Amended Statement of Ownership (sc 13g/a)
2018年2月14日 - 12:36AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
Amendment
No. 5
To
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE
13d-2(b)
TOWERSTREAM
CORPORATION
(Name
of Issuer)
COMMON
STOCK, PAR VALUE $0.001 PER SHARE
(Title
of Class of Securities)
892000
308
(CUSIP
Number)
John
Stetson
2300
E. Las Olas Blvd. 4th Floor
Fort
Lauderdale, FL 33301
561-351-3777
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
December
31, 2017
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ]
Rule 13d-1(b)
[X]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
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1
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NAME
OF REPORTING PERSONS
S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John
Stetson
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
[ ]
(b)
[ ]
|
|
3
|
SEC
USE ONLY
|
|
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|
|
NUMBER
OF
SHARES
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5
|
SOLE
VOTING POWER
0
|
|
BENEFICIALLY
OWNED
BY
|
6
|
SHARED
VOTING POWER
43,822
(1)
|
|
EACH
REPORTING
|
7
|
SOLE
DISPOSITIVE POWER
0
|
|
PERSON
WITH
|
8
|
SHARED
DISPOSITIVE POWER
43,822
(1)
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
43,822
(1)
|
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.99
%
(based on 394,399 shares of common stock outstanding as of December 31, 2017)
|
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12
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TYPE
OF REPORTING PERSON*
IN
|
|
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1)
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Represents
43,822 shares of common stock underlying Series G Preferred Stock held
by HS Contrarian Investments, LLC (“HSCI”). Excludes (i) 27,911 shares of common stock underlying Series G Preferred
Stock held by HSCI and (ii) 53,440 shares of common stock underlying Series H Preferred Stock held by HSCI. Each of the foregoing
series of preferred stock contains
an
ownership limitation such that the holder may not exercise any of such securities to the extent that such exercise would result
in the holder’s beneficial ownership being in excess of 9.99% of the Issuer’s issued and outstanding common stock
together with all shares owned by the holder and its affiliates.
John Stetson is the
Manager of HSCI
and in such capacity has voting and dispositive power over the securities held by such entity.
|
|
1
|
NAME
OF REPORTING PERSONS
S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
HS
Contrarian Investments, LLC
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
[ ]
(b)
[ ]
|
|
3
|
SEC
USE ONLY
|
|
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
|
NUMBER
OF
SHARES
|
5
|
SOLE
VOTING POWER
0
|
|
BENEFICIALLY
OWNED
BY
|
6
|
SHARED
VOTING POWER
43,822
(1)
|
|
EACH
REPORTING
|
7
|
SOLE
DISPOSITIVE POWER
0
|
|
PERSON
WITH
|
8
|
SHARED
DISPOSITIVE POWER
43,822
(1)
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
43,822
(1)
|
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.99
%
(based on 394,399 shares of common stock outstanding as of December 31, 2017)
|
|
12
|
TYPE
OF REPORTING PERSON*
OO
|
|
|
(1)
|
Represents
43,822 shares of common stock underlying Series G Preferred Stock held by HSCI. Excludes (i)
27,911 shares of common stock underlying Series G Preferred Stock held by HSCI and (ii) 53,440 shares of common stock underlying
Series H Preferred Stock held by HSCI. Each of the foregoing series of preferred stock contains an ownership limitation such
that the holder may not exercise any of such securities to the extent that such exercise would result in the holder’s
beneficial ownership being in excess of 9.99% of the Issuer’s issued and outstanding common stock together with all
shares owned by the holder and its affiliates. John Stetson is the Manager of HSCI and in such capacity has voting and dispositive
power over the securities held by such entity.
|
Item 1(a).
Name of Issuer:
Towerstream
Corporation, a Delaware corporation (“Issuer”)
Item 1(b).
Address of Issuer’s Principal Executive Offices:
76 Hammarlund
Way, Middletown, RI 02842
Item 2(a).
Name of Person Filing.
The
statement is filed on behalf of John Stetson and HSC
I (collectively, the “Reporting Person”).
Item 2(b).
Address of Principal Business Office or, if None, Residence.
2300 East
Las Olas Blvd., Fort Lauderdale, FL 33301
Item 2(c).
Citizenship.
John Stetson
is a citizen of the United States. HSC
I is organized in the State of Florida.
Item 2(d).
Title of Class of Securities.
Common
Stock, par value $0.001.
Item 2(e).
CUSIP Number.
892000
308
Item
3. Type of Person
Not applicable.
Item 4.
Ownership.
(a) Amount
beneficially owned: 43,822
(1)
(b) Percent
of class: 9.99% (based on 394,399 shares of common stock outstanding as of
December 31, 2017)
(c) Number
of shares as to which the person has:
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|
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(i) Sole power
to vote or to direct the vote: 0
|
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|
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|
|
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(ii) Shared
power to vote or to direct the vote: 43,822
(1)
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|
|
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(iii) Sole power
to dispose or to direct the disposition of: 0
|
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|
|
|
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(iv) Shared
power to dispose or to direct the disposition of: 43,822
(1)
|
|
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(1)
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Represents
43,822 shares of common stock underlying Series G Preferred Stock held by HSCI. Excludes (i) 27,911 shares of common stock
underlying Series G Preferred Stock held by HSCI and (ii) 53,440 shares of common stock underlying Series H Preferred Stock
held by HSCI. Each of the foregoing series of preferred stock contains an ownership limitation such that the holder may not
exercise any of such securities to the extent that such exercise would result in the holder’s beneficial ownership being
in excess of 9.99% of the Issuer’s issued and outstanding common stock together with all shares owned by the holder
and its affiliates. John Stetson is the Manager of HSCI and in such capacity has voting and dispositive power over the securities
held by such entity.
|
Item 5.
Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
Not applicable.
Item 8.
Identification and Classification of Members of the Group.
Not applicable.
Item 9.
Notice of Dissolution of Group.
Not applicable.
Item 10.
Certifications.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Date:
February 13, 2018
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By:
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/s/
John Stetson
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John
Stetson
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HS
Contrarian
Investments, LLC
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Date:
February 13, 2018
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By:
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/s/
John Stetson
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John
Stetson, Manag
er
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Towerstream (CE) (USOTC:TWER)
過去 株価チャート
から 1 2025 まで 2 2025
Towerstream (CE) (USOTC:TWER)
過去 株価チャート
から 2 2024 まで 2 2025
