Securities Registration (section 12(b)) (8-a12b)
2019年11月8日 - 6:12AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT
TO SECTION 12(b) OR (g) OF THE
SECURITIES
EXCHANGE ACT OF 1934
POLARITYTE,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
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|
06-1529524
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(State
or other jurisdiction of
incorporation
or organization)
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(IRS
Employer
Identification
No.)
|
|
|
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123
Wright Brothers Drive
Salt
Lake City, Utah
(Address
of principal executive offices)
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84116
(Zip
Code)
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Securities
to be registered pursuant to Section 12(b) of the Act:
Title
of each class
to
be registered
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|
Name
of each exchange on which
each
class is to be registered
|
Preferred
Stock Purchase Rights
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NASDAQ
Capital Markets
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If
this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective
pursuant to General Instruction A.(c), check the following box. [X]
If
this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d), check the following box. [ ]
Securities
Act registration statement file number to which this form relates: N/A
Securities
to be registered pursuant to Section 12(g) of the Act: None
Item
1. Description of Registrant’s Securities to be Registered
A
description of the Registrant’s Series A Junior Participating Preferred Stock Purchase Rights is set forth under “Entry
into a Material Definitive Agreement” in the Registrant’s Current Report on Form 8-K, filed with the Securities and
Exchange Commission on November 7, 2019, which description is incorporated herein by reference.
Item
2. Exhibits.
3.1
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Certificate
of Designation of Series A Junior Participating Preferred Stock of PolarityTE, Inc. (incorporated by reference to Exhibit
3.1 to the Current Report on Form 8-K filed by PolarityTE, Inc. with the United States Securities and Exchange Commission
on November 7, 2019).
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4.1
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Rights
Agreement, dated as of November 7, 2019, between PolarityTE, Inc. and Equity Stock Transfer, LLC, as Rights Agent (incorporated
by reference to Exhibit 4.1 to the Current Report on Form 8-K filed by PolarityTE, Inc. with the United States Securities
and Exchange Commission on November 7, 2019).
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SIGNATURES
Pursuant
to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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POLARITYTE,
INC.
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/s/
Paul Mann
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Paul
Mann
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Chief
Financial Officer
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PolarityTE (NASDAQ:PTE)
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から 7 2023 まで 7 2024