Statement of Changes in Beneficial Ownership (4)
2019年8月2日 - 6:44AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
NELSON MARK THOMAS
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2. Issuer Name
and
Ticker or Trading Symbol
Tableau Software Inc
[
DATA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, Product Development
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(Last)
(First)
(Middle)
1621 N 34TH ST.
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/1/2019
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(Street)
SEATTLE, WA 98103
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A common stock
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8/1/2019
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U
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12113
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D
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(1)
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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$0.00
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8/1/2019
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D
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63698
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(2)
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(3)
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Class A common stock
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63698
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$0.00
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0
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D
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Performance-Based Restricted Stock Units
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$0.00
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8/1/2019
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D
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3029
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(4)
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(3)
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Class A common stock
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3029
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$0.00
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0
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D
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Explanation of Responses:
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(1)
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Pursuant to the Agreement and Plan of Merger, dated as of June 9, 2019 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Sausalito Acquisition Corp. and the Issuer, each share of Class A common stock, par value $0.0001 per share, was tendered in exchange for 1.103 shares of Salesforce common stock, par value $0.001 per share ("Salesforce common stock"), together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the exchange offer the Reporting Person received Transaction Consideration of 13,360 shares of Salesforce common stock and $100.84 in lieu of any fractional shares of Salesforce common stock.
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(2)
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Pursuant to the Merger Agreement at the effective time of the merger (the "Effective Time"), each of these restricted stock units ("Issuer RSUs")
was assumed and automatically converted into restricted stock units, in accordance with their existing terms and conditions to such Issuer RSU
prior to the Effective Time, with respect to a number of shares of Salesforce common stock (rounded to the nearest whole share) determined by
multiplying the number of shares of Class A common stock subject to the Issuer RSU by 1.103, and will otherwise be subject to the same terms
and conditions as were applicable to the Issuer RSU prior to the Effective Time.
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(3)
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Not applicable.
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(4)
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Pursuant to the Merger Agreement, at the Effective Time, each of these performance restricted stock units ("Issuer PSUs") was assumed and automatically converted into restricted stock units with respect to a number of shares of Salesforce common stock (rounded to the nearest whole share) determined by multiplying the number of shares of Class A common stock subject to the Issuer PSU by 1.103, provided that the number of shares of Class A common stock subject to an Issuer PSU award equals the number of shares that would have vested based on the achievement of the performance at target levels. Each Issuer PSU will be subject to the same terms and conditions as were applicable to the Issuer PSU prior to the Effective Time, except that it will vest after the Effective Time solely based on continued service to Salesforce and its affiliates.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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NELSON MARK THOMAS
1621 N 34TH ST.
SEATTLE, WA 98103
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EVP, Product Development
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Signatures
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Keenan Conder, Attorney-in-fact
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8/1/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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