Form F-10POS - Post-effective amendment to a F-10EF registration
2023年9月23日 - 5:19AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on September 22, 2023
Registration No. 333-239310
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM F-10
REGISTRATION STATEMENT UNDER THE SECURITIES
ACT OF 1933
IMV Inc.
(Exact Name of Registrant
as Specified in its Charter)
Canada |
2834 |
N/A |
(Province or other
jurisdiction of
incorporation or
organization) |
(Primary Standard Industrial
Classification Code Number) |
(I.R.S. Employer
Identification
Number, if
applicable) |
130 Eileen Stubbs Avenue, Suite 19
Dartmouth, Nova Scotia B3B 2C4, Canada
(902) 492-1819 |
(Address and telephone number of Registrant’s
principal
executive offices) |
|
C T Corporation
28 Liberty Street
New York, New York 10005
1-212-894-8940 |
(Name, address, including zip code, and telephone
number,
including area code, of agent for service
in the United States)
Copies to:
|
Brittany Davison
IMV Inc.
130 Eileen Stubbs Avenue, Suite 19
Dartmouth, Nova Scotia B3B 2C4
Canada
Telephone: (902) 492-1819 |
Thomas M. Rose
Troutman Pepper Hamilton Sanders LLP
401 9th Street, NW, Suite 1000
Washington, DC 20004
United States
Telephone: (757) 687-7715 |
|
Approximate date of commencement of proposed sale to the public:
Not Applicable
Province of Nova Scotia, Canada
(Principal jurisdiction regulating this
offering)
It is proposed that this filing shall become
effective (check appropriate box):
A. |
x |
upon filing with the Commission, pursuant to Rule 467(a) (if in connection with an offering being made contemporaneously in
the United States and Canada). |
B. |
¨ |
at some future date (check the appropriate box below). |
1. |
¨ |
pursuant
to Rule 467(b) on ( ) at ( ) (designate a time not sooner than 7 calendar days after filing). |
2. |
¨ |
pursuant
to Rule 467(b) on ( ) at ( ) (designate a time 7 calendar days or sooner after filing) because the securities regulatory
authority in the review jurisdiction has issued a receipt or notification of clearance on ( ). |
3. |
¨ |
pursuant
to Rule 467(b) as soon as practicable after notification of the Commission by the Registrant or the Canadian securities
regulatory authority of the review jurisdiction that a receipt or notification of clearance has been issued with respect hereto. |
4. |
¨ |
after
the filing of the next amendment to this Form (if preliminary material is being filed). |
If
any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to the home jurisdiction’s
shelf prospectus offering procedures, check the following box. ¨
EXPLANATORY NOTE
This post-effective amendment relates to Registration
Statement No. 333-239310 filed June 19, 2020 (the “Registration Statement”) by IMV Inc. (the “Registrant”)
with the Securities and Exchange Commission pertaining to the offering by the Registrant of up to US$125,000,000 of preferred shares,
common shares, subscription receipts, and warrants of the Registrant, and a combination of such securities, separately or as units, as
may be sold by the Registrant from time to time (the “Offering”).
The Registrant is filing this Post-Effective Amendment
No. 1 to the Registration Statement to terminate the Offering and to withdraw and remove from registration and deregister certain
securities originally registered by the Registrant pursuant to the Registration Statement.
In accordance with undertakings
made by the Registrant in the Registration Statement to remove from registration, by means of post-effective amendment, any of the securities
which had been registered for issuance but remain unsold or unissued at the termination of the Offering, the Registrant hereby terminates
the effectiveness of the Registration Statement, and removes and withdraws from registration any and all such securities of the Registrant
registered pursuant to the Registration Statement that remain unsold or unissued as of the date hereof. The Registration Statement is
hereby amended, as appropriate, to reflect the deregistration of such securities.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on this post-effective amendment on Form F-10 and has duly caused this registration statement to
be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Dartmouth, Province of Nova Scotia, Canada, September 22,
2023.
|
IMV Inc. |
|
|
|
By: |
/s/ Brittany Davison |
|
|
Name: Brittany Davison |
|
|
Title: Chief Accounting Officer |
Pursuant to the requirements
of the Securities Act, this post-effective amendment on Form F-10 has been signed by the following persons in the capacities indicated
on September 22, 2023.
Signature |
|
Title |
|
|
|
/s/ Andrew
Hall |
|
Chief
Executive Officer and Director |
Andrew
Hall |
|
(principal
executive officer) |
|
|
|
/s/ Brittany
Davison |
|
Chief
Accounting Officer and Director |
Brittany
Davison |
|
(principal
financial and accounting officer) |
|
|
|
/s/ Michael
P. Bailey |
|
Chair
of the Board |
Michael
P. Bailey |
|
|
|
|
|
/s/ Michael
Kalos |
|
Director |
Michael
Kalos |
|
|
|
|
|
/s/ Shabnam
Kazmi |
|
Director |
Shabnam
Kazmi |
|
|
|
|
|
/s/ Kyle
Kuvalanka |
|
Director |
Kyle
Kuvalanka |
|
|
|
|
|
/s/ Saman
Maleki |
|
Director |
Saman
Maleki |
|
|
|
|
|
/s/ Markus
Warmuth |
|
Director |
Markus
Warmuth |
|
|
AUTHORIZED REPRESENTATIVE
Pursuant to the requirements
of Section 6(a) of the Securities Act of 1933, as amended, the undersigned has signed this post-effective amendment on Form F-10,
solely in the capacity of the duly authorized representative of IMV Inc. in the United States, on September 22, 2023.
|
PUGLISI & ASSOCIATES |
|
|
|
|
By: |
/s/ Donald J. Puglisi |
|
Name: |
Donald J. Puglisi |
|
Title: |
Managing Director |
IMV (CE) (USOTC:IMVIQ)
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IMV (CE) (USOTC:IMVIQ)
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