The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF September 28, 2011
IPO:
ASTRONICS CORP (ATRO)
File Number: 333-176160
Date of Original Registration: 8/9/11
Form Type: S-3
Securities Registered: $150,000,000 common stock, preferred stock, warrants,
rights, stock purchase contracts, debt securities and units
Selling Holder: No
STOCK:
China Industrial Steel Inc.
File Number: 333-172135
Date of Original Registration: 2/9/11
Form Type: S-1
Securities Registered: 2,580,022 Shares of Common Stock
Selling Holder: Yes
EMCORE CORP (EMKR)
File Number: 333-176797
Date of Original Registration: 9/13/11
Form Type: S-1
Securities Registered: 10,000,000 Shares of Common Stock; 1,600,000 Shares
of Common Stock Underlying Warrants
Selling Holder: Yes
Medical Australia Ltd (MDAUY)
File Number: 333-176816
Date of Original Registration: 9/13/11
Form Type: F-6
Securities Registered: 50,000,000 American Depositary Shares
Selling Holder: No
S-4s and F-4s:
UNION PACIFIC CORP (UNP)
File Number: 333-176701
Date of Original Registration: 9/6/11
Form Type: S-4
Securities Registered: Offer to Exchange Up to $750,000,000 Principal Amount
of 4.163% Notes due 2022
Selling Holder: No
MIXED SECURITIES:
AMERIGON INC (ARGN)
File Number: 333-176887
Date of Original Registration: 9/16/11
Form Type: S-3
Securities Registered: $100,000,000 COMMON STOCK, PREFERRED STOCK, WARRANTS,
RIGHTS, UNITS
Selling Holder: No