TIDMARM

RNS Number : 8821I

GoldmanSachs International

02 September 2016

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 02 Sep for dealings on 31 Aug has been updated. Sections 2(a) and 2(b) have been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal      (GS) GOLDMAN SACHS 
  trader:                           INTERNATIONAL 
--------------------------------  ------------------- 
 (b) Name of offeror/offeree       ARM HOLDINGS PLC 
  in relation to whose relevant 
  securities this form relates: 
  Use a separate form for 
  each offeror/offeree 
--------------------------------  ------------------- 
 (c) Name of the party to          ARM HOLDINGS PLC 
  the offer with which exempt 
  principal trader is connected: 
--------------------------------  ------------------- 
 (d) Date dealing undertaken:      31 August 2016 
--------------------------------  ------------------- 
 (e) In addition to the company    N/A 
  in 1(b) above, is the exempt 
  principal trader making 
  disclosures in respect of 
  any other party to the offer? 
  If it is a cash offer or 
  possible cash offer, state 
  "N/A" 
--------------------------------  ------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
    Class of      Purchases/    Total number          Highest               Lowest 
    relevant         sales      of securities        price per             price per 
    security                                     unit paid/received    unit paid/received 
---------------  -----------  ---------------  --------------------  -------------------- 
 0.05p ordinary   Purchases         6,186,434               16.9800               16.9600 
                                                                GBP                   GBP 
---------------  -----------  ---------------  --------------------  -------------------- 
 0.05p ordinary     Sales             975,645               16.9900               16.9396 
                                                                GBP                   GBP 
---------------  -----------  ---------------  --------------------  -------------------- 
  ADR / (1.00     Purchases            22,000               66.3158               66.3158 
     : 3.00)                         (66,000)                   USD                   USD 
---------------  -----------  ---------------  --------------------  -------------------- 
  ADR / (1.00       Sales              22,000               66.3158               66.3158 
     : 3.00)                         (66,000)                   USD                   USD 
---------------  -----------  ---------------  --------------------  -------------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of        Product            Nature of dealing             Number         Price 
    relevant       description        e.g. opening/closing         of reference    per unit 
    security        e.g. CFD              a long/short              securities 
                                  position, increasing/reducing 
                                          a long/short 
                                            position 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                    25,000     16.9396 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                    25,000     16.9396 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                    10,000     16.9396 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                    25,000     16.9396 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                    15,000     16.9396 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD               Opening a short                      45     16.9600 
                                            position                                    GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                        45     16.9600 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                     1,044     16.9671 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                       121     16.9671 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                       432     16.9671 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                Opening a long                 163,237     16.9683 
                                            position                                    GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD               Opening a short                   4,136     16.9686 
                                            position                                    GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD               Opening a short                   9,534     16.9686 
                                            position                                    GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD               Opening a short                       2     16.9686 
                                            position                                    GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD               Opening a short                     510     16.9686 
                                            position                                    GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                Opening a long                  53,370     16.9700 
                                            position                                    GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                    31,144     16.9714 
                                          long position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary       CFD                  Reducing a                    36,251     16.9715 
                                         short position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 0.05p ordinary      SWAP^                 Reducing a                 3,258,732     16.9800 
                                          long position                                 GBP 
---------------  -------------  -------------------------------  --------------  ---------- 
 

^Please note this product is part of a basket of securities for which ARM HOLDINGS PLC is a component

   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class       Product        Writing,          Number       Exercise      Type      Expiry    Option 
     of       description    purchasing,     of securities     price       e.g.       date      money 
  relevant       e.g.          selling,        to which         per      American,              paid/ 
  security       call        varying etc.       option         unit      European              received 
                option                          relates                    etc.                  per 
                                                                                                 unit 
----------  -------------  --------------  ---------------  ---------  -----------  -------  ---------- 
 
 
   (ii)        Exercise 
 
 Class of      Product       Exercising        Number        Exercise 
  relevant    description    / exercised    of securities    price per 
  security     e.g. call       against                         unit 
                option 
----------  -------------  -------------  ---------------  ----------- 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of     Nature of dealing    Details    Price per 
  relevant    e.g. subscription,               unit (if 
  security        conversion                  applicable) 
----------  --------------------  --------  ------------- 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, 
  or any agreement or understanding, formal 
  or informal, relating to relevant securities 
  which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
  to the offer or any person acting in concert 
  with a party to the offer: 
  Irrevocable commitments and letters of intent 
  should not be included. If there are no such 
  agreements, arrangements or understandings, 
  state "none" 
--------------------------------------------------- 
 
   NONE 
--------------------------------------------------- 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or 
  understanding, formal or informal, between 
  the exempt principal trader making the disclosure 
  and any other person relating to: 
  (i) the voting rights of any relevant securities 
  under any option; or 
  (ii) the voting rights or future acquisition 
  or disposal of any relevant securities to 
  which any derivative is referenced: 
  If there are no such agreements, arrangements 
  or understandings, state "none" 
--------------------------------------------------- 
 
   NONE 
--------------------------------------------------- 
 
 
 Date of disclosure:    02 September 2016 
---------------------  ------------------------- 
 Contact name:          Joanna Foley and Lindsay 
                         Matcham 
---------------------  ------------------------- 
                        +44(20) 7051 9996 / 
 Telephone number:       +44(20) 7774 4316 
---------------------  ------------------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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