Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
2024年2月8日 - 8:35PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Hallador Energy
Company
(Name of Issuer)
Common Stock
(Title of Class of Securities)
40609P105
(CUSIP Number)
December 31,
2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
x |
Rule 13d-1(b) |
¨ |
Rule 13d-1(c) |
¨ |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
1. |
Names of Reporting Persons
I.R.S. Identification No. of Above Persons (Entities Only)
Aegis Financial Corporation
54-1712996 |
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions) |
|
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(a) |
¨ |
|
|
(b) |
x |
|
|
3. |
SEC
Use Only |
|
|
4. |
Citizenship or Place of Organization
Delaware
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5. |
Sole Voting Power
0 |
|
6. |
Shared Voting Power
2,076,102 |
|
7. |
Sole Dispositive Power
0 |
|
8. |
Shared Dispositive Power
2,076,102 |
|
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,076,102
|
|
|
10. |
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
|
|
11. |
Percent of Class Represented by Amount in Row (9)
6.3%
|
|
|
12. |
Type of Reporting Person (See Instructions) IA |
|
1. |
Names of Reporting Persons
I.R.S. Identification No. of Above Persons (Entities Only)
Scott L. Barbee
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions) |
|
|
(a) |
¨ |
|
|
(b) |
x |
|
|
3. |
SEC
Use Only |
|
|
4. |
Citizenship or Place of Organization
United States
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
5. |
Sole Voting Power
0 |
|
6. |
Shared Voting Power
2,076,102 |
|
7. |
Sole Dispositive Power
0 |
|
8. |
Shared Dispositive Power
2,076,102 |
|
|
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,076,102
|
|
|
10. |
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
|
|
11. |
Percent of Class Represented by Amount in Row (9)
6.3%
|
|
|
12. |
Type of Reporting Person (See Instructions) IN
|
Item 1. |
|
(a) |
Name of Issuer
Hallador Energy Company
|
|
(b) |
Address of Issuer’s Principal Executive Offices
1183 East Canvasback Drive, Terre Haute, IN 47802
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|
Item 2. |
|
(a) |
Name of Person Filing
(i) Aegis Financial Corporation ("AFC")
(ii) Scott L. Barbee ("Barbee")
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|
(b) |
Address of Principal Business Office or, if none, Residence
6862 Elm Street, Suite 830
McLean, Virginia 22101
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|
(c) |
Citizenship
(i) AFC: Delaware
(ii) Barbee: United States
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(d) |
Title of Class of Securities:
Common Stock
|
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(e) |
CUSIP Number:
40609P105
|
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Item 3. |
If this statement
is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
|
(a) |
¨ |
Broker or dealer registered
under section 15 of the Act (15 U.S.C. 78o); |
|
(b) |
¨ |
Bank as defined in section 3(a)(6) of
the Act (15 U.S.C. 78c); |
|
(c) |
¨ |
Insurance company as defined in
section 3(a)(19) of the Act (15 U.S.C. 78c); |
|
(d) |
¨ |
Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
|
(e) |
x |
An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
(f) |
¨ |
An employee
benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
|
(g) |
¨ |
A parent
holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
|
(h) |
¨ |
A savings
association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
(i) |
¨ |
A church
plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3); |
|
(j) |
¨ |
A non-U.S. institution in accordance
with § 240.13d–1(b)(1)(ii)(J); |
|
(k) |
¨ |
Group, in accordance with § 240.13d–1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with
§ 240.13d–1(b)(1)(ii)(J), please specify the type of
institution:____________________________ |
Item 4. |
Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
|
(a) |
Amount beneficially owned:
2,076,102 shares may be deemed beneficially owned within the meaning
of Rule 13d-3 of the Act by (1) Aegis Financial Corporation by virtue of its investment discretion and/or voting authority granted
by certain clients; and (2) Scott L. Barbee by virtue of his control of Aegis Financial Corporation.
Mr. Barbee disclaims beneficial ownership of any shares reported
on the Schedule. |
|
(b) |
Percent of class:
6.3% |
|
(c) |
Number of shares as to which the person has:
For information on voting and dispositive power with respect to the
above listed shares, see Items 5-9 on the Cover Pages.
|
|
Item 5. |
Ownership of Five
Percent or Less of a Class |
|
|
If this statement
is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following ¨. |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
The clients of Aegis Financial Corporation, a registered investment
adviser, including one investment company registered under the Investment Company Act of 1940 and other managed accounts, have the right
to receive or the power to direct the receipt of dividends and proceeds from the sale of shares included on this Schedule. The Aegis Value
Fund, a registered investment company, owns 1,971,083 shares or 5.9% of the class of securities reported herein. To the best of Aegis
Financial Corporation's knowledge, no other account owns more than 5% of the outstanding stock. |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
|
|
Not Applicable |
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Item 8. |
Identification and Classification of Members of the Group |
|
|
Not Applicable |
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Item 9. |
Notice of Dissolution of Group |
|
|
Not Applicable |
By signing below, the undersigned certify that, to the best of their
knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect other than activities
solely in connection with a nomination under §240.14a-11.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and correct.
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Aegis Financial Corporation
|
|
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Date: February 8, 2024 |
By: |
/s/ Justin P. Harrison |
|
Justin P. Harrison |
|
Chief Operating Officer |
|
Scott L. Barbee
|
|
|
Date: February 8, 2024 |
By: |
/s/ Scott L. Barbee |
|
Scott L. Barbee |
EXHIBIT 1
JOINT FILING AGREEMENT AMONG AEGIS FINANCIAL CORPORATION,
AND SCOTT L. BARBEE
WHEREAS, in accordance with Rule 13d-1(k) under the Securities
and Exchange Act of 1934 (the "Act"), only one joint statement and any amendments thereto need to be filed whenever one or more
persons are required to to file such a statement or any amendments thereto pursuant to Section 13(d) of the Act with respect
to the same securities, provided that said persons agree in writing that such statement or amendments thereto is filed on behalf of each
of them;
NOW, THEREFORE, the parties hereto agree as follows:
Aegis Financial Corporation, AND SCOTT L. BARBEE hereby agree, in accordance
with Rule 13d-1(k) under the Act, to file a statement on Schedule 13G relating to their ownership of Common Stock of the Issuer
and do hereby further agree that said statement shall be filed on behalf of each of them.
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Aegis Financial Corporation
|
|
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Date: February 8, 2024 |
By: |
/s/ Justin P. Harrison |
|
Justin P. Harrison
|
|
Chief Operating Officer |
|
Scott L. Barbee
|
|
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Date: February 8, 2024 |
By: |
/s/ Scott L. Barbee |
|
Scott L. Barbee |
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ATTENTION |
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Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
Hallador Energy (NASDAQ:HNRG)
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Hallador Energy (NASDAQ:HNRG)
過去 株価チャート
から 5 2023 まで 5 2024