Statement of Changes in Beneficial Ownership (4)
2022年3月4日 - 7:49AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Loving Richard W |
2. Issuer Name and Ticker or Trading Symbol
BWX Technologies, Inc.
[
BWXT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP and CAO |
(Last)
(First)
(Middle)
800 MAIN STREET, 4TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2022 |
(Street)
LYNCHBURG, VA 24504
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/1/2022 | | M | | 1112 | A | $0 | 15414 | D | |
Common Stock | 3/1/2022 | | F | | 475 | D | $54.04 | 14939 | D | |
Common Stock | 3/1/2022 | | A(1) | | 7094 | A | $0 | 22033 | D | |
Common Stock | 3/1/2022 | | F | | 3199 | D | $54.04 | 18834 | D | |
Common Stock | 3/1/2022 | | S(2) | | 300 | D | $58.85 | 18534 | D | |
Common Stock | | | | | | | | 5267 (3) | I | 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0.0 | 3/1/2022 | | M | | | 1112 | (4) | 3/1/2022 | Common Stock | 1112.0 | $0 | 0 | D | |
Restricted Stock Units | $0.0 | 3/1/2022 | | M | | | 7094 | (1) | (1) | Common Stock | 7094.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022. |
(2) | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on June 2, 2020. |
(3) | Based on number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of December 31, 2021. |
(4) | Restricted stock units vested in three equal annual installments beginning March 1, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Loving Richard W 800 MAIN STREET 4TH FLOOR LYNCHBURG, VA 24504 |
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| SVP and CAO |
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Signatures
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/s/ Richard W. Loving, by Theresa B. Taylor, attorney-in-fact | | 3/3/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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