Statement of Changes in Beneficial Ownership (4)
2018年8月21日 - 8:31AM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Scolnick Kathryn R.
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2. Issuer Name
and
Ticker or Trading Symbol
Seagate Technology plc
[
STX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Interim CFO
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(Last)
(First)
(Middle)
10200 S. DE ANZA BOULEVARD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/16/2018
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(Street)
CUPERTINO, CA 95014
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares
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8/16/2018
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M
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642
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A
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$50.10
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759.0198
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D
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Ordinary Shares
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8/16/2018
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M
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6069
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A
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$36.54
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6828.0198
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D
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Ordinary Shares
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8/16/2018
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M
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3866
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A
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$36.09
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10694.0198
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D
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Ordinary Shares
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8/16/2018
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S
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10577
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D
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$53.12
(1)
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117.0198
(2)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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NQ Options
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$50.1
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8/16/2018
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M
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642
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9/9/2016
(3)
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9/9/2022
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Ordinary Shares
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642.0
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$0
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1393
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D
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NQ Options
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$36.54
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8/16/2018
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M
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6069
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3/21/2017
(4)
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3/21/2023
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Ordinary Shares
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6069.0
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$0
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24275
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D
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NQ Options
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$36.09
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8/16/2018
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M
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3866
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9/9/2017
(5)
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9/9/2023
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Ordinary Shares
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3866.0
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$0
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16110
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D
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Explanation of Responses:
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(1)
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These Ordinary Shares were sold in multiple transactions at sales prices ranging from $53.10 to $53.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
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(2)
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Includes 117.0198 shares acquired pursuant to the Issuer's dividend reinvestment plan.
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(3)
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Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. Subject to the Reporting Person's continuous employment, one-quarter of the options, originally granted for 5,140 shares, of which 3,747 have been exercised, vest on September 9, 2016. The remaining options vest in equal monthly installments over the 36 months following September 9, 2016.
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(4)
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Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. Subject to the Reporting Person's continuous employment, one-quarter of the options, originally granted for 58,260 shares, of which 33,985 have been exercised, vest on March 21, 2017. The remaining options vest in equal monthly installments over the 36 months following March 21, 2017.
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(5)
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Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. Subject to the Reporting Person's continuous employment, one-quarter of the options, originally granted for 30,930 shares, of which 14,820 have been exercised, vest on September 9, 2017. The remaining options vest in equal monthly installments over the 36 months following September 9, 2017.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Scolnick Kathryn R.
10200 S. DE ANZA BOULEVARD
CUPERTINO, CA 95014
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Interim CFO
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Signatures
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/s/ Laurie Webb Attorney-in-Fact for Kathryn R. Scolnick
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8/20/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Seagate Technology (NASDAQ:STX)
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Seagate Technology (NASDAQ:STX)
過去 株価チャート
から 7 2023 まで 7 2024
