSTRUCTIONS) (b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,500,000
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,500,000
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,500,000
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.98%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
Page 5 of 12 Pages
|
Item 1.
(a) Name of Issuer.
Westaff, Inc.
(b) Address of Issuer's Principal Executive Offices.
298 North Wiget Lane, Walnut Creek, California 94598-2453
Item 2.
(a) Name of Person Filing.
This Schedule 13G is being filed by Auber Investments Ltd., Prince
Resources LDC, Prince Capital Partners LLC and David Mayer
(collectively, the "Reporting Persons"). See Item 4 below.
(b) Address of Principal Business Office or, if none, Residence.
The principal business address of each of the Reporting Persons is:
2 Grand Central Tower, 140 East 45th Street, 28th Floor, New York,
NY 10017
(c) Citizenship.
Auber Investments Ltd; British Virgin Islands
Prince Resources LDC; Cayman Islands
Prince Capital Partners LLC; Delaware
David Mayer; United States
(d) Title of Class of Securities.
Common Stock
(e) CUSIP Number.
957070105
Page 6 of 12 Pages
Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or
(c), check whether the person filing is a:
(a) |_| Broker or dealer registered under Section 15 of the Act.
(b) |_| Bank as defined in Section 3(a)(6) of the Act.
(c) |_| Insurance Company as defined in Section 3(a)(19) of the Act.
(d) |_| Investment Company registered under Section 8 of the
Investment Company Act.
(e) |_| Investment Adviser in accordance with Sec.
240.13d-1(b)(1)(ii)(E).
(f) |_| Employee Benefit Plan or Endowment Fund in accordance with
Sec. 240.13d"1(b)(1)(ii)(F).
(g) |_| Parent holding company, in accordance with Sec.
240.13d-1(b)(ii)(G).
(h) |_| A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act.
(i) |_| A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act of 1940.
(j) |_| Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Sec. 240.13d-1(c), check this box
|X|.
Item 4. Ownership
(a) Amount Beneficially Owned.
Auber Investments Ltd: 1,500,000
Prince Resources LDC: 1,500,000 (Comprised of shares held by
Auber Investments Ltd. Auber Investments Ltd. is indirectly
wholly owned by Prince Resources LDC.)
Prince Capital Partners LLC: 1,500,000 (Comprised of shares
held by Auber Investments Ltd. Prince Capital Partners LLC is
the investment manager with respect to such shares.)
David Mayer: 1,500,000 (Comprised of shares held by Auber
Investments Ltd. Mr. Mayer is a managing member of Prince
Capital Partners LLC, the investment manager with respect to
the shares held by Auber Investments Ltd.)
(b) Percent of Class. Auber Investments Ltd: 8.98%
Prince Resources LDC: 8.98%
Prince Capital Partners LLC: 8.98%
David Mayer: 8.98%
(c) Number of shares as to which each such person has
(i) sole power to vote or to direct the vote:
0 for all Reporting Persons.
(ii) shared power to vote or to direct the vote:
Auber Investments Ltd: 1,500,000
Prince Resources LDC: 1,500,000
Prince Capital Partners LLC: 1,500,000
David Mayer: 1,500,000
Page 7 of 12 Pages
(iii) sole power to dispose or to direct the disposition of:
0 for all Reporting Persons
(iv) shared power to dispose or to direct the disposition of:
Auber Investments Ltd: 1,500,000
Prince Resources LDC: 1,500,000
Prince Capital Partners LLC: 1,500,000
David Mayer: 1,500,000
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following |_|
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or
Control Person.
Not applicable.
Page 8 of 12 Pages
Item 8. Identification and Classification of Members of the Group.
See Exhibit B.
Item 9. Notice of Dissolution of Group.
Not applicable.
Page 9 of 12 Pages
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: January 23, 2009
Auber Investments Ltd.
By: /s/ Herbert Selzer
-----------------------
Name: Herbert Selzer
Title: Director
|
Prince Resources LDC
By: /s/ Piero Di Capua
-----------------------
Name: Piero Di Capua
Title: Director
|
Prince Capital Partners LLC
By: /s/ David Mayer
-----------------------
Name: David Mayer
Title: Managing Member
/s/ David Mayer
-----------------------
David Mayer
|
Attention: Intentional misstatements or omissions of fact constitute
Federal criminal violations (see 18 U.S.C. 1001).
Page 10 of 12 Pages
EXHIBIT A
The undersigned hereby agree jointly to prepare and file with regulatory
authorities a Schedule 13G and any amendments thereto reporting each of the
undersigned's ownership of securities of Westaff, Inc. and hereby affirm that
such Schedule 13G is being filed on behalf of each of the undersigned.
Auber Investments Ltd.
By: /s/ Herbert Selzer
-----------------------
Name: Herbert Selzer
Title: Director
|
Prince Resources LDC
By: /s/ Piero Di Capua
-----------------------
Name: Piero Di Capua
Title: Director
|
Prince Capital Partners LLC
By: /s/ David Mayer
-----------------------
Name: David Mayer
Title: Managing Member
/s/ David Mayer
-----------------------
David Mayer
|
Page 11 of 12 Pages
EXHIBIT B
Due to the relationships between them, the Reporting Persons may be deemed to
constitute a "group" with one another. The Reporting Persons disclaim the
existence of any such "group."
Page 12 of 12 Pages
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