Form 8-K - Current report
2023年10月27日 - 12:45AM
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): October 24, 2023
THUNDER
BRIDGE CAPITAL PARTNERS IV, INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-40555 |
|
86-1826129 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
9912
Georgetown Pike
Suite
D203
Great
Falls, Virginia
(Address
of principal executive offices)
22066
(Zip
Code)
Registrant’s
telephone number, including area code: (202) 431-0507
Not
Applicable
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class |
|
Trading
Symbol(s) |
|
Name
of Each Exchange on Which
Registered |
Units, each consisting
of one share of Class A Common Stock and one-fifth of one Redeemable Warrant |
|
THCPU |
|
The
Nasdaq Stock Market LLC |
Class A Common Stock,
par value $0.0001 per share |
|
THCP |
|
The
Nasdaq Stock Market LLC |
Redeemable Warrants,
each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 |
|
THCPW |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
3.01. Notice of Delisting or Failure to Satisfy Continued Listing Rule or Standard; Transfer of Listing.
On
October 24, 2023, Thunder Bridge Capital Partners IV, Inc. (the “Company”),
received a letter (the “Total Shareholders Notice”) from the Listing Qualifications Department of The Nasdaq Stock
Market (“Nasdaq”) notifying the Company that it is not in compliance with Nasdaq Listing Rule 5450(a)(2), which requires
the Company to maintain at least 400 total holders for continued listing on the Nasdaq Global Market. The Total Shareholders Notice stated
that the Company has until December 8, 2023 to provide Nasdaq with a plan to regain compliance. If the plan is accepted, Nasdaq may grant
an extension of up to 180 calendar days from the date of the Total Shareholders Notice to evidence compliance. If Nasdaq does not accept
the Company’s plan, the Company will have the opportunity to appeal that decision to a Nasdaq Hearings Panel.
The
Total Shareholders Notice has no immediate effect on the listing of the Company’s securities, and the Company’s securities
continue to trade on the Nasdaq Global Market.
The
Company intends to provide Nasdaq, on or prior to December 8, 2023, with the Company’s plan to meet the requirements under Nasdaq
Listing Rule 5450(a)(2), and will evaluate available options to regain compliance. However, there can be no assurance that the Company
will be able to regain compliance under Nasdaq Listing Rule 5450(a)(2), or will otherwise be in compliance with other Nasdaq listing
criteria.
By
filing this Current Report on Form 8-K, the Company discloses its receipt of the Total Shareholders Notice in accordance with Nasdaq
Listing Rule 5810(b).
Item
9.01. Financial Statements and Exhibits.
Exhibit
Number |
|
Description |
104 |
|
Cover Page Interactive
Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
THUNDER BRIDGE CAPITAL PARTNERS IV,
INC. |
|
|
|
|
By: |
/s/
Gary A. Simanson |
|
|
Name: |
Gary A. Simanson |
|
|
Title: |
Chief Executive Officer |
|
|
|
|
Dated: October 26, 2023 |
|
|
2
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|
Oct. 24, 2023 |
Document Type |
8-K
|
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false
|
Document Period End Date |
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|
Entity File Number |
001-40555
|
Entity Registrant Name |
THUNDER
BRIDGE CAPITAL PARTNERS IV, INC.
|
Entity Central Index Key |
0001843993
|
Entity Tax Identification Number |
86-1826129
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
9912
Georgetown Pike
|
Entity Address, Address Line Two |
Suite
D203
|
Entity Address, City or Town |
Great
Falls
|
Entity Address, State or Province |
VA
|
Entity Address, Postal Zip Code |
22066
|
City Area Code |
202
|
Local Phone Number |
431-0507
|
Written Communications |
false
|
Soliciting Material |
false
|
Pre-commencement Tender Offer |
false
|
Pre-commencement Issuer Tender Offer |
false
|
Entity Emerging Growth Company |
true
|
Elected Not To Use the Extended Transition Period |
false
|
Units, each consisting of one share of Class A Common Stock and one-fifth of one Redeemable Warrant |
|
Title of 12(b) Security |
Units, each consisting
of one share of Class A Common Stock and one-fifth of one Redeemable Warrant
|
Trading Symbol |
THCPU
|
Security Exchange Name |
NASDAQ
|
Class A Common Stock, par value $0.0001 per share |
|
Title of 12(b) Security |
Class A Common Stock,
par value $0.0001 per share
|
Trading Symbol |
THCP
|
Security Exchange Name |
NASDAQ
|
Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 |
|
Title of 12(b) Security |
Redeemable Warrants,
each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
|
Trading Symbol |
THCPW
|
Security Exchange Name |
NASDAQ
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Thunder Bridge Captial P... (NASDAQ:THCPU)
過去 株価チャート
から 6 2024 まで 7 2024
Thunder Bridge Captial P... (NASDAQ:THCPU)
過去 株価チャート
から 7 2023 まで 7 2024