Washington, D.C. 20549
(Amendment No. 1)*
Taiwan Liposome Company, Ltd.
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 2 of 95
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(1)
|
Names of reporting persons
Chang-Hai Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
OO
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
6,444,946 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
6,444,946 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
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|
Page 3 of 95
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(1)
|
Names of reporting persons
Yuhua Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
4,779,200 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
4,779,200 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
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|
Page 4 of 95
|
(1)
|
Names of reporting persons
Taiping Wu
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
4,244,820 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
4,244,820 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
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|
Page 5 of 95
|
(1)
|
Names of reporting persons
Yanhui Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
980,130 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
980,130 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
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|
Page 6 of 95
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(1)
|
Names of reporting persons
Chinnu Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
2,617,972 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
2,617,972 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
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|
Page 7 of 95
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(1)
|
Names of reporting persons
Chinpen Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
3,626,234 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
3,626,234 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 8 of 95
|
(1)
|
Names of reporting persons
Chenghsien Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
3,139,958 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
3,139,958 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 9 of 95
|
(1)
|
Names of reporting persons
Tienhuo Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
2,389,332 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
2,389,332 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 10 of 95
|
(1)
|
Names of reporting persons
Keelung Hong
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
1,981,453 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
1,981,453 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 11 of 95
|
(1)
|
Names of reporting persons
Chia Hung Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
2,857,450 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
2,857,450 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 12 of 95
|
(1)
|
Names of reporting persons
Moun Rong Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
1,359,327 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
1,359,327 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 13 of 95
|
(1)
|
Names of reporting persons
Tom Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
769,326 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
769,326 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 14 of 95
|
(1)
|
Names of reporting persons
Baldwin Yen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
544,895 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
544,895 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 15 of 95
|
(1)
|
Names of reporting persons
Yung Tsai Yen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
856,182 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
856,182 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 16 of 95
|
(1)
|
Names of reporting persons
Fu-Ying Huang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
493,093 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
493,093 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 17 of 95
|
(1)
|
Names of reporting persons
Tsung Cheng Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
400,761 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
400,761 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 18 of 95
|
(1)
|
Names of reporting persons
Ho Tzu Yen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
393,980 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
393,980 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 19 of 95
|
(1)
|
Names of reporting persons
Yong CiaoChing Corporation
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
WC
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
257,283 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
257,283 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
CO
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 20 of 95
|
(1)
|
Names of reporting persons
Chi Pin Investment Company
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
WC
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
251,108 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
251,108 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
CO
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 21 of 95
|
(1)
|
Names of reporting persons
Sophia Yen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
249,957 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
249,957 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 22 of 95
|
(1)
|
Names of reporting persons
Kelvin Yen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
249,371 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
249,371 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 23 of 95
|
(1)
|
Names of reporting persons
May Ju Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
229,696 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
229,696 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 24 of 95
|
(1)
|
Names of reporting persons
Kuei Long Chu
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
227,784 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
227,784 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 25 of 95
|
(1)
|
Names of reporting persons
Sheue Fang Shih
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
201,299 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
201,299 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 26 of 95
|
(1)
|
Names of reporting persons
Shun Shen Guo
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
204,194 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
204,194 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 27 of 95
|
(1)
|
Names of reporting persons
Che Yao Chang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
182,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
182,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 28 of 95
|
(1)
|
Names of reporting persons
Ming Yuan Lo
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
280,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
280,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 29 of 95
|
(1)
|
Names of reporting persons
Tsung Chang Yang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
132,059 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
132,059 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 30 of 95
|
(1)
|
Names of reporting persons
Su Jen Shieh
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
122,280 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
122,280 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 31 of 95
|
(1)
|
Names of reporting persons
Fan Chi Yao
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
138,313 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
138,313 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 32 of 95
|
(1)
|
Names of reporting persons
Wen Jen Peng
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
104,892 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
104,892 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 33 of 95
|
(1)
|
Names of reporting persons
Yu Hsiu Su
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
100,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
100,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 34 of 95
|
(1)
|
Names of reporting persons
Ku Hsiang Su
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
260,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
260,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 35 of 95
|
(1)
|
Names of reporting persons
Wen Yeh Liao
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
89,723 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
89,723 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 36 of 95
|
(1)
|
Names of reporting persons
Tsung Jen Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
107,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
107,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 37 of 95
|
(1)
|
Names of reporting persons
Shu Chuan Tsai
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
67,673 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
67,673 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 38 of 95
|
(1)
|
Names of reporting persons
Tzu-Chieh Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
55,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
55,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 39 of 95
|
(1)
|
Names of reporting persons
Che-Yu Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
52,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
52,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 40 of 95
|
(1)
|
Names of reporting persons
Ching Ju Ou
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
51,462 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
51,462 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 41 of 95
|
(1)
|
Names of reporting persons
Yuan Chi Huang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
51,021 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
51,021 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 42 of 95
|
(1)
|
Names of reporting persons
Nan Hsin Investment Limited Company
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
WC
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
50,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
50,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
CO
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 43 of 95
|
(1)
|
Names of reporting persons
Pei Sheng Wu
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
46,431 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
46,431 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 44 of 95
|
(1)
|
Names of reporting persons
Siong Tern Liew
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Malaysia
|
Number of
|
(7)
|
Sole voting power
46,249 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
46,249 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 45 of 95
|
(1)
|
Names of reporting persons
Wei Ta Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
41,101 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
41,101 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 46 of 95
|
(1)
|
Names of reporting persons
I Lin Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
38,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
38,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 47 of 95
|
(1)
|
Names of reporting persons
Yi Shan Shih
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
28,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
28,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 48 of 95
|
(1)
|
Names of reporting persons
Yu Li Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
14,107 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
14,107 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 49 of 95
|
(1)
|
Names of reporting persons
Yun Sheng Liu
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
10,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
10,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 50 of 95
|
(1)
|
Names of reporting persons
Iau Ang, Le Bun
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
10,404 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
10,404 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 51 of 95
|
(1)
|
Names of reporting persons
Chi Jen Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
7,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
7,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 52 of 95
|
(1)
|
Names of reporting persons
Po Yu Huang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
5,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
5,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 53 of 95
|
(1)
|
Names of reporting persons
Wan Ju Tseng
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
3,303 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
3,303 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 54 of 95
|
(1)
|
Names of reporting persons
Ching Jui Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
3,303 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
3,303 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 55 of 95
|
(1)
|
Names of reporting persons
Sucy Su Yang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
160,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
160,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 56 of 95
|
(1)
|
Names of reporting persons
Chi-Wen Hung
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
160,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
160,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 57 of 95
|
(1)
|
Names of reporting persons
Yun-Lung Tseng
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
152,200 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
152,200 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 58 of 95
|
(1)
|
Names of reporting persons
Yi Shi Chiang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
147,629 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
147,629 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 59 of 95
|
(1)
|
Names of reporting persons
Min-Wen Kuo
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
95,297 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
95,297 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 60 of 95
|
(1)
|
Names of reporting persons
Carl Oscar Brown
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
37,618 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
37,618 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 61 of 95
|
(1)
|
Names of reporting persons
Tien-Tzu Tai
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
34,845 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
34,845 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 62 of 95
|
(1)
|
Names of reporting persons
Chia Hui Yu
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
34,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
34,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 63 of 95
|
(1)
|
Names of reporting persons
Po-Chun Chang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
33,513 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
33,513 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 64 of 95
|
(1)
|
Names of reporting persons
Hsin-Ying Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
15,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
15,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 65 of 95
|
(1)
|
Names of reporting persons
Hui-Ju Tsai
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
23,012 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
23,012 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 66 of 95
|
(1)
|
Names of reporting persons
Lo Chang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
18,879 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
18,879 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 67 of 95
|
(1)
|
Names of reporting persons
Chia Fang Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
15,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
15,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 68 of 95
|
(1)
|
Names of reporting persons
Ying-Chu Chi
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
15,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
15,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 69 of 95
|
(1)
|
Names of reporting persons
He-Ru Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
12,545 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
12,545 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 70 of 95
|
(1)
|
Names of reporting persons
Chia-Tsung Su
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
11,011 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
11,011 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 71 of 95
|
(1)
|
Names of reporting persons
Wan-Ni Yu
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
8,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
8,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 72 of 95
|
(1)
|
Names of reporting persons
Yun-Hsiang Chuang
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
5,252 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
5,252 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 73 of 95
|
(1)
|
Names of reporting persons
Yen-Ling Lin
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
3,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
3,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 74 of 95
|
(1)
|
Names of reporting persons
Yun-Chen Su
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
1,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
1,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 75 of 95
|
(1)
|
Names of reporting persons
Carina Chen
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
16,213 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
16,213 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 76 of 95
|
(1)
|
Names of reporting persons
Jetstar Investment Limited
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
WC
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Hong Kong
|
Number of
|
(7)
|
Sole voting power
343,608 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
343,608 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
CO
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 77 of 95
|
(1)
|
Names of reporting persons
Taylor Neil Andrew
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United Kingdom
|
Number of
|
(7)
|
Sole voting power
184,000 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
184,000 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 78 of 95
|
(1)
|
Names of reporting persons
Chung-Yo Yao
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
Republic of China (Taiwan)
|
Number of
|
(7)
|
Sole voting power
20,415 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
20,415 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
SCHEDULE 13D
CUSIP No. 874038102
|
|
Page 79 of 95
|
(1)
|
Names of reporting persons
Isaac Chu
|
(2)
|
Check the appropriate box if a member of a group (see instructions)
(a) ☒ (b) ☐
|
(3)
|
SEC use only
|
(4)
|
Source of funds (see instructions)
PF
|
(5)
|
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
(6)
|
Citizenship or place of organization
United States of America
|
Number of
|
(7)
|
Sole voting power
31,700 Common Shares
|
shares
beneficially
owned by
|
(8)
|
Shared voting power
46,132,421 Common Shares
|
each
reporting
person
|
(9)
|
Sole dispositive power
31,700 Common Shares
|
with:
|
(10)
|
Shared dispositive power
46,132,421 Common Shares
|
(11)
|
Aggregate amount beneficially owned by each reporting person
46,132,421 Common Shares
|
(12)
|
Check if the aggregate amount in Row (11) excludes certain shares (see instructions)
☐
|
(13)
|
Percent of class represented by amount in Row (11)
54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.
|
(14)
|
Type of reporting person (see instructions)
IN
|
EXPLANATORY NOTE
Reference is hereby made to the initial statement on Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on July 15, 2021 (the “Original Schedule 13D”) with respect to the common shares, par value NT$10.00 per share (the “Common Shares”), and the American Depositary Shares (“ADS”), each representing two Common Shares, of Taiwan Liposome Company, Ltd., a company limited by shares organized under the laws of Taiwan (the “Issuer”). This Amendment No. 1 is being filed to update the Reporting Persons and to amend and supplement the Original Schedule 13D, and the exhibits thereto, as follows. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meanings as set forth in the Original Schedule 13D.
Item 2: Identity and Background
Item 2 is hereby amended and restated in its entirety to read as follows:
This Statement is being filed jointly by:
|
•
|
Topmunnity Therapeutics Taiwan Limited;
|
|
|
•
|
Champions Management Co., Ltd.;
|
|
|
•
|
Hongtai Investment Co., Ltd.; and
|
|
|
•
|
Yong CiaoChing Corporation
|
|
|
•
|
Chi Pin Investment Company
|
|
|
•
|
Nan Hsin Investment Limited Company
|
|
|
•
|
Jetstar Investment Limited
|
|
(collectively, the “Reporting Persons”).
The Reporting Persons have entered into a new Joint Filing Agreement, dated as of August 20, 2021, a copy of which is attached as Exhibit 99.1 to this Statement, pursuant to which they have agreed to file this Statement jointly in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934.
The name, business address, present principal occupation or employment (including the name, principal business and address of any corporation or other organization in which such employment is conducted) and place of citizenship of each Reporting Person and each executive officer and director of each Reporting Person (each of such directors and officers, a “Covered Person” and collectively, the “Covered Persons”) are set forth on Schedule A attached hereto, which is incorporated into this Item 2 by reference.
Neither the Reporting Persons nor, to the Reporting Persons’ knowledge, any Covered Person has during the last five years (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3: Source and Amount of Funds or Other Considerations
Item 3 is hereby amended and restated in its entirety to read as follows:
The Common Shares of the Issuer that are the subject of this Schedule 13D were previously acquired by the Reporting Persons from the Issuer using personal funds. The purchases of Common Shares by Chang-Hai Lin were previously reported on a Schedule 13G filed by Chang-Hai Lin on January 13, 2020.
The information set forth under the Explanatory Note and Items 4 and 6 of the Original Schedule 13D is incorporated herein by reference.
Item 5: Interest in Securities of the Issuer
Item 5 is hereby amended and restated in its entirety to read as follows:
(a) and (b) As of the close of business on August 17, 2021, each the Reporting Persons may be deemed, individually, and the Reporting Persons may be deemed, as a group, to beneficially own an aggregate of 46,132,421 Common Shares, which represents approximately 54.82% of the 84,154,934 Common Shares as of December 31, 2020, as disclosed in the Issuer’s Annual Report on Form 20-F.
Each of the Reporting Persons and the Covered Persons directly hold and have the sole power to vote and to direct the vote of the following shares:
Name
|
Common Shares Beneficially Owned (including the underlying shares represented by the American Depositary Shares)
|
|
Percentage of Common Shares Beneficially Owned
|
|
Chang-Hai Lin
|
|
6,444,946
|
|
|
7.66
|
%
|
Yuhua Lin
|
|
4,779,200
|
|
|
5.68
|
%
|
Taiping Wu
|
|
4,244,820
|
|
|
5.04
|
%
|
Yanhui Lin
|
|
980,130
|
|
|
1.16
|
%
|
Chinnu Lin
|
|
2,617,972
|
|
|
3.11
|
%
|
Chinpen Lin
|
|
3,626,234
|
|
|
4.31
|
%
|
Chenghsien Lin
|
|
3,139,958
|
|
|
3.73
|
%
|
Tienhuo Chen
|
|
2,389,332
|
|
|
2.84
|
%
|
George Yeh
|
|
1,353,753
|
|
|
1.61
|
%
|
Leemei Chen
|
|
1,089,954
|
|
|
1.30
|
%
|
Topmunnity Therapeutics Taiwan Limited
|
|
263,905
|
|
*
|
|
Amy Huang
|
|
38,831
|
|
*
|
|
Champions Management Co., Ltd.
|
N/A
|
|
N/A
|
|
Amy Huang
|
|
38,831
|
|
*
|
|
Hongtai Investment Co., Ltd.
|
N/A
|
|
N/A
|
|
Charles Chen
|
N/A
|
|
N/A
|
|
Keelung Hong
|
|
1,981,453
|
|
|
2.35
|
%
|
Chia Hung Lin
|
|
2,857,450
|
|
|
3.40
|
%
|
Moun Rong Lin
|
|
1,359,327
|
|
|
1.62
|
%
|
Tom Chen
|
|
769,326
|
|
*
|
|
Baldwin Yen
|
|
544,895
|
|
*
|
|
Yung Tsai Yen
|
|
856,182
|
|
|
1.02
|
%
|
Fu-Ying Huang
|
|
493,093
|
|
*
|
|
Tsung Cheng Lin
|
|
400,761
|
|
*
|
|
Ho Tzu Yen
|
|
393,980
|
|
*
|
|
Yong CiaoChing Corporation
|
|
257,283
|
|
*
|
|
Frank C. F. Huang
|
N/A
|
|
N/A
|
|
Name
|
Common Shares Beneficially Owned (including the underlying shares represented by the American Depositary Shares)
|
|
Percentage of Common Shares Beneficially Owned
|
|
Chi Pin Investment Company
|
|
251,108
|
|
*
|
|
Chih Lan Li
|
N/A
|
|
N/A
|
|
Sophia Yen
|
|
249,957
|
|
*
|
|
Kelvin Yen
|
|
249,371
|
|
*
|
|
May Ju Chen
|
|
229,696
|
|
*
|
|
Kuei Long Chu
|
|
227,784
|
|
*
|
|
Sheue Fang Shih
|
|
201,299
|
|
*
|
|
Shun Shen Guo
|
|
204,194
|
|
*
|
|
Che Yao Chang
|
|
182,000
|
|
*
|
|
Ming Yuan Lo
|
|
280,000
|
|
*
|
|
Tsung Chang Yang
|
|
132,059
|
|
*
|
|
Su Jen Shieh
|
|
122,280
|
|
*
|
|
Fan Chi Yao
|
|
138,313
|
|
*
|
|
Wen Jen Peng
|
|
104,892
|
|
*
|
|
Yu Hsiu Su
|
|
100,000
|
|
*
|
|
Ku Hsiang Su
|
|
260,000
|
|
*
|
|
Wen Yeh Liao
|
|
89,723
|
|
*
|
|
Tsung Jen Lin
|
|
107,000
|
|
*
|
|
Shu Chuan Tsai
|
|
67,673
|
|
*
|
|
Tzu-Chieh Lin
|
|
55,000
|
|
*
|
|
Che-Yu Lin
|
|
52,000
|
|
*
|
|
Ching Ju Ou
|
|
51,462
|
|
*
|
|
Yuan Chi Huang
|
|
51,021
|
|
*
|
|
Nan Hsin Investment Limited Company
|
|
50,000
|
|
*
|
|
Moun Rong Lin
|
|
1,359,327
|
|
|
1.62
|
%
|
Pei Sheng Wu
|
|
46,431
|
|
*
|
|
Siong Tern Liew
|
|
46,249
|
|
*
|
|
Wei Ta Chen
|
|
41,101
|
|
*
|
|
I Lin Chen
|
|
38,000
|
|
*
|
|
Yi Shan Shih
|
|
28,000
|
|
*
|
|
Yu Li Lin
|
|
14,107
|
|
*
|
|
Yun Sheng Liu
|
|
10,000
|
|
*
|
|
Iau Ang, Le Bun
|
|
10,404
|
|
*
|
|
Chi Jen Chen
|
|
7,000
|
|
*
|
|
Po Yu Huang
|
|
5,000
|
|
*
|
|
Wan Ju Tseng
|
|
3,303
|
|
*
|
|
Ching Jui Lin
|
|
3,303
|
|
*
|
|
Sucy Su Yang
|
|
160,000
|
|
*
|
|
Chi-Wen Hung
|
|
160,000
|
|
*
|
|
Yun-Lung Tseng
|
|
152,200
|
|
*
|
|
Yi Shi Chiang
|
|
147,629
|
|
*
|
|
Min-Wen Kuo
|
|
95,297
|
|
*
|
|
Carl Oscar Brown
|
|
37,618
|
|
*
|
|
Tien-Tzu Tai
|
|
34,845
|
|
*
|
|
Chia Hui Yu
|
|
34,000
|
|
*
|
|
Name
|
Common Shares Beneficially Owned (including the underlying shares represented by the American Depositary Shares)
|
|
Percentage of Common Shares Beneficially Owned
|
Po-Chun Chang
|
|
33,513
|
|
*
|
Hsin-Ying Lin
|
|
15,000
|
|
*
|
Hui-Ju Tsai
|
|
23,012
|
|
*
|
Lo Chang
|
|
18,879
|
|
*
|
Chia Fang Lin
|
|
15,000
|
|
*
|
Ying-Chu Chi
|
|
15,000
|
|
*
|
He-Ru Chen
|
|
12,545
|
|
*
|
Chia-Tsung Su
|
|
11,011
|
|
*
|
Wan-Ni Yu
|
|
8,000
|
|
*
|
Yun-Hsiang Chuang
|
|
5,252
|
|
*
|
Yen-Ling Lin
|
|
3,000
|
|
*
|
Yun-Chen Su
|
|
1,000
|
|
*
|
Carina Chen
|
|
16,213
|
|
*
|
Jetstar Investment Limited
|
|
343,608
|
|
*
|
Taylor Neil Andrew
|
|
184,000
|
|
*
|
Taylor Neil Andrew
|
|
184,000
|
|
*
|
Chung-Yo Yao
|
|
20,415
|
|
*
|
Isaac Chu
|
|
31,700
|
|
*
|
* Represents percentage of common shares beneficially owned less than one percent.
The Reporting Persons and the Covered Persons beneficially own an aggregate of 46,132,421 Common Shares. The Common Shares beneficially owned by the Reporting Persons and the Covered Persons represent, in the aggregate, approximately 54.82% of the outstanding Common Shares. The percentages of beneficial ownership in this Statement are based on an aggregate of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020.
(c) The information set forth under the Explanatory Note and Items 3, 4 and 6 of the Original Schedule 13D is incorporated herein by reference.
(d) No other person is known by the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Common Shares reported in this Statement.
(e) Not applicable.
Item 6: Contracts, Arrangements, Understandings, or Relationships with Respect to Securities of the Issuer
Item 6 is hereby amended and restated in its entirety to read as follows:
The information set forth under the Explanatory Note and Items 3, 4 and 5 of the Original Schedule 13D is incorporated herein by reference.
On or about August 20, 2021, each of the Major Shareholders and certain additional Reporting Persons who are shareholders of the Issuer entered into an undertaking in the form filed as Exhibit 99.2 with Bidco under which each of the Major Shareholders agreed to support the Share Swap and Bidco Share Redemption at the meeting of shareholders of this Issuer, to participate in the Rollover Transactions and to waive any appraisal rights in connection with the Share Swap.
The summary of the Purchase Agreement and the Investment Condition set forth in the Original Schedule 13D is qualified in its entirety by the full text of the Purchase Agreement and the Investment Agreement, which are filed as exhibits to the Original Schedule 13D and incorporated herein by reference.
Except as described in this Item 6, there are no contracts, arrangements, understandings or relationships among the Reporting Persons or between the Reporting Persons and any other persons with respect to any securities of the Issuer.
Item 7: Material to be Filed as Exhibits
Item 7 is hereby supplemented to add the following exhibits:
|
-
|
Exhibit 99.1 – Joint Filing Agreement, dated August 20, 2021, by and among the Reporting Persons.
|
|
-
|
Exhibit 99.2 – Undertaking (English translation)
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: August 20, 2021
|
|
|
|
|
|
|
|
Chang-Hai Lin
|
|
|
/s/ Chang-Hai Lin
|
|
|
|
|
|
|
|
|
Yuhua Lin
|
|
|
/s/ Yuhua Lin
|
|
|
|
|
|
|
|
|
Taiping Wu
|
|
|
/s/ Taiping Wu
|
|
|
|
|
|
|
|
|
Yanhui Lin
|
|
|
/s/ Yanhui Lin
|
|
|
|
|
|
|
|
|
Chinnu Lin
|
|
|
/s/ Chinnu Lin
|
|
|
|
|
|
|
|
|
Chinpen Lin
|
|
|
/s/ Chinpen Lin
|
|
|
|
|
|
|
|
|
Chenghsien Lin
|
|
|
/s/ Chenghsien Lin
|
|
|
|
|
|
|
|
|
Tienhuo Chen
|
|
|
/s/ Tienhuo Chen
|
|
|
|
|
|
|
|
|
George Yeh
|
|
|
/s/ George Yeh
|
|
|
|
|
|
|
|
|
Leemei Chen
|
|
|
/s/ Leemei Chen
|
|
|
|
|
|
|
|
|
Topmunnity Therapeutics Taiwan Limited
|
|
|
|
|
|
By:
|
|
/s/ Amy Huang
|
|
|
Name:
|
|
Amy Huang
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
|
Champions Management Co., Ltd.
|
|
|
|
|
|
By:
|
|
/s/ Amy Huang
|
|
|
Name:
|
|
Amy Huang
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
|
Hongtai Investment Co., Ltd.
|
|
|
|
|
|
By:
|
|
/s/ Charles Chen
|
|
|
Name:
|
|
Charles Chen
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
|
Keelung Hong
|
|
|
/s/ Keelung Hong
|
|
|
|
|
|
|
|
|
Chia Hung Lin
|
|
|
/s/ Chia Hung Lin
|
|
|
|
|
|
|
|
|
Moun Rong Lin
|
|
|
/s/ Moun Rong Lin
|
|
|
|
|
|
|
|
|
Tom Chen
|
|
|
/s/ Tom Chen
|
|
|
|
|
|
|
|
|
Baldwin Yen
|
|
|
/s/ Baldwin Yen
|
|
|
|
|
|
|
|
|
Yung Tsai Yen
|
|
|
/s/ Yung Tsai Yen
|
|
|
|
|
|
|
|
|
Fu-Ying Huang
|
|
|
/s/ Fu-Ying Huang
|
|
|
|
|
|
|
|
|
Tsung Cheng Lin
|
|
|
/s/ Tsung Cheng Lin
|
|
|
|
|
|
|
|
|
Ho Tzu Yen
|
|
|
/s/ Ho Tzu Yen
|
|
|
|
|
|
|
|
|
Yong Ciao Ching Corporation
|
|
|
|
|
|
By:
|
|
/s/ Frank C. F. Huang
|
|
|
Name:
|
|
Frank C. F. Huang
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
|
|
|
Chi Pin Investment Company
|
|
|
|
|
|
By:
|
|
/s/ Chih Lan Li
|
|
|
Name:
|
|
Chih Lan Li
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
|
|
|
Sophia Yen
|
|
|
/s/ Sophia Yen
|
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Kelvin Yen
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/s/ Kelvin Yen
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May Ju Chen
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/s/ May Ju Chen
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Kuei Long Chu
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/s/ Kuei Long Chu
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Sheue Fang Shih
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/s/ Sheue Fang Shih
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Shun Shen Guo
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/s/ Shun Shen Guo
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Che Yao Chang
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/s/ Che Yao Chang
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Ming Yuan Lo
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/s/ Ming Yuan Lo
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Tsung Chang Yang
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/s/ Tsung Chang Yang
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Su Jen Shieh
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/s/ Su Jen Shieh
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Fan Chi Yao
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/s/ Fan Chi Yao
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Wen Jen Peng
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/s/ Wen Jen Peng
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Yu Hsiu Su
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/s/ Yu Hsiu Su
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Ku Hsiang Su
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/s/ Ku Hsiang Su
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Wen Yeh Liao
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/s/ Wen Yeh Liao
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Tsung Jen Lin
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/s/ Tsung Jen Lin
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Shu Chuan Tsai
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/s/ Shu Chuan Tsai
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Tzu-Chieh Lin
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/s/ Tzu-Chieh Lin
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Che-Yu Lin
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/s/ Che-Yu Lin
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Ching Ju Ou
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/s/ Ching Ju Ou
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Yuan Chi Huang
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/s/ Yuan Chi Huang
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Nan Hsin Investment Limited Company
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By:
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/s/ Moun Rong Lin
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Name:
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Moun Rong Lin
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Title:
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Director
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Pei Sheng Wu
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/s/ Pei Sheng Wu
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Siong Tern Liew
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/s/ Siong Tern Liew
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Wei Ta Chen
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/s/ Wei Ta Chen
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I Lin Chen
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/s/ I Lin Chen
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Yi Shan Shih
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/s/ Yi Shan Shih
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Yu Li Lin
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/s/ Yu Li Lin
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Yun Sheng Liu
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/s/ Yun Sheng Liu
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Iau Ang, Le Bun
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/s/ Iau Ang, Le Bun
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Chi Jen Chen
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/s/ Chi Jen Chen
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Po Yu Huang
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/s/ Po Yu Huang
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Wan Ju Tseng
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/s/ Wan Ju Tseng
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Ching Jui Lin
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/s/ Ching Jui Lin
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Sucy Su Yang
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/s/ Sucy Su Yang
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Chi-Wen Hung
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/s/ Chi-Wen Hung
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Yun-Lung Tseng
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/s/ Yun-Lung Tseng
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Yi Shi Chiang
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/s/ Yi Shi Chiang
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Min-Wen Kuo
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/s/ Min-Wen Kuo
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Carl Oscar Brown
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/s/ Carl Oscar Brown
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Tien-Tzu Tai
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/s/ Tien-Tzu Tai
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Chia Hui Yu
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/s/ Chia Hui Yu
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Po-Chun Chang
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/s/ Po-Chun Chang
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Hsin-Ying Lin
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/s/ Hsin-Ying Lin
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Hui-Ju Tsai
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/s/ Hui-Ju Tsai
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Lo Chang
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/s/ Lo Chang
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Chia Fang Lin
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/s/ Chia Fang Lin
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Ying-Chu Chi
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/s/ Ying-Chu Chi
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He-Ru Chen
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/s/ He-Ru Chen
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Chia-Tsung Su
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/s/ Chia-Tsung Su
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Wan-Ni Yu
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/s/ Wan-Ni Yu
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Yun-Hsiang Chuang
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/s/ Yun-Hsiang Chuang
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Yen-Ling Lin
|
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/s/ Yen-Ling Lin
|
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Yun-Chen Su
|
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/s/ Yun-Chen Su
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Carina Chen
|
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/s/ Carina Chen
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|
Jetstar Investment Limited
|
|
|
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|
|
By:
|
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/s/ Taylor Neil Andrew
|
|
|
Name:
|
|
Taylor Neil Andrew
|
|
|
Title:
|
|
Director
|
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|
Taylor Neil Andrew
|
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/s/ Taylor Neil Andrew
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Chung-Yo Yao
|
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/s/ Chung-Yo Yao
|
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Isaac Chu
|
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/s/ Isaac Chu
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|
SCHEDULE A
Covered Persons
The following sets forth the name, position and principal occupation of each Covered Person. Each of the Covered Persons is a citizen of the Republic of China (Taiwan).
Name
|
Present Principal Occupation
|
Relationship to Reporting Persons
|
Business Address
|
Chang-Hai Lin
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Yuhua Lin
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Taiping Wu
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Yanhui Lin
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Chinnu Lin
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Chinpen Lin
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Chenghsien Lin
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Tienhuo Chen
|
|
Reporting Person
|
14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
George Yeh
|
President of the Issuer
|
Reporting Person
President of the Issuer
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Leemei Chen
|
|
Reporting Person
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Topmunnity Therapeutics Taiwan Limited
|
|
Reporting Person
|
4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Amy Huang
|
Director of Topmunnity Therapeutics Taiwan Limited
|
Director of Topmunnity Therapeutics Taiwan Limited
|
4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Champions Management Co., Ltd.
|
|
Reporting Person
|
4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Amy Huang
|
Director of Champions Management Co., Ltd.
|
Director of Champions Management Co., Ltd.
|
4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Hongtai Investment Co., Ltd.
|
|
Reporting Person
|
7F, No. 167, Lane 235, Baoqiao Rd., Xindian Dist., New Taipei City, Taiwan
|
Charles Chen
|
Director of Hongtai Investment Co., Ltd.
|
Director of Hongtai Investment Co., Ltd.
|
7F, No. 167, Lane 235, Baoqiao Rd., Xindian Dist., New Taipei City, Taiwan
|
Keelung Hong
|
Chief Executive Officer, Founder and Chairman of the Issuer
|
Reporting Person
Chief Executive Officer, Founder and Chairman of the Issuer
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Chia Hung Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Moun Rong Lin
|
|
|
11F., No.201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Tom Chen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Name
|
Present Principal Occupation
|
Relationship to Reporting Persons
|
Business Address
|
Baldwin Yen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yung Tsai Yen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Fu-Ying Huang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Tsung Cheng Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Ho Tzu Yen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yong CiaoChing Corporation
|
|
|
No.35, Gangu St., Datong Dist., Taipei City, Taiwan
|
Frank C. F. Huang
|
Director of Yong CiaoChing Corporation
|
Director of Yong CiaoChing Corporation
|
No.35, Gangu St., Datong Dist., Taipei City, Taiwan
|
Chi Pin Investment Company
|
|
|
6F.-3, No.25, Sec. 1, Nanjing E. Rd., Zhongshan Dist., Taipei City, Taiwan
|
Chih Lan Li
|
Director of Chi Pin Investment Company
|
Director of Chi Pin Investment Company
|
6F.-3, No.25, Sec. 1, Nanjing E. Rd., Zhongshan Dist., Taipei City, Taiwan
|
Sophia Yen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Kelvin Yen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
May Ju Chen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Kuei Long Chu
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Sheue Fang Shih
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Shun Shen Guo
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Che Yao Chang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Ming Yuan Lo
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Tsung Chang Yang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Su Jen Shieh
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Fan Chi Yao
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Wen Jen Peng
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yu Hsiu Su
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Ku Hsiang Su
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Wen Yeh Liao
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Tsung Jen Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Shu Chuan Tsai
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Tzu-Chieh Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Che-Yu Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Name
|
Present Principal Occupation
|
Relationship to Reporting Persons
|
Business Address
|
Ching Ju Ou
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yuan Chi Huang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Nan Hsin Investment Limited Company
|
|
|
11F., No.201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Moun Rong Lin
|
Director of Nan Hsin Investment Limited Company
|
Director of Nan Hsin Investment Limited Company
|
11F., No.201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan
|
Pei Sheng Wu
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Siong Tern Liew
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Wei Ta Chen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
I Lin Chen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yi Shan Shih
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yu Li Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yun Sheng Liu
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Iau Ang, Le Bun
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Chi Jen Chen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Po Yu Huang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Wan Ju Tseng
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Ching Jui Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Sucy Su Yang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Chi-Wen Hung
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yun-Lung Tseng
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yi Shi Chiang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Min-Wen Kuo
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Carl Oscar Brown
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Tien-Tzu Tai
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Chia Hui Yu
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Po-Chun Chang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Hsin-Ying Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Name
|
Present Principal Occupation
|
Relationship to Reporting Persons
|
Business Address
|
Hui-Ju Tsai
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Lo Chang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Chia Fang Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Ying-Chu Chi
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
He-Ru Chen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Chia-Tsung Su
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Wan-Ni Yu
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yun-Hsiang Chuang
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yen-Ling Lin
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Yun-Chen Su
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Carina Chen
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Jetstar Investment Limited
|
|
|
Flat 5/F, Block 1. University Heights, 23 Pokfield Road, Pokfulam, Hong Kong
|
Taylor Neil Andrew
|
Director of Jetstar Investment Limited
|
Director of Jetstar Investment Limited
|
Flat 5/F, Block 1. University Heights, 23 Pokfield Road, Pokfulam, Hong Kong
|
Taylor Neil Andrew
|
|
|
Flat 5/F, Block 1. University Heights, 23 Pokfield Road, Pokfulam, Hong Kong
|
Chung-Yo Yao
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|
Isaac Chu
|
|
|
2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan
|