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FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
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Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
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Name of the party to the offer with which exempt
principal trader is connected
|
BHP GROUP LTD
|
|
(d)
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Date position held/dealing undertaken:
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21 May 2024
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|
(e)
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In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
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YES:
BHP GROUP LTD
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|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,405,500
|
0.44%
|
19,307,998
|
1.58%
|
|
(2)
Cash-settled derivatives:
|
19,282,186
|
1.57%
|
5,092,871
|
0.42%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
24,687,686
|
2.01%
|
24,400,869
|
1.99%
|
|
|
|
|
|
|
|
|
|
|
(b)
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Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
846424
|
26.9250
GBP
|
26.5350
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
1715
|
31.5582
EUR
|
31.2721
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
3232350
|
26.9250
GBP
|
26.5350
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
1262
|
31.2235
EUR
|
31.1748
EUR
|
|
ADR
|
Sale
|
33080
|
17.1471
USD
|
17.1040
USD
|
|
ADR
|
Purchase
|
33080
|
17.1471
USD
|
17.1041
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
212
|
26.6077
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
346
|
26.5501
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
464
|
26.6055
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
1,359
|
26.7500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
2,732
|
26.5945
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
3,557
|
26.8702
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5
|
618.7200
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
18
|
26.8900
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
21
|
26.8123
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
36
|
620.4700
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
64
|
26.8693
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
98
|
26.9000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
120
|
26.5875
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
148
|
26.8350
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
174
|
26.8108
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
466
|
26.9050
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
467
|
26.7643
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
555
|
26.6611
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
641
|
26.6787
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
643
|
26.7272
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
868
|
26.7566
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,665
|
26.7276
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
2,237
|
26.8706
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,850
|
615.4763
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,988
|
616.1907
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
5,129
|
26.7493
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,264
|
26.7315
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
5,991
|
26.8700
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,700
|
615.9706
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,029
|
618.5455
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,168
|
615.8491
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,467
|
615.7600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,183
|
26.7799
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,188
|
618.4450
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,293
|
26.6901
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,757
|
615.8979
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,572
|
26.7802
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
17,039
|
26.7247
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
83,156
|
26.7926
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
92,347
|
26.7539
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
172,703
|
26.7767
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
307
|
26.8063
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
323
|
615.9329
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,705
|
26.8140
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,705
|
31.5547
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
2,988
|
616.0212
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,379
|
616.3829
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
6,591
|
615.7600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,591
|
615.7600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
9,875
|
615.8370
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
238,282
|
616.8523
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3
|
26.7500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5
|
618.7200
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
35
|
26.5850
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
36
|
620.4700
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
75
|
26.8097
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
398
|
615.9043
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
521
|
26.6358
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
562
|
26.7094
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
791
|
620.1030
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,795
|
26.6793
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,619
|
26.8633
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,818
|
26.8619
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,850
|
615.4763
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,506
|
26.8130
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,482
|
26.7998
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,000
|
26.6931
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,700
|
615.9706
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
7,961
|
26.8246
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,029
|
618.5455
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,168
|
615.8491
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,467
|
615.7600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,188
|
618.4450
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
12,757
|
615.8979
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
14,796
|
26.8330
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
14,864
|
26.8387
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
15,187
|
26.8700
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
16,203
|
26.8435
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
21,700
|
26.7789
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
36,209
|
26.6644
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
47,789
|
26.7640
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
2,500,000
|
26.5550
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
57
|
31.2156
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
63
|
26.8221
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
323
|
615.9329
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
398
|
616.1507
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
791
|
620.2735
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,195
|
31.1782
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
6,379
|
616.5678
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
6,591
|
615.7600
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
6,591
|
615.7600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
9,875
|
615.8370
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
12,459
|
26.7264
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
238,282
|
617.0374
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
4,174
|
26.8261
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
8,417
|
26.8345
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
9,691
|
26.8697
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
19,046
|
26.8594
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
20,114
|
26.8401
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
22,761
|
26.7337
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
53,100
|
26.8394
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
22 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|