Current Report Filing (8-k)
2018年1月16日 - 10:58PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 11, 2018
COMPASS DIVERSIFIED HOLDINGS
(Exact name of registrant as specified in its charter)
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Delaware
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001-34927
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57-6218917
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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COMPASS GROUP DIVERSIFIED
HOLDINGS LLC
(Exact name
of registrant as specified in its charter)
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Delaware
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001-34926
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20-3812051
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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301 Riverside Avenue
Second Floor
Westport,
CT 06880
(Address of principal executive offices and zip code)
Registrants telephone number, including area code: (203)
221-1703
Check the appropriate box below if the Form
8-K
is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 5 Corporate Governance and Management
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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On January 11, 2018, Alan B. Offenberg notified Compass Group Diversified Holdings LLC (the Company) and Compass Diversified
Holdings (NYSE: CODI) (together with the Company, CODI), as well as Compass Group Management LLC (CGM) of his intention to retire from his position as Chief Executive Officer and a director of the Company following his
20-year
tenure with CODI and CGM, effective May 2, 2018. Mr. Offenbergs decision to retire is solely for personal reasons and did not involve any disagreement between himself and the Company, the
Companys management, or the Board of Directors of Company (the Board).
Effective May 3, 2018, in order to fill the
vacancies created by Mr. Offenbergs retirement, CGM intends to appoint Elias J. Sabo as the Chief Executive Officer of the Company and Sostratus LLC, as the holder of 100% of the Companys allocation interests, intends to appoint
Mr. Sabo as the allocation members appointee to the Board. The Board has accepted both nominations. Mr. Sabo will serve as Chief Executive Officer and director of the Company until his earlier death, resignation, or removal.
Mr. Sabo, 47, joined CGM in 1998 as one of the founding partners. For the past 20 years, he has been a member of the Investment Committee and, alongside Mr. Offenberg, has played a central role in directing CODIs strategy.
Mr. Sabo also currently serves as a director for a number of CODIs current subsidiaries, including 5.11 Tactical, Advanced Circuits, Arnold Magnetic Technologies, and Fresh Hemp Foods, Ltd. (doing business as Manitoba Harvest). He
previously served as the Chairman of Fox Factory Holding Corp. (NASDAQ: FOXF), a former CODI subsidiary. Prior to joining CGM, Mr. Sabo held positions with CIBC Oppenheimer and Colony Capital.
Mr. Sabo is, and has been, a partner of CGM, the Companys manager, and is the holder of allocation interests in the Company through
Sostratus LLC. With respect to the disclosure related to these relationships required by 404(a) of Regulation
S-K
of the Securities Exchange Act of 1934, as amended (Regulation
S-K),
the section of the Companys 2017 Proxy Statement, entitled Certain Relationships and Related Party Transactions as it pertains to CGM and Sostratus is incorporated by reference herein.
Mr. Sabo does not have any family relationships that require disclosure pursuant to Item 401(d) of Regulation
S-K.
Section 8 Other Events
On January 16, 2018, the Company issued a press release announcing
Mr. Offenbergs retirement and the appointment of Mr. Sabo as his successor. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein in its entirety.
Section 9 Financial Statements and Exhibits
Item 9.01
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Financial Statements and Exhibits
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Date: January 16, 2018
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COMPASS DIVERSIFIED HOLDINGS
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By:
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/s/ Ryan J. Faulkingham
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Ryan J. Faulkingham
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Regular Trustee
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Date: January 16, 2018
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COMPASS GROUP DIVERSIFIED
HOLDINGS LLC
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By:
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/s/ Ryan J. Faulkingham
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Ryan J. Faulkingham
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Chief Financial Officer
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Compass Diversified (NYSE:CODI)
過去 株価チャート
から 6 2024 まで 7 2024
Compass Diversified (NYSE:CODI)
過去 株価チャート
から 7 2023 まで 7 2024