Form SC 13G - Statement of acquisition of beneficial ownership by individuals
2024年2月13日 - 11:12AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON,
DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Champions Oncology, Inc. |
(Name of Issuer) |
Common Stock, par value $0.001 per share |
(Title of Class of Securities) |
December 28, 2023 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[_] Rule 13d-1(d)
__________
*The remainder of this cover page
shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the
remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act
of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Tocqueville Asset Management LP |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [ ] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
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5. |
SOLE VOTING POWER |
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684,578 |
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6. |
SHARED VOTING POWER |
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0 |
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7. |
SOLE DISPOSITIVE POWER |
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684,578 |
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8. |
SHARED DISPOSITIVE POWER |
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0 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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684,578 |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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[_] |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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5.0% |
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12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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IA |
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Taubenpost Capital L.P. |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [ ] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
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5. |
SOLE VOTING POWER |
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684,578 |
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6. |
SHARED VOTING POWER |
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0 |
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7. |
SOLE DISPOSITIVE POWER |
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684,578 |
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8. |
SHARED DISPOSITIVE POWER |
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0 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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684,578 |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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[_] |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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5.0% |
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12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Taubenpost Capital LLC |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [ ] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
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5. |
SOLE VOTING POWER |
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684,578 |
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6. |
SHARED VOTING POWER |
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0 |
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7. |
SOLE DISPOSITIVE POWER |
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684,578 |
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8. |
SHARED DISPOSITIVE POWER |
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0 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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684,578 |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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[_] |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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5.0% |
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12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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HC, OO |
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1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Donald Wang |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) [ ] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
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5. |
SOLE VOTING POWER |
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684,578 |
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6. |
SHARED VOTING POWER |
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0 |
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7. |
SOLE DISPOSITIVE POWER |
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684,578 |
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8. |
SHARED DISPOSITIVE POWER |
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0 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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684,578 |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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[_] |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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5.0% |
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12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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IN, HC |
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Item 1. |
(a). |
Name of Issuer: |
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Champions Oncology, Inc. |
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(b). |
Address of Issuer’s Principal Executive Offices: |
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One University Plaza, Suite 307
Hackensack, New Jersey 07601 |
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Item 2. |
(a). |
Name of Person Filing: |
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Tocqueville Asset Management LP
Taubenpost Capital L.P.
Taubenpost Capital LLC
Donald Wang |
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(b). |
Address of Principal Business Office, or if None, Residence: |
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Tocqueville Asset Management LP
40 West 57th Street, 19th Floor
New York, NY 10019 |
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(c) |
Citizenship: |
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Tocqueville Asset Management LP – Delaware
Taubenpost Capital L.P. - Delaware
Taubenpost Capital LLC - Delaware
Donald Wang – United States of America |
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(d). |
Title of Class of Securities: |
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Common Stock, par value $0.001 per share |
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(e). |
CUSIP Number: |
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15870P307 |
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Item 3. |
If This Statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a |
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(a) |
[_] |
Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c). |
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(b) |
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Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). |
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(c) |
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Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). |
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(d) |
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
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(e) |
[ ] |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
[_] |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
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(h) |
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); |
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(i) |
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A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j) |
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
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(k) |
[ ] |
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. |
Ownership. |
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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(a) |
Amount beneficially owned: |
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Tocqueville Asset Management LP – 684,578
Taubenpost Capital L.P. - 684,578
Taubenpost Capital LLC - 684,578
Donald Wang – 684,578 |
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(b) |
Percent of class: |
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Tocqueville Asset Management LP – 5.0%
Taubenpost Capital L.P. - 5.0%
Taubenpost Capital LLC - 5.0%
Donald Wang – 5.0% |
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(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote |
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Tocqueville Asset Management LP – 0
Taubenpost Capital L.P. - 0
Taubenpost Capital LLC - 0
Donald Wang – 0 |
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(ii) |
Shared power to vote or to direct the vote |
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Tocqueville Asset Management LP – 684,578
Taubenpost Capital L.P. - 684,578
Taubenpost Capital LLC - 684,578
Donald Wang – 684,578 |
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(iii) |
Sole power to dispose or to direct the disposition of |
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Tocqueville Asset Management LP – 0
Taubenpost Capital L.P. - 0
Taubenpost Capital LLC - 0
Donald Wang – 0 |
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(iv) |
Shared power to dispose or to direct the disposition of |
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Tocqueville Asset Management LP – 684,578
Taubenpost Capital L.P. - 684,578
Taubenpost Capital LLC - 684,578
Donald Wang – 684,578 |
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Item 5. |
Ownership of Five Percent or Less of a Class. |
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If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following [].
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N/A |
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person. |
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If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. |
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The securities reported in this Schedule 13G that are beneficially owned by Tocqueville Asset Management LP, are directly owned by advisory clients of Tocqueville Asset Management LP. |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
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If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. |
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Please see Exhibit B Attached hereto. |
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Item 8. |
Identification and Classification of Members of the Group. |
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If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. |
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N/A |
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Item 9. |
Notice of Dissolution of Group. |
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Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. |
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N/A |
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Item 10. |
Certification. |
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By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
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SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Tocqueville Asset Management LP*
By: /s/ Kelsey Graham
Title: Chief Compliance Officer
Taubenpost Capital L.P.*
By Taubenpost Capital LLC, its General Partner
By: /s/ Donald Wang
Title: Managing Member
Taubenpost Capital LLC*
By: /s/ Donald Wang
Title: Chief Compliance Officer
Donald Wang*
By: /s/ Donald Wang
Signature
Date: February 12, 2024
*The Reporting Persons disclaim beneficial ownership
in the shares reported herein except to the extent of their pecuniary interest therein.
The original statement shall be signed by each
person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his
authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s
authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement
shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are
to be sent.
Attention. Intentional misstatements or omissions
of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
Exhibit A
AGREEMENT
The undersigned agree that
this Schedule 13G filing dated February 12, 2024 relating to the Common Stock of Champions Oncology, Inc. shall be filed on behalf of
the undersigned.
Tocqueville Asset Management LP
By: /s/ Kelsey Graham
Title: Chief Compliance Officer
Taubenpost Capital L.P.
By Taubenpost Capital LLC, its General Partner
By: /s/ Donald Wang
Title: Managing Member
Taubenpost Capital LLC
By: /s/ Donald Wang
Title: Chief Compliance Officer
Donald Wang
By: /s/ Donald Wang
Signature
Exhibit B
Taubenpost Capital L.P. is the relevant entity for which each of
Taubenpost Capital LLC and Donald Wang may be considered a control person.
Champions Oncology (NASDAQ:CSBR)
過去 株価チャート
から 11 2024 まで 12 2024
Champions Oncology (NASDAQ:CSBR)
過去 株価チャート
から 12 2023 まで 12 2024