BCN Bacanora Lithium Plc

TIDMBCN

RNS Number : 7555W

Bacanora Lithium PLC

24 December 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                       Bacanora Lithium PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments                                                   X 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         Weiss Asset Management LP 
 City and country of registered office                        Wilmington, Delaware, USA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                         Brookdale International Partners, 
                                                               L.P., Brookdale Global Opportunity 
                                                               Fund 
                                                             -------------------------------------------- 
 City and country of registered office                        Brookdale International Partners, 
  (if applicable)                                              L.P.: Albany, NY, USA 
                                                               Brookdale Global Opportunity Fund: 
                                                               Grand Cayman, Cayman Islands 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           Dec-22-2021 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               Dec-23-2021 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               0.00%               Below 3%               Below 3%        384,144,901 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable) 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of    Number of voting rights                              % of voting rights 
  shares           (ix) 
  ISIN code (if 
  possible) 
                         Direct                    Indirect                     Direct                  Indirect 
                   (Art 9 of Directive       (Art 10 of Directive         (Art 9 of Directive     (Art 10 of Directive 
                       2004/109/EC)              2004/109/EC)            2004/109/EC) (DTR5.1)        2004/109/EC) 
                         (DTR5.1)                 (DTR5.2.1)                                           (DTR5.2.1) 
                                         --------------------------- 
 
 
 
 SUBTOTAL 8. A 
                 ---------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of          Expiration   Exercise/                        Number of voting                  % of voting 
 financial         date         Conversion Period                rights that may                   rights 
 instrument        (x)          (xi)                             be acquired if 
                                                                 the instrument 
                                                                 is 
                                                                 exercised/converted. 
                 -----------  -------------------------------  --------------------------------  --------------------- 
 
 
 
                               SUBTOTAL 8. B 1 
                              -------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of      Expiration       Exercise/             Physical or            Number of             % of voting 
 financial     date (x)         Conversion            cash                   voting rights         rights 
 instrument                     Period (xi)           settlement 
                                                      (xii) 
             ---------------  --------------------  ---------------------  -------------------- 
 CFD          N/A              N/A                   Cash Settlement        Below 3%              Below 3% 
             ---------------  --------------------  ---------------------  -------------------- 
 
 
                                                     SUBTOTAL 8.B.2         Below 3%              Below 3% 
                                                    ---------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                          X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
        Name (xv)           % of voting rights      % of voting rights        Total of both if 
                              if it equals or        through financial         it equals or is 
                             is higher than the      instruments if it         higher than the 
                            notifiable threshold    equals or is higher      notifiable threshold 
                                                    than the notifiable 
                                                         threshold 
                          ----------------------  ----------------------  ------------------------ 
 Weiss Asset Management 
  LP 
                          ----------------------  ----------------------  ------------------------ 
 Brookdale International   0.00%                   Below 3% in Aggregate   Below 3% in Aggregate 
  Partners, L.P. 
                          ----------------------  ----------------------  ------------------------ 
 
 Weiss Asset Management 
  LP 
                          ----------------------  ----------------------  ------------------------ 
 Brookdale Global          0.00%                   Below 3% in Aggregate   Below 3% in Aggregate 
  Opportunity Fund 
                          ----------------------  ----------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                  ------------------------------------------------ 
 The number and % of voting rights 
  held 
                                                  ------------------------------------------------ 
 The date until which the voting rights 
  will be held 
                                                  ------------------------------------------------ 
 
 11. Additional information (xvi) 
 Weiss Asset Management LP is the Investment Manager to Brookdale Global 
  Opportunity Fund and Brookdale International Partners, L.P. 
 
 
 
 Place of completion   Boston, USA 
 Date of completion    Dec-23-2021 
                      ------------ 
 

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December 24, 2021 03:33 ET (08:33 GMT)