UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
(Name of Issuer)
Common Stock, Par Value $0.001 Per Share
(Title of Class of Securities)
(CUSIP Number)
Skanon Investments, Inc.
14500 Northsight Blvd., Suite 317
Scottsdale, Arizona 85260
Attn: Marco Gomez-Barrios
(480) 219-6670
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
with copies to:
Christopher S. Stachowiak, Esq.
Osborn Maledon, P.A.
Suite 2100
2929 North Central Avenue
Phoenix, Arizona 85012
(602) 640-9000
January 29, 2010
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
o
Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAMES OF REPORTING PERSONS
Skanon Investments, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
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(b)
þ
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Arizona
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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2,645,212*
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,645,212*
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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69.4%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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* An aggregate of 2,645,212 shares of Ready Mix, Inc.
(the
Company
) common stock (the
Subject Shares
) are subject to a Voting Agreement dated January 29,
2010 (the
Voting Agreement
) entered into by Skanon Investments, Inc. (
Skanon
) and Meadow Valley
Parent Corp. (the
Company Stockholder
).
Skanon expressly disclaims beneficial ownership of the Subject Shares. Based on the number of shares of Company
common stock outstanding as of November 13, 2009 (as represented by the Company in its latest quarterly filing),
the Subject Shares represent 69.4% of the outstanding common stock of the Company.
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Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an
admission by the Reporting Person that the Reporting Person is the beneficial owner of any Common
Stock (as defined below) referred to herein for purposes of Section 13(d) of the Securities
Exchange Act of 1934, as amended (the
Exchange Act
), or for any other purpose, and such
beneficial ownership is expressly disclaimed.
Item 1. Security and Issuer.
This Statement on Schedule 13D (the
Statement
) relates to the common stock, $0.001
par value, and voting rights relating thereto, of Ready Mix, Inc., a Nevada corporation (the
Company
), which has its principal executive offices located at 4602 E. Thomas Road,
Phoenix, Arizona 85018.
Item 2. Identity and Background.
This Statement is being filed pursuant to Rule 13d-1 under the Securities Exchange Act of
1934, as amended, by Skanon Investments, Inc., an Arizona corporation (
Skanon
), with its
principal executive offices located at 14500 Northsight Blvd., Suite 317, Scottsdale, Arizona
85260. Skanon, through its subsidiaries is involved in the production of construction materials.
The name and business address of Skanons parent entity, and the name, business address, present
principal occupation or employment and citizenship of each director and executive officer of Skanon
and its parent entity is set forth on
Schedule I
.
During the last five years, neither Skanon nor, to Skanons knowledge, any of the persons
listed on
Schedule I
, has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceedings was or is subject
to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any violation with respect to
such laws.
Item 3. Source and Amount of Funds.
As an inducement for Skanon to purchase substantially all of the assets of the Company by
entering into an Asset Purchase Agreement dated as of January 29, 2010, by and between Skanon and
the Company (the
Asset Purchase Agreement
), Meadow Valley Parent Corp., a Delaware
corporation (the
Company Stockholder
), entered into a Voting Agreement with Skanon (the
Voting Agreement
), and in connection therewith delivered an irrevocable proxy to vote
shares subject to the Voting Agreement (the
Subject Shares
) to Skanon (the
Proxy
). Skanon did not provide any consideration, other than Skanons agreement to enter
into the Purchase Agreement, to the Company Stockholder in connection with the execution and
delivery of the Voting Agreement and Proxy. Copies of the Voting Agreement, the Proxy, and the
Asset Purchase Agreement, are filed as
Exhibit A, B and C
, respectively, to this Statement.
The Voting Agreement, which is the basis for the beneficial ownership of the Subject Shares by
the Reporting Person, is not expected to require the expenditure of any funds by Skanon.
Item 4. Purpose of Transaction.
On January 29, 2010, the Company entered into an asset purchase agreement (the
Asset
Purchase Agreement
) with Skanon Investments, Inc., an Arizona corporation (
Skanon
),
or one or more acquisition entities designated by Skanon on or prior to the closing of the
transactions contemplated thereby (the
Buyer
). Pursuant to and in accordance with the
terms of the Asset Purchase Agreement, the Company agreed to sell, transfer, convey, assign and
deliver to the Buyer, and the Buyer agreed to purchase from the Company, substantially all of the
Companys assets and the Buyer agreed to assume certain of the Companys liabilities.
In connection with and as a condition to the execution of the Asset Purchase Agreement, Meadow
Valley Parent Corp., a Delaware corporation (the
Company Stockholder
), entered into a
voting agreement, dated as of January 29, 2010 (the
Voting Agreement
) with Skanon.
Pursuant to the terms of the Voting Agreement, the Company Stockholder agreed to vote or give
written consent with respect to any common stock of the Company:
(a) in favor of adoption of the Asset Purchase Agreement and the transactions contemplated
thereby;
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(b) against approval of any proposal made in opposition to the Asset Purchase Agreement and
consummation of the transactions contemplated thereby;
(c) against any competing transaction (as defined in the Voting Agreement) from any party
other than Skanon or an affiliate of Skanon as contemplated by the Asset Purchase Agreement;
(d) against any proposal that is intended to, or is reasonably likely to, result in the
conditions of the Companys obligations under the Asset Purchase Agreement not being fulfilled;
(e) against any other action that is intended, or could reasonably be expected, to impede,
interfere with, delay, postpone, discourage or materially adversely affect the Asset Purchase
Agreement or any of the other transactions contemplated by the Asset Purchase Agreement; and
(f) against any dissolution, liquidation or winding up of the Company (other than as may be
contemplated by the Asset Purchase Agreement).
Furthermore, as part of the Voting Agreement, the Company Stockholder delivered to Skanon a
duly executed proxy (the
Proxy
) appointing the members of the board of directors of
Skanon as the Company Stockholders sole and exclusive powers of attorney and proxies with respect
to the matters referenced above.
The Voting Agreement and Proxy are effective until the earlier to occur of (a) the closing of
the transaction contemplated by the Asset Purchase Agreement, (b) the date on which the Asset
Purchase Agreement is amended, supplemented, varied, altered or modified other than as a result of
Skanon exercising its right to match superior proposals, and other than to extend the time for
closing by no more than 90 days after April 30, 2010 as mutually agreed by Skanon and the Company,
(c) the date on which the Asset Purchase Agreement is terminated or (d) the date on which the
Company Stockholder materially breaches or terminates the Voting Agreement, which the Company
Stockholder is entitled to do with or without cause or reason at any time without penalty;
provided, however, that Section 8.1(c)(v) of the Asset Purchase Agreement provides that Skanon may
terminate the Asset Purchase Agreement and receive a $500,000 break-up fee from the Company if the
Company Stockholder fails to vote the Subject Shares in favor of the transactions contemplated by
the Asset Purchase Agreement and such transactions are not approved by an affirmative vote of the
stockholders of the Company.
The descriptions of the Voting Agreement, the Proxy and the Asset Purchase Agreement contained
herein are qualified in their entirety by the Voting Agreement set forth as
Exhibit A
hereto, the Proxy set forth as
Exhibit B
hereto and the Asset Purchase Agreement set forth
as
Exhibit C
hereto, each of which is incorporated herein by reference.
Item 5. Interest in Securities of the Issuer.
(a) (b) As a result of the Voting Agreement, the Reporting Person could be deemed to be the
beneficial owner of the Subject Shares. However, the filing of this Schedule 13D shall not be
construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g)
of the Exchange Act, the beneficial owner of any securities covered by this Schedule 13D. The
Reporting Person expressly disclaims beneficial ownership of any Subject Shares that are covered by
the Voting Agreement.
An aggregate of 2,645,212 shares of Ready Mix, Inc. (the
Company
) common stock (the
Subject Shares
) are subject to the Voting Agreement. Based on the number of shares of
Company common stock outstanding as of November 13, 2009 (represented by the Company in its latest
quarterly filing to be 3,809,500 shares), the Subject Shares represent 69.4% of the outstanding
common stock of the Company.
The information set forth in Item 4 of this Schedule 13D is incorporated herein by reference.
Except as set forth in this Item 5(a), none of Skanon, and, to the knowledge of Skanon, any person
named in
Schedule I
hereto, beneficially owns any shares of the Company.
(c) Except for the agreements described above, to the knowledge of Skanon, no transactions in
the class of securities reported have been effected during the past 60 days by Skanon or any person
named in
Schedule I
or Item 5(a).
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(d) To the knowledge of Skanon, no person has the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the securities of the Company reported
herein.
(e) N/A
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the
Issuer.
Except for the Voting Agreement and Proxy described above, to the knowledge of Skanon, there
are no contracts, arrangements, understandings or relationships (legal or otherwise), including,
but not limited to, transfer or voting of any of the securities, finders fees, joint ventures,
loan or option arrangements, puts or calls, guarantees or profits, division of profits or loss, or
the giving or withholding of proxies, between the persons identified in Item 2, and any other
person, with respect to any securities of the Company, including any securities pledged or
otherwise subject to a contingency the occurrence of which would give another person voting power
or investment power over such securities other than standard default and similar provisions
contained in loan agreements.
Item 7. Material to Be Filed as Exhibits.
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Exhibit A
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Voting Agreement, dated as of January 29, 2010, by and between Skanon
Investments, Inc. and Meadow Valley Parent Corp.
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Exhibit B
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Irrevocable Proxy to Vote the Stock of Ready Mix, Inc., dated as of January 29, 2010.
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Exhibit C
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Asset Purchase Agreement, dated as of January 29, 2010, by and among Skanon
Investments, Inc. or its designee and Ready Mix, Inc.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: February 8, 2010
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SKANON INVESTMENTS, INC.
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By:
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/s/ Sergio Muniz
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Name:
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Sergio Muniz
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Title:
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Chief Financial Officer
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6
Schedule I
DIRECTORS AND EXECUTIVE OFFICERS OF SKANON INVESTMENTS, INC.
The name, business address, title, present principal occupation or employment of each of the
directors and executive officers of Skanon are set forth below. If no business address is given,
the directors or executive officers business address is 14500 Northsight Blvd., Suite 317,
Scottsdale, Arizona 85260. Unless otherwise indicated, each occupation set forth opposite an
individuals name refers to Skanon.
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Name
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Citizenship
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Occupation
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Marco Gomez-Barrios
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USA
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Director, Chief Executive Officer, Secretary
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Sergio Muñiz
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USA
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Chief Financial Officer, Treasurer
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Ricardo Rizo-Patron
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Peru
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Director, President
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Marcelo Rizo Patron
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Peru
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Director, Vice President
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Juan Pedro Rizo Patron
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Peru
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Director, Assistant Treasurer
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Jaime Bustamante
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Peru
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Director, Assistant Secretary
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Alfredo Gastaneta
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Peru
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Director
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Maria Elena Rizo Patron
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Peru
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Director
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DIRECTORS AND EXECUTIVE OFFICERS OF CEMENTOS-LIMA SA
The name, business address, title, present principal occupation or employment of each of the
directors and executive officers of Skanons parent entity are set forth below. If no business
address is given, the directors or executive officers business address is the same as
Cementos-Lima SA, which is AV Atocongo, 2440 Villa Mariadel Triunfo Lima 35, Lima Peru. Unless
otherwise indicated, each occupation set forth opposite an individuals name refers to
Cementos-Lima SA.
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Name
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Citizenship
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Occupation
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Jaime Rizo Patron Remy
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Peru
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Chairman of the Board
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Carlos Ugas Delgado
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Peru
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Director, Chief Executive Officer
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Ricardo Rizo Patron de la Piedra
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Peru
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Vice Chairman of the Board
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Alvaro Morales Puppo
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Peru
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Chief Financial Officer
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Jaime Sotomayor
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Peru
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Director
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Alfredo Gastaneta
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Peru
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Director
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Marcelo Rizo Patron
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Peru
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Director
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Julio Ramirez
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Peru
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Director, Legal Manager
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7
Ready Mix (AMEX:RMX)
過去 株価チャート
から 11 2024 まで 12 2024
Ready Mix (AMEX:RMX)
過去 株価チャート
から 12 2023 まで 12 2024