RNS Number : 4901P
Barclays PLC
22 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

 BHP GROUP LTD

(d)

Date position held/dealing undertaken:

21 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,405,500

0.44%

19,307,998

1.58%

(2) Cash-settled derivatives:

19,282,186

1.57%

5,092,871

0.42%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,687,686

2.01%

24,400,869

1.99%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

846424

26.9250  GBP

26.5350  GBP

USD 0.54945 ordinary

Sale

1715

31.5582  EUR

31.2721  EUR

USD 0.54945 ordinary

Sale

3232350

26.9250  GBP

26.5350  GBP

USD 0.54945 ordinary

Purchase

1262

31.2235  EUR

31.1748  EUR

ADR

Sale

33080

17.1471  USD

17.1040  USD

ADR

Purchase

33080

17.1471  USD

17.1041  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Short

212

26.6077  GBP

USD 0.54945 ordinary

SWAP

Closing Short

346

26.5501  GBP

USD 0.54945 ordinary

SWAP

Closing Short

464

26.6055  GBP

USD 0.54945 ordinary

SWAP

Closing Short

1,359

26.7500  GBP

USD 0.54945 ordinary

SWAP

Closing Short

2,732

26.5945  GBP

USD 0.54945 ordinary

SWAP

Closing Short

3,557

26.8702  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5

618.7200  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

18

26.8900  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

21

26.8123  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36

620.4700  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

64

26.8693  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

98

26.9000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

120

26.5875  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

148

26.8350  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

174

26.8108  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

466

26.9050  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

467

26.7643  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

555

26.6611  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

641

26.6787  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

643

26.7272  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

868

26.7566  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,665

26.7276  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

2,237

26.8706  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,850

615.4763  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,988

616.1907  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

5,129

26.7493  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,264

26.7315  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,991

26.8700  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,700

615.9706  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

8,029

618.5455  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

9,168

615.8491  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

9,467

615.7600  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,183

26.7799  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,188

618.4450  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,293

26.6901  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,757

615.8979  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,572

26.7802  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,039

26.7247  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

83,156

26.7926  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

92,347

26.7539  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

172,703

26.7767  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

307

26.8063  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

323

615.9329  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,705

26.8140  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

1,705

31.5547  EUR

USD 0.54945 ordinary

CFD

Decreasing Short

2,988

616.0212  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6,379

616.3829  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

6,591

615.7600  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6,591

615.7600  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

9,875

615.8370  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

238,282

616.8523  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3

26.7500  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5

618.7200  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

35

26.5850  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

36

620.4700  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

75

26.8097  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

398

615.9043  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

521

26.6358  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

562

26.7094  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

791

620.1030  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

1,795

26.6793  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,619

26.8633  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,818

26.8619  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,850

615.4763  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,506

26.8130  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,482

26.7998  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,000

26.6931  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,700

615.9706  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

7,961

26.8246  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,029

618.5455  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,168

615.8491  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,467

615.7600  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

10,188

618.4450  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

12,757

615.8979  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

14,796

26.8330  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14,864

26.8387  GBP

USD 0.54945 ordinary

CFD

Increasing Long

15,187

26.8700  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

16,203

26.8435  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

21,700

26.7789  GBP

USD 0.54945 ordinary

CFD

Increasing Long

36,209

26.6644  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

47,789

26.7640  GBP

USD 0.54945 ordinary

CFD

Increasing Long

2,500,000

26.5550  GBP

USD 0.54945 ordinary

CFD

Increasing Short

57

31.2156  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

63

26.8221  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

323

615.9329  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

398

616.1507  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

791

620.2735  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

1,195

31.1782  EUR

USD 0.54945 ordinary

CFD

Increasing Short

6,379

616.5678  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

6,591

615.7600  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

6,591

615.7600  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

9,875

615.8370  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

12,459

26.7264  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

238,282

617.0374  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

4,174

26.8261  GBP

USD 0.54945 ordinary

SWAP

Opening Long

8,417

26.8345  GBP

USD 0.54945 ordinary

SWAP

Opening Long

9,691

26.8697  GBP

USD 0.54945 ordinary

SWAP

Opening Long

19,046

26.8594  GBP

USD 0.54945 ordinary

SWAP

Opening Long

20,114

26.8401  GBP

USD 0.54945 ordinary

SWAP

Opening Long

22,761

26.7337  GBP

USD 0.54945 ordinary

SWAP

Opening Long

53,100

26.8394  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

22 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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