- Statement of Changes in Beneficial Ownership (4)
2011年8月9日 - 10:55AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SABOL THOMAS B
|
2. Issuer Name
and
Ticker or Trading Symbol
HYPERCOM CORP
[
HYC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Financial Officer
|
(Last)
(First)
(Middle)
8888 EAST RAINTREE DRIVE, SUITE 300
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/4/2011
|
(Street)
SCOTTSDALE, AZ 85260
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
(1)
|
8/4/2011
|
|
F
|
|
9465
|
D
|
$8.56
|
30802
|
D
|
|
Common Stock
|
8/4/2011
|
|
D
|
|
30802
|
D
|
(2)
|
0
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option
|
$1.15
|
8/4/2011
|
|
D
|
|
|
200000
|
5/15/2010
|
5/15/2019
|
Common Stock
|
200000
|
(3)
|
0
|
D
|
|
Employee Stock Option
|
$4.58
|
8/4/2011
|
|
D
|
|
|
112500
|
5/17/2011
|
5/17/2020
|
Common Stock
|
112500
|
(3)
|
0
|
D
|
|
Explanation of Responses:
|
(
1)
|
Represents shares of common stock withheld to cover the reporting person's tax obligations with respect to the vesting of a portion of the shares of restricted stock granted to the reporting person on May 17, 2010.
|
(
2)
|
Disposed of pursuant to the Agreement and Plan of Merger by and among the issuer, VeriFone Systems, Inc. ("VeriFone") and Honey Acquisition Co. (the "Merger Agreement"). For each share of Hypercom common stock , the reporting person received 0.23 shares of VeriFone common stock having a market value of $40.99 per share on the effective date of the merger.
|
(
3)
|
The stock options were assumed by VeriFone in the merger. Each stock option was converted into the right to purchase 0.23 of a share of VeriFone common stock, with a corresponding adjustment to the exercise price.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SABOL THOMAS B
8888 EAST RAINTREE DRIVE, SUITE 300
SCOTTSDALE, AZ 85260
|
|
|
Chief Financial Officer
|
|
Signatures
|
/s/ Thomas B. Sabol
|
|
8/8/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Hypercom (NYSE:HYC)
過去 株価チャート
から 10 2024 まで 11 2024
Hypercom (NYSE:HYC)
過去 株価チャート
から 11 2023 まで 11 2024
Real-Time news about Hypercom Corp (ニューヨーク証券取引所): 0 recent articles
その他のニュース記事