Statement of Changes in Beneficial Ownership (4)
2022年12月2日 - 08:19AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CHO ALEX |
2. Issuer Name and Ticker or Trading Symbol
HP INC
[
HPQ
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President, Personal Systems |
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(Last)
(First)
(Middle)
1501 PAGE MILL ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/29/2022 |
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(Street)
PALO ALTO, CA 94304
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 11/29/2022 | | M | | 182588 | A | $0.00 | 182591 | D | |
| Common Stock | 11/29/2022 | | F | | 85427 (1) | D | $28.88 | 97164 | D | |
| Common Stock | 12/1/2022 | | S(2) | | 97161 | D | $30.01 (3) | 3 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Performance Adjusted Restricted Stock Units | (4) | 11/29/2022 | | M | | | 182588 (5) | (5) | (5) | Common Stock | 182588 | (5) | 0 | D | |
| Explanation of Responses: |
| (1) | Shares withheld by HP to satisfy tax withholding upon vesting. |
| (2) | The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of 12/28/2021. |
| (3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.79-$30.23, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (4) | Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock. |
| (5) | As previously reported, on 12/6/2019 the reporting person was granted 131,199 PARSUs. On 11/29/2022, 166,295 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 16,293 vested dividend equivalent units. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
CHO ALEX
1501 PAGE MILL ROAD
PALO ALTO, CA 94304 |
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| President, Personal Systems |
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Signatures
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| /s/ Rick Hansen as Attorney-in-Fact for Alex Cho | | 12/1/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
HP (NYSE:HPQ)
過去 株価チャート
から 11 2023 まで 12 2023
HP (NYSE:HPQ)
過去 株価チャート
から 12 2022 まで 12 2023
