Statement of Ownership (sc 13g)
2013年2月6日 - 3:56AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. ______________)*
Eloqua, Inc.
(Name of
Issuer)
Common Stock
(Title of
Class of Securities)
290139104
(CUSIP Number)
December 31, 2012
(Date of
Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
|
[_]
|
Rule 13d-1(b)
|
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[_]
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Rule 13d-1(c)
|
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[X]
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
Page
1
of 12 Pages
Exhibit Index Contained on Page 11
CUSIP NO. 290139104
|
13 G
|
Page 2 of 12
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Bay Partners X, L.P. (“Bay X”)
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
[_]
(b)
[X]
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
5,930,700 shares, except that Bay Management Company X, LLC (“Bay X GP”), the general partner of Bay X, may be deemed to have sole power to vote these shares, and Neal Dempsey (“Dempsey”) and Stuart G. Phillips (“Phillips”), the managers of Bay X GP, may be deemed to have shared power to vote these shares.
|
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6
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SHARED VOTING POWER
See response to row 5.
|
|
7
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SOLE DISPOSITIVE POWER
5,930,700 shares, except that Bay X GP, the general partner of Bay X, may be deemed to have sole power to dispose of these shares, and Dempsey and Phillips, the managers of Bay X GP, may be deemed to have shared power to dispose of these shares.
|
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8
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SHARED DISPOSITIVE POWER
See response to row 7.
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 5,930,700
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (See Instructions)
[_]
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.2%
|
12
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TYPE OF REPORTING PERSON (See Instructions)
PN
|
|
|
|
|
CUSIP NO. 290139104
|
13 G
|
Page
3 of 12
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Bay Partners X Entrepreneurs Fund, L.P. (“Bay X Entrepreneurs”)
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
[_]
(b)
[X]
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
328,614 shares, except that Bay X GP, the general partner of Bay X Entrepreneurs, may be deemed to have sole power to vote these shares, and Dempsey and Phillips, the managers of Bay X GP, may be deemed to have shared power to vote these shares.
|
|
6
|
SHARED VOTING POWER
See response to row 5.
|
|
7
|
SOLE DISPOSITIVE POWER
328,614 shares, except that Bay X GP, the general partner of Bay X Entrepreneurs, may be deemed to have sole power to dispose of these shares, and Dempsey and Phillips, the managers of Bay X GP, may be deemed to have shared power to dispose of these shares.
|
|
8
|
SHARED DISPOSITIVE POWER
See response to row 7.
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 328,614
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (See Instructions)
[_]
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
|
12
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TYPE OF REPORTING PERSON (See Instructions)
PN
|
|
|
|
|
CUSIP NO. 290139104
|
13 G
|
Page
4 of 12
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Bay Management Company X, LLC
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
[_]
(b)
[X]
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
6,259,314 shares, of which 5,930,700 are directly owned by Bay X and 328,614 are directly owned by Bay X Entrepreneurs. Bay X GP, the general partner of Bay X and Bay X Entrepreneurs, may be deemed to have sole power to vote these shares, and Dempsey and Phillips, the managers of Bay X GP, may be deemed to have shared power to vote these shares.
|
|
6
|
SHARED VOTING POWER
See response to row 5.
|
|
7
|
SOLE DISPOSITIVE POWER
6,259,314 shares, of which 5,930,700 are directly owned by Bay X and 328,614 are directly owned by Bay X Entrepreneurs. Bay X GP, the general partner of Bay X and Bay X Entrepreneurs, may be deemed to have sole power to dispose of these shares, and Dempsey and Phillips, the managers of Bay X GP, may be deemed to have shared power to dispose of these shares.
|
|
8
|
SHARED DISPOSITIVE POWER
See response to row 7.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,259,314
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (See Instructions)
[_]
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.2%
|
12
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TYPE OF REPORTING PERSON (See Instructions)
OO
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|
|
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CUSIP NO. 290139104
|
13 G
|
Page
5 of 12
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Neal Dempsey
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
[_]
(b)
[X]
|
3
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SEC USE ONLY
|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
– 0 –
|
6
|
SHARED VOTING POWER
6,259,314 shares, of which 5,930,700 are directly owned by Bay X and 328,614 are directly owned by Bay X Entrepreneurs. Bay X GP is the general partner of Bay X and Bay X Entrepreneurs, and Dempsey, a manager of Bay X GP, may be deemed to have shared power to vote these shares.
|
7
|
SOLE DISPOSITIVE POWER
– 0 –
|
8
|
SHARED DISPOSITIVE POWER
6,259,314 shares, of which 5,930,700 are directly owned by Bay X and 328,614 are directly owned by Bay X Entrepreneurs. Bay X GP is the general partner of Bay X and Bay X Entrepreneurs, and Dempsey, a manager of Bay X GP, may be deemed to have shared power to dispose of these shares.
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,259,314
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (See Instructions)
[_]
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.2%
|
12
|
TYPE OF REPORTING PERSON (See Instructions) IN
|
|
|
|
|
CUSIP NO. 290139104
|
13 G
|
Page
6 of 12
|
1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Stuart G. Phillips
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
[_]
(b)
[X]
|
3
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SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
|
NUMBER OF
|
5
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SOLE VOTING POWER
– 0 –
|
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
|
6
|
SHARED VOTING POWER
6,259,314 shares, of which 5,930,700 are directly owned by Bay X and 328,614 are directly owned by Bay X Entrepreneurs. Bay X GP is the general partner of Bay X and Bay X Entrepreneurs, and Phillips, a manager of Bay X GP, may be deemed to have shared power to vote these shares.
|
|
7
|
SOLE DISPOSITIVE POWER
– 0 –
|
|
8
|
SHARED DISPOSITIVE POWER
6,259,314 shares, of which 5,930,700 are directly owned by Bay X and 328,614 are directly owned by Bay X Entrepreneurs. Bay X GP is the general partner of Bay X and Bay X Entrepreneurs, and Phillips, a manager of Bay X GP, may be deemed to have shared power to dispose of these shares.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,259,314
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (See Instructions)
[_]
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.2%
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
|
|
|
|
CUSIP NO. 290139104
|
13 G
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Page
7 of 12
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ITEM 1(A).
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NAME OF ISSUER
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Eloqua, Inc.
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ITEM 1(B).
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ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
|
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1921 Gallows Road, Suite 200
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Vienna, VA 22182
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ITEM 2(A).
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NAME OF PERSONS FILING
|
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This Statement is filed by Bay Partners X, L.P., a Delaware limited partnership (“Bay X”), Bay Partners X Entrepreneurs Fund, L.P., a Delaware limited partnership (“Bay X Entrepreneurs”), Bay Management Company X, LLC, a Delaware limited liability company (“Bay X GP”), and Neal Dempsey (“Dempsey”) and Stuart G. Phillips (“Phillips”). The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”
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Bay X GP, the general partner of Bay X and Bay X Entrepreneurs, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by Bay X and Bay X Entrepreneurs. Dempsey and Phillips are the managers of Bay X GP and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by Bay X and Bay X Entrepreneurs.
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ITEM 2(B).
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ADDRESS OF PRINCIPAL BUSINESS OFFICE
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The address for each of the Reporting Persons is:
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Bay Partners
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2180 Sand Hill Road, Suite 345
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Menlo Park, California 94025
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ITEM 2(C)
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CITIZENSHIP
|
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Bay X and Bay X Entrepreneurs are Delaware limited partnerships. Bay X GP is a Delaware limited liability company. Dempsey and Phillips are United States citizens.
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ITEM 2(D) AND (E).
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TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
|
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Common Stock
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CUSIP # 290139104
|
|
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ITEM 3.
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Not Applicable
.
|
|
|
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ITEM 4.
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OWNERSHIP
|
|
|
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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CUSIP NO. 290139104
|
13 G
|
Page
8 of 12
|
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(a)
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Amount beneficially owned
:
See Row 9 of cover page for each Reporting Person.
|
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(b)
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Percent of Class
:
See Row 11 of cover page for each Reporting Person.
|
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(c)
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Number of shares as to which such person has
:
|
|
(i)
|
Sole power to vote or to direct the vote
:
See Row 5 of cover page for each Reporting Person.
|
|
(ii)
|
Shared power to vote or to direct the vote
:
|
See Row 6 of cover page
for each Reporting Person.
|
(iii)
|
Sole power to dispose or to direct the disposition of
:
|
See Row 7 of cover page
for each Reporting Person.
|
(iv)
|
Shared power to dispose or to direct the disposition of
:
See Row 8 of cover page for each Reporting Person.
|
ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
|
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Not applicable.
|
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ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
.
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|
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Under certain circumstances set forth in the limited partnership agreements of Bay X and Bay X Entrepreneurs, and the limited liability company agreement of Bay X GP, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as the case may be.
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ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
|
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Not applicable.
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ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
.
|
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Not applicable.
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CUSIP NO. 290139104
|
13 G
|
Page
9 of 12
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ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP
.
|
|
|
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Not applicable.
|
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ITEM 10.
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CERTIFICATION
.
|
|
|
|
Not applicable.
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CUSIP NO. 290139104
|
13 G
|
Page
10 of 12
|
SIGNATURES
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 4, 2013
Bay Partners X, L.P.
|
/s/ Neal Dempsey
|
By Bay Management Company X, LLC
|
Neal Dempsey
|
Its General Partner
|
Manager
|
|
|
Bay Partners X Entrepreneurs Fund, L.P.
|
/s/ Neal Dempsey
|
By Bay Management Company X, LLC
|
Neal Dempsey
|
Its General Partner
|
Manager
|
|
|
Neal Dempsey
|
/s/ Neal Dempsey
|
|
Neal Dempsey
|
|
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Stuart G. Phillips
|
/s/ Stuart G. Phillips
|
|
Stuart G. Phillips
|
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized
representative other than an executive officer or general partner of the filing person, evidence of the representative's authority
to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs
the statement shall be typed or printed beneath his signature.
NOTE
: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits.
See
§240.13d-7 for
other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)
CUSIP NO. 290139104
|
13 G
|
Page
11 of 12
|
EXHIBIT INDEX
|
Found on Sequentially
|
Exhibit
|
Numbered Page
|
Exhibit A: Agreement of Joint Filing
|
12
|
CUSIP NO. 290139104
|
13 G
|
Page
12 of 12
|
exhibit A
Agreement of Joint
Filing
The undersigned hereby
agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Eloqua, Inc. shall be filed on behalf
of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.
Date: February 4, 2013
Bay Partners X, L.P.
|
/s/ Neal Dempsey
|
By Bay Management Company X, LLC
|
Neal Dempsey
|
Its General Partner
|
Manager
|
|
|
Bay Partners X Entrepreneurs Fund, L.P.
|
/s/ Neal Dempsey
|
By Bay Management Company X, LLC
|
Neal Dempsey
|
Its General Partner
|
Manager
|
|
|
Neal Dempsey
|
/s/ Neal Dempsey
|
|
Neal Dempsey
|
|
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Stuart G. Phillips
|
/s/ Stuart G. Phillips
|
|
Stuart G. Phillips
|
Eloqua, Inc. (MM) (NASDAQ:ELOQ)
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から 11 2023 まで 11 2024