UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

Taiwan Liposome Company, Ltd.

(Name of Issuer)

Common Shares, par value NT$10 per share

American Depository Shares each representing Two Common Shares

(Title of Class of Securities)

874038102**

(CUSIP Number)

Baker McKenzie LLP

Attn: Roger Bivans

1900 North Pearl

Suite 1500

Dallas, TX 75201

(214) 978-3000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 20, 2021

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

**

This CUSIP number applies to the Issuer’s American Depository Shares. Each American Depository Share represents two Common Shares.

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 2 of 95

 

 

(1)

Names of reporting persons

 

Chang-Hai Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

OO

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

6,444,946 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

6,444,946 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 3 of 95

 

 

(1)

Names of reporting persons

 

Yuhua Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

4,779,200 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

4,779,200 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 4 of 95

 

 

(1)

Names of reporting persons

 

Taiping Wu

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

4,244,820 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

4,244,820 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 5 of 95

 

 

(1)

Names of reporting persons

 

Yanhui Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

980,130 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

980,130 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 6 of 95

 

 

(1)

Names of reporting persons

 

Chinnu Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

2,617,972 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

2,617,972 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 7 of 95

 

 

(1)

Names of reporting persons

 

Chinpen Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

3,626,234 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

3,626,234 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 8 of 95

 

 

(1)

Names of reporting persons

 

Chenghsien Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

3,139,958 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

3,139,958 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 9 of 95

 

 

(1)

Names of reporting persons

 

Tienhuo Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

2,389,332 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

2,389,332 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 10 of 95

 

 

(1)

Names of reporting persons

 

Keelung Hong

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

1,981,453 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

1,981,453 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 11 of 95

 

 

(1)

Names of reporting persons

 

Chia Hung Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

2,857,450 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

2,857,450 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 12 of 95

 

 

(1)

Names of reporting persons

 

Moun Rong Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

1,359,327 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

1,359,327 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 13 of 95

 

 

(1)

Names of reporting persons

 

Tom Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

769,326 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

769,326 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 14 of 95

 

 

(1)

Names of reporting persons

 

Baldwin Yen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

544,895 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

544,895 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 15 of 95

 

 

(1)

Names of reporting persons

 

Yung Tsai Yen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

856,182 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

856,182 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 16 of 95

 

 

(1)

Names of reporting persons

 

Fu-Ying Huang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

493,093 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

493,093 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 17 of 95

 

 

(1)

Names of reporting persons

 

Tsung Cheng Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

400,761 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

400,761 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 18 of 95

 

 

(1)

Names of reporting persons

 

Ho Tzu Yen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

393,980 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

393,980 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 19 of 95

 

 

(1)

Names of reporting persons

 

Yong CiaoChing Corporation

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

WC

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

257,283 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

257,283 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

CO

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 20 of 95

 

 

(1)

Names of reporting persons

 

Chi Pin Investment Company

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

WC

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

251,108 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

251,108 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

CO

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 21 of 95

 

 

(1)

Names of reporting persons

 

Sophia Yen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

249,957 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

249,957 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 22 of 95

 

 

(1)

Names of reporting persons

 

Kelvin Yen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

249,371 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

249,371 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 23 of 95

 

 

(1)

Names of reporting persons

 

May Ju Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

229,696 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

229,696 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 24 of 95

 

 

(1)

Names of reporting persons

 

Kuei Long Chu

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

227,784 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

227,784 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 25 of 95

 

 

(1)

Names of reporting persons

 

Sheue Fang Shih

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

201,299 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

201,299 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 26 of 95

 

 

(1)

Names of reporting persons

 

Shun Shen Guo

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

204,194 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

204,194 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 27 of 95

 

 

(1)

Names of reporting persons

 

Che Yao Chang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

182,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

182,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 28 of 95

 

 

(1)

Names of reporting persons

 

Ming Yuan Lo

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

280,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

280,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 29 of 95

 

 

(1)

Names of reporting persons

 

Tsung Chang Yang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

132,059 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

132,059 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 30 of 95

 

 

(1)

Names of reporting persons

 

Su Jen Shieh

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

122,280 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

122,280 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 31 of 95

 

 

(1)

Names of reporting persons

 

Fan Chi Yao

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

138,313 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

138,313 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 32 of 95

 

 

(1)

Names of reporting persons

 

Wen Jen Peng

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

104,892 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

104,892 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 33 of 95

 

 

(1)

Names of reporting persons

 

Yu Hsiu Su

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

100,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

100,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 34 of 95

 

 

(1)

Names of reporting persons

 

Ku Hsiang Su

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

260,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

260,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 35 of 95

 

 

(1)

Names of reporting persons

 

Wen Yeh Liao

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

89,723 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

89,723 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 36 of 95

 

 

(1)

Names of reporting persons

 

Tsung Jen Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

107,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

107,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 37 of 95

 

 

(1)

Names of reporting persons

 

Shu Chuan Tsai   

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

67,673 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

67,673 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 38 of 95

 

 

(1)

Names of reporting persons

 

Tzu-Chieh Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

55,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

55,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 39 of 95

 

 

(1)

Names of reporting persons

 

Che-Yu Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

52,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

52,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 40 of 95

 

 

(1)

Names of reporting persons

 

Ching Ju Ou

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

51,462 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

51,462 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 41 of 95

 

 

(1)

Names of reporting persons

 

Yuan Chi Huang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

51,021 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

51,021 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 42 of 95

 

 

(1)

Names of reporting persons

 

Nan Hsin Investment Limited Company

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

WC

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

50,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

50,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

CO

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 43 of 95

 

 

(1)

Names of reporting persons

 

Pei Sheng Wu

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

46,431 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

46,431 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 44 of 95

 

 

(1)

Names of reporting persons

 

Siong Tern Liew

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Malaysia

Number of

(7)

Sole voting power

 

46,249 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

46,249 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 45 of 95

 

 

(1)

Names of reporting persons

 

Wei Ta Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

41,101 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

41,101 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 46 of 95

 

 

(1)

Names of reporting persons

 

I Lin Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

38,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

38,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 47 of 95

 

 

(1)

Names of reporting persons

 

Yi Shan Shih

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

28,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

28,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 48 of 95

 

 

(1)

Names of reporting persons

 

Yu Li Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

14,107 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

14,107 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 49 of 95

 

 

(1)

Names of reporting persons

 

Yun Sheng Liu

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

10,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

10,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 50 of 95

 

 

(1)

Names of reporting persons

 

Iau Ang, Le Bun

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

10,404 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

10,404 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 51 of 95

 

 

(1)

Names of reporting persons

 

Chi Jen Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

7,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

7,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 52 of 95

 

 

(1)

Names of reporting persons

 

Po Yu Huang 

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

5,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

5,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 53 of 95

 

 

(1)

Names of reporting persons

 

Wan Ju Tseng

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

3,303 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

3,303 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 54 of 95

 

 

(1)

Names of reporting persons

 

Ching Jui Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

3,303 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

3,303 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 55 of 95

 

 

(1)

Names of reporting persons

 

Sucy Su Yang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

160,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

160,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 56 of 95

 

 

(1)

Names of reporting persons

 

Chi-Wen Hung

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

160,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

160,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 57 of 95

 

 

(1)

Names of reporting persons

 

Yun-Lung Tseng

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

152,200 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

152,200 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 58 of 95

 

 

(1)

Names of reporting persons

 

Yi Shi Chiang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

147,629 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

147,629 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 59 of 95

 

 

(1)

Names of reporting persons

 

Min-Wen Kuo

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

95,297 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

95,297 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 60 of 95

 

 

(1)

Names of reporting persons

 

Carl Oscar Brown

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

37,618 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

37,618 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 61 of 95

 

 

(1)

Names of reporting persons

 

Tien-Tzu Tai

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

34,845 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

34,845 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 62 of 95

 

 

(1)

Names of reporting persons

 

Chia Hui Yu

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

34,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

34,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 63 of 95

 

 

(1)

Names of reporting persons

 

Po-Chun Chang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

33,513 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

33,513 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 64 of 95

 

 

(1)

Names of reporting persons

 

Hsin-Ying Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

15,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

15,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 65 of 95

 

 

(1)

Names of reporting persons

 

Hui-Ju Tsai

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

23,012 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

23,012 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 66 of 95

 

 

(1)

Names of reporting persons

 

Lo Chang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

18,879 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

18,879 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 67 of 95

 

 

(1)

Names of reporting persons

 

Chia Fang Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

15,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

15,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 68 of 95

 

 

(1)

Names of reporting persons

 

Ying-Chu Chi

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

15,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

15,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 69 of 95

 

 

(1)

Names of reporting persons

 

He-Ru Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

12,545 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

12,545 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 70 of 95

 

 

(1)

Names of reporting persons

 

Chia-Tsung Su

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

11,011 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

11,011 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 71 of 95

 

 

(1)

Names of reporting persons

 

Wan-Ni Yu

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

8,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

8,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 72 of 95

 

 

(1)

Names of reporting persons

 

Yun-Hsiang Chuang

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

5,252 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

5,252 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 73 of 95

 

 

(1)

Names of reporting persons

 

Yen-Ling Lin

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

3,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

3,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 74 of 95

 

 

(1)

Names of reporting persons

 

Yun-Chen Su

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

1,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

1,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 75 of 95

 

 

(1)

Names of reporting persons

 

Carina Chen

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

16,213 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

16,213 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 76 of 95

 

 

(1)

Names of reporting persons

 

Jetstar Investment Limited

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

WC

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Hong Kong

Number of

(7)

Sole voting power

 

343,608 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

343,608 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

CO

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 77 of 95

 

 

(1)

Names of reporting persons

 

Taylor Neil Andrew

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United Kingdom

Number of

(7)

Sole voting power

 

184,000 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

184,000 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 78 of 95

 

 

(1)

Names of reporting persons

 

Chung-Yo Yao

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

Republic of China (Taiwan)

Number of

(7)

Sole voting power

 

20,415 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

20,415 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 


SCHEDULE 13D

 

CUSIP No. 874038102

 

Page 79 of 95

 

 

(1)

Names of reporting persons

 

Isaac Chu

(2)

Check the appropriate box if a member of a group (see instructions)

 

(a)         (b)  

(3)

SEC use only

 

 

(4)

Source of funds (see instructions)

 

PF

(5)

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

 

(6)

Citizenship or place of organization

 

United States of America

Number of

(7)

Sole voting power

 

31,700 Common Shares

shares

beneficially

owned by

(8)

Shared voting power

 

46,132,421 Common Shares

each

reporting

person

(9)

Sole dispositive power

 

31,700 Common Shares

with:

(10)

Shared dispositive power

 

46,132,421 Common Shares

(11)

Aggregate amount beneficially owned by each reporting person

 

46,132,421 Common Shares

(12)

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

(13)

Percent of class represented by amount in Row (11)

 

54.82% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020.

(14)

Type of reporting person (see instructions)

 

IN

 



 

 

EXPLANATORY NOTE

 

 

Reference is hereby made to the initial statement on Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on July 15, 2021 (the “Original Schedule 13D”) with respect to the common shares, par value NT$10.00 per share (the “Common Shares”), and the American Depositary Shares (“ADS”), each representing two Common Shares, of Taiwan Liposome Company, Ltd., a company limited by shares organized under the laws of Taiwan (the “Issuer”). This Amendment No. 1 is being filed to update the Reporting Persons and to amend and supplement the Original Schedule 13D, and the exhibits thereto, as follows. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meanings as set forth in the Original Schedule 13D.

 

Item 2: Identity and Background

 

Item 2 is hereby amended and restated in its entirety to read as follows:

 

This Statement is being filed jointly by:

 

 

Chang-Hai Lin;

 

 

Yuhua Lin;

 

 

Taiping Wu;

 

 

Yanhui Lin;

 

 

Chinnu Lin;

 

 

Chinpen Lin;

 

 

Chenghsien Lin;

 

 

Tienhuo Chen;

 

 

George Yeh;

 

 

Leemei Chen;

 

 

Topmunnity Therapeutics Taiwan Limited;

 

 

Champions Management Co., Ltd.;

 

 

Hongtai Investment Co., Ltd.; and

 

 

Keelung Hong

 

 

Chia Hung Lin

 

 

Moun Rong Lin

 

 

Tom Chen

 

 

Baldwin Yen

 

 

Yung Tsai Yen

 

 

Fu-Ying Huang

 

 

Tsung Cheng Lin

 

 

Ho Tzu Yen

 

 

Yong CiaoChing Corporation

 

 

Chi Pin Investment Company

 

 

Sophia Yen

 

 

Kelvin Yen

 

 

May Ju Chen

 

 

Kuei Long Chu

 

 

Sheue Fang Shih

 

 

Shun Shen Guo

 

 

Che Yao Chang

 

 

Ming Yuan Lo

 

 

Tsung Chang Yang

 

 

Su Jen Shieh

 

 

Fan Chi Yao

 

 

Wen Jen Peng

 

 

Yu Hsiu Su

 

 

Ku Hsiang Su

 

 

Wen Yeh Liao

 

 

Tsung Jen Lin

 


 

 

Shu Chuan Tsai

 

 

Tzu-Chieh Lin

 

 

Che-Yu Lin

 

 

Ching Ju Ou

 

 

Yuan Chi Huang

 

 

Nan Hsin Investment Limited Company

 

 

Pei Sheng Wu

 

 

Siong Tern Liew

 

 

Wei Ta Chen

 

 

I Lin Chen

 

 

Yi Shan Shih

 

 

Yu Li Lin

 

 

Yun Sheng Liu

 

 

Iau Ang, Le Bun

 

 

Chi Jen Chen

 

 

Po Yu Huang 

 

 

Wan Ju Tseng  

 

 

Ching Jui Lin

 

 

Sucy Su Yang

 

 

Chi-Wen Hung

 

 

Yun-Lung Tseng 

 

 

Yi Shi Chiang

 

 

Min-Wen Kuo

 

 

Carl Oscar Brown

 

 

Tien-Tzu Tai

 

 

Chia Hui Yu

 

 

Po-Chun Chang

 

 

Hsin-Ying Lin

 

 

Hui-Ju Tsai

 

 

Lo Chang

 

 

Chia Fang Lin

 

 

Ying-Chu Chi

 

 

He-Ru Chen

 

 

Chia-Tsung Su

 

 

Wan-Ni Yu

 

 

Yun-Hsiang Chuang

 

 

Yen-Ling Lin

 

 

Yun-Chen Su

 

 

Carina Chen

 

 

Jetstar Investment Limited

 

 

Taylor Neil Andrew

 

 

Chung-Yo Yao

 

 

Isaac Chu

 

 

(collectively, the “Reporting Persons”).

 

The Reporting Persons have entered into a new Joint Filing Agreement, dated as of August 20, 2021, a copy of which is attached as Exhibit 99.1 to this Statement, pursuant to which they have agreed to file this Statement jointly in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934.

 

The name, business address, present principal occupation or employment (including the name, principal business and address of any corporation or other organization in which such employment is conducted) and place of citizenship of each Reporting Person and each executive officer and director of each Reporting Person (each of such directors and officers, a “Covered Person” and collectively, the “Covered Persons”) are set forth on Schedule A attached hereto, which is incorporated into this Item 2 by reference.

 

Neither the Reporting Persons nor, to the Reporting Persons’ knowledge, any Covered Person has during the last five years (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree


 

or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3: Source and Amount of Funds or Other Considerations

 

Item 3 is hereby amended and restated in its entirety to read as follows:

 

The Common Shares of the Issuer that are the subject of this Schedule 13D were previously acquired by the Reporting Persons from the Issuer using personal funds. The purchases of Common Shares by Chang-Hai Lin were previously reported on a Schedule 13G filed by Chang-Hai Lin on January 13, 2020.

The information set forth under the Explanatory Note and Items 4 and 6 of the Original Schedule 13D is incorporated herein by reference.

 

Item 5: Interest in Securities of the Issuer

 

Item 5 is hereby amended and restated in its entirety to read as follows:

 

(a) and (b) As of the close of business on August 17, 2021, each the Reporting Persons may be deemed, individually, and the Reporting Persons may be deemed, as a group, to beneficially own an aggregate of 46,132,421 Common Shares, which represents approximately 54.82% of the 84,154,934 Common Shares as of December 31, 2020, as disclosed in the Issuer’s Annual Report on Form 20-F.

 

Each of the Reporting Persons and the Covered Persons directly hold and have the sole power to vote and to direct the vote of the following shares:

 

 

Name

Common Shares Beneficially Owned (including the underlying shares represented by the American Depositary Shares)

 

Percentage of Common Shares Beneficially Owned

 

Chang-Hai Lin

 

6,444,946

 

 

7.66

%

Yuhua Lin

 

4,779,200

 

 

5.68

%

Taiping Wu

 

4,244,820

 

 

5.04

%

Yanhui Lin

 

980,130

 

 

1.16

%

Chinnu Lin

 

2,617,972

 

 

3.11

%

Chinpen Lin

 

3,626,234

 

 

4.31

%

Chenghsien Lin

 

3,139,958

 

 

3.73

%

Tienhuo Chen

 

2,389,332

 

 

2.84

%

George Yeh

 

1,353,753

 

 

1.61

%

Leemei Chen

 

1,089,954

 

 

1.30

%

Topmunnity Therapeutics Taiwan Limited

 

263,905

 

*

 

Amy Huang

 

38,831

 

*

 

Champions Management Co., Ltd.

N/A

 

N/A

 

Amy Huang

 

38,831

 

*

 

Hongtai Investment Co., Ltd.

N/A

 

N/A

 

Charles Chen

N/A

 

N/A

 

Keelung Hong

 

1,981,453

 

 

2.35

%

Chia Hung Lin

 

2,857,450

 

 

3.40

%

Moun Rong Lin

 

1,359,327

 

 

1.62

%

Tom Chen

 

769,326

 

*

 

Baldwin Yen

 

544,895

 

*

 

Yung Tsai Yen

 

856,182

 

 

1.02

%

Fu-Ying Huang

 

493,093

 

*

 

Tsung Cheng Lin

 

400,761

 

*

 

Ho Tzu Yen

 

393,980

 

*

 

Yong CiaoChing Corporation

 

257,283

 

*

 

Frank C. F. Huang

N/A

 

N/A

 

 

 


 

Name

Common Shares Beneficially Owned (including the underlying shares represented by the American Depositary Shares)

 

Percentage of Common Shares Beneficially Owned

 

Chi Pin Investment Company

 

251,108

 

*

 

Chih Lan Li

N/A

 

N/A

 

Sophia Yen

 

249,957

 

*

 

Kelvin Yen

 

249,371

 

*

 

May Ju Chen

 

229,696

 

*

 

Kuei Long Chu

 

227,784

 

*

 

Sheue Fang Shih

 

201,299

 

*

 

Shun Shen Guo

 

204,194

 

*

 

Che Yao Chang

 

182,000

 

*

 

Ming Yuan Lo

 

280,000

 

*

 

Tsung Chang Yang

 

132,059

 

*

 

Su Jen Shieh

 

122,280

 

*

 

Fan Chi Yao

 

138,313

 

*

 

Wen Jen Peng

 

104,892

 

*

 

Yu Hsiu Su

 

100,000

 

*

 

Ku Hsiang Su

 

260,000

 

*

 

Wen Yeh Liao

 

89,723

 

*

 

Tsung Jen Lin

 

107,000

 

*

 

Shu Chuan Tsai

 

67,673

 

*

 

Tzu-Chieh Lin

 

55,000

 

*

 

Che-Yu Lin

 

52,000

 

*

 

Ching Ju Ou

 

51,462

 

*

 

Yuan Chi Huang

 

51,021

 

*

 

Nan Hsin Investment Limited Company

 

50,000

 

*

 

Moun Rong Lin

 

1,359,327

 

 

1.62

%

Pei Sheng Wu

 

46,431

 

*

 

Siong Tern Liew

 

46,249

 

*

 

Wei Ta Chen

 

41,101

 

*

 

I Lin Chen

 

38,000

 

*

 

Yi Shan Shih

 

28,000

 

*

 

Yu Li Lin

 

14,107

 

*

 

Yun Sheng Liu

 

10,000

 

*

 

Iau Ang, Le Bun

 

10,404

 

*

 

Chi Jen Chen

 

7,000

 

*

 

Po Yu Huang

 

5,000

 

*

 

Wan Ju Tseng

 

3,303

 

*

 

Ching Jui Lin

 

3,303

 

*

 

Sucy Su Yang

 

160,000

 

*

 

Chi-Wen Hung

 

160,000

 

*

 

Yun-Lung Tseng

 

152,200

 

*

 

Yi Shi Chiang

 

147,629

 

*

 

Min-Wen Kuo

 

95,297

 

*

 

Carl Oscar Brown

 

37,618

 

*

 

Tien-Tzu Tai

 

34,845

 

*

 

Chia Hui Yu

 

34,000

 

*

 

 


 

Name

Common Shares Beneficially Owned (including the underlying shares represented by the American Depositary Shares)

 

Percentage of Common Shares Beneficially Owned

Po-Chun Chang

 

33,513

 

*

Hsin-Ying Lin

 

15,000

 

*

Hui-Ju Tsai

 

23,012

 

*

Lo Chang

 

18,879

 

*

Chia Fang Lin

 

15,000

 

*

Ying-Chu Chi

 

15,000

 

*

He-Ru Chen

 

12,545

 

*

Chia-Tsung Su

 

11,011

 

*

Wan-Ni Yu

 

8,000

 

*

Yun-Hsiang Chuang

 

5,252

 

*

Yen-Ling Lin

 

3,000

 

*

Yun-Chen Su

 

1,000

 

*

Carina Chen

 

16,213

 

*

Jetstar Investment Limited

 

343,608

 

*

Taylor Neil Andrew

 

184,000

 

*

Taylor Neil Andrew

 

184,000

 

*

Chung-Yo Yao

 

20,415

 

*

Isaac Chu

 

31,700

 

*

 

* Represents percentage of common shares beneficially owned less than one percent.

 

The Reporting Persons and the Covered Persons beneficially own an aggregate of 46,132,421 Common Shares. The Common Shares beneficially owned by the Reporting Persons and the Covered Persons represent, in the aggregate, approximately 54.82% of the outstanding Common Shares. The percentages of beneficial ownership in this Statement are based on an aggregate of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020.

 

(c) The information set forth under the Explanatory Note and Items 3, 4 and 6 of the Original Schedule 13D is incorporated herein by reference.

 

(d) No other person is known by the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Common Shares reported in this Statement.

 

(e) Not applicable.

 

Item 6: Contracts, Arrangements, Understandings, or Relationships with Respect to Securities of the Issuer

 

Item 6 is hereby amended and restated in its entirety to read as follows:

 

The information set forth under the Explanatory Note and Items 3, 4 and 5 of the Original Schedule 13D is incorporated herein by reference.

 

On or about August 20, 2021, each of the Major Shareholders and certain additional Reporting Persons who are shareholders of the Issuer entered into an undertaking in the form filed as Exhibit 99.2 with Bidco under which each of the Major Shareholders agreed to support the Share Swap and Bidco Share Redemption at the meeting of shareholders of this Issuer, to participate in the Rollover Transactions and to waive any appraisal rights in connection with the Share Swap.

 

The summary of the Purchase Agreement and the Investment Condition set forth in the Original Schedule 13D is qualified in its entirety by the full text of the Purchase Agreement and the Investment Agreement, which are filed as exhibits to the Original Schedule 13D and incorporated herein by reference.

 

Except as described in this Item 6, there are no contracts, arrangements, understandings or relationships among the Reporting Persons or between the Reporting Persons and any other persons with respect to any securities of the Issuer.

 

Item 7: Material to be Filed as Exhibits

 

Item 7 is hereby supplemented to add the following exhibits:


 

 

 

-

Exhibit 99.1 – Joint Filing Agreement, dated August 20, 2021, by and among the Reporting Persons.

 

 

-

Exhibit 99.2 – Undertaking (English translation)

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: August 20, 2021

 

 

 

 

 

 

 

Chang-Hai Lin

 

 

/s/ Chang-Hai Lin

 

 

 

 

 

 

 

 

Yuhua Lin

 

 

/s/ Yuhua Lin

 

 

 

 

 

 

 

 

Taiping Wu

 

 

/s/ Taiping Wu

 

 

 

 

 

 

 

 

Yanhui Lin

 

 

/s/ Yanhui Lin

 

 

 

 

 

 

 

 

Chinnu Lin

 

 

/s/ Chinnu Lin

 

 

 

 

 

 

 

 

Chinpen Lin

 

 

/s/ Chinpen Lin

 

 

 

 

 

 

 

 

Chenghsien Lin

 

 

/s/ Chenghsien Lin

 

 

 

 

 

 

 

 

Tienhuo Chen

 

 

/s/ Tienhuo Chen

 

 

 

 

 

 

 

 

George Yeh

 

 

/s/ George Yeh

 

 

 

 

 

 

 

 

Leemei Chen

 

 

/s/ Leemei Chen

 

 

 

 

 

 

 

 

Topmunnity Therapeutics Taiwan Limited

 

 

 

 

 

By:

 

/s/ Amy Huang

 

 

Name:

 

Amy Huang

 

 

Title:

 

Director

 

 

 

 

 

 

 

 

Champions Management Co., Ltd.

 

 

 

 

 

By:

 

/s/ Amy Huang

 

 

Name:

 

Amy Huang

 

 

Title:

 

Director

 

 

 

 

 

 


 

 

 

Hongtai Investment Co., Ltd.

 

 

 

 

 

By:

 

/s/ Charles Chen

 

 

Name:

 

Charles Chen

 

 

Title:

 

Director

 

 

 

 

 

 

 

 

Keelung Hong

 

 

/s/ Keelung Hong

 

 

 

 

 

 

 

 

Chia Hung Lin

 

 

/s/ Chia Hung Lin

 

 

 

 

 

 

 

 

Moun Rong Lin

 

 

/s/ Moun Rong Lin

 

 

 

 

 

 

 

 

Tom Chen

 

 

/s/ Tom Chen

 

 

 

 

 

 

 

 

Baldwin Yen

 

 

/s/ Baldwin Yen

 

 

 

 

 

 

 

 

Yung Tsai Yen

 

 

/s/ Yung Tsai Yen

 

 

 

 

 

 

 

 

Fu-Ying Huang

 

 

/s/ Fu-Ying Huang

 

 

 

 

 

 

 

 

Tsung Cheng Lin

 

 

/s/ Tsung Cheng Lin

 

 

 

 

 

 

 

 

Ho Tzu Yen

 

 

/s/ Ho Tzu Yen

 

 

 

 

 

 

 

 

Yong Ciao Ching Corporation

 

 

 

 

 

By:

 

/s/ Frank C. F. Huang

 

 

Name:

 

Frank C. F. Huang

 

 

Title:

 

Director

 

 

 

 

 

 

 

 

 

 

Chi Pin Investment Company

 

 

 

 

 

By:

 

/s/ Chih Lan Li

 

 

Name:

 

Chih Lan Li

 

 

Title:

 

Director

 

 

 

 

 

 

 

 

 

 

Sophia Yen

 

 

/s/ Sophia Yen

 

 

 

 

 

 

 

 

 

 


 

 

 

Kelvin Yen

 

 

/s/ Kelvin Yen

 

 

 

 

 

 

 

 

 

 

 

 

May Ju Chen

 

 

/s/ May Ju Chen

 

 

 

 

 

 

 

 

 

 

 

 

Kuei Long Chu

 

 

/s/ Kuei Long Chu

 

 

 

 

 

 

 

 

 

 

 

 

Sheue Fang Shih

 

 

/s/ Sheue Fang Shih

 

 

 

 

 

 

 

 

 

 

 

 

Shun Shen Guo

 

 

/s/ Shun Shen Guo

 

 

 

 

 

 

 

 

 

 

 

 

Che Yao Chang

 

 

/s/ Che Yao Chang

 

 

 

 

 

 

 

 

 

 

 

 

Ming Yuan Lo

 

 

/s/ Ming Yuan Lo

 

 

 

 

 

 

 

 

 

 

 

 

Tsung Chang Yang

 

 

/s/ Tsung Chang Yang

 

 

 

 

 

 

 

 

 

 

 

 

Su Jen Shieh

 

 

/s/ Su Jen Shieh

 

 

 

 

 

 

 

 

 

 

 

 

Fan Chi Yao

 

 

/s/ Fan Chi Yao

 

 

 

 

 

 

 

 

 

 

 

 

Wen Jen Peng

 

 

/s/ Wen Jen Peng

 

 

 

 

 

 

 

 

 

 

 

 

Yu Hsiu Su

 

 

/s/ Yu Hsiu Su

 

 

 

 

 

 

 

 

 

 

 

 

Ku Hsiang Su

 

 

/s/ Ku Hsiang Su

 

 

 

 

 

 

 

 

 

 

 

 

Wen Yeh Liao

 

 

/s/ Wen Yeh Liao

 

 

 

 

 

 

 

 

 

 

 

 

Tsung Jen Lin

 

 

/s/ Tsung Jen Lin

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

 

Shu Chuan Tsai  

 

 

/s/ Shu Chuan Tsai  

 

 

 

 

 

 

 

 

 

 

 

 

Tzu-Chieh Lin

 

 

/s/ Tzu-Chieh Lin

 

 

 

 

 

 

 

 

 

 

 

 

Che-Yu Lin

 

 

/s/ Che-Yu Lin

 

 

 

 

 

 

 

 

 

 

 

 

Ching Ju Ou

 

 

/s/ Ching Ju Ou

 

 

 

 

 

 

 

 

 

 

 

 

Yuan Chi Huang

 

 

/s/ Yuan Chi Huang

 

 

 

 

 

 

 

 

 

 

 

 

Nan Hsin Investment Limited Company

 

 

 

 

 

By:

 

/s/ Moun Rong Lin

 

 

Name:

 

Moun Rong Lin

 

 

Title:

 

Director

 

 

 

 

 

 

 

 

 

 

 

 

Pei Sheng Wu

 

 

/s/ Pei Sheng Wu

 

 

 

 

 

 

 

 

 

 

 

 

Siong Tern Liew

 

 

/s/ Siong Tern Liew

 

 

 

 

 

 

 

 

 

 

 

 

Wei Ta Chen

 

 

/s/ Wei Ta Chen

 

 

 

 

 

 

 

 

 

 

 

 

I Lin Chen

 

 

/s/ I Lin Chen

 

 

 

 

 

 

 

 

 

 

 

 

Yi Shan Shih

 

 

/s/ Yi Shan Shih

 

 

 

 

 

 

 

 

 

 

 

 

Yu Li Lin

 

 

/s/ Yu Li Lin

 

 

 

 

 

 

 

 

 

 

 

 

Yun Sheng Liu

 

 

/s/ Yun Sheng Liu

 

 

 

 

 

 

 

 

 

 

 

 

Iau Ang, Le Bun

 

 

/s/ Iau Ang, Le Bun

 

 

 

 

 

 

 

 

 

 

 

 

Chi Jen Chen

 

 

/s/ Chi Jen Chen


 

 

 

 

 

 

 

 

 

 

 

 

 

Po Yu Huang   

 

 

/s/ Po Yu Huang   

 

 

 

 

 

 

 

 

 

 

 

 

Wan Ju Tseng

 

 

/s/ Wan Ju Tseng

 

 

 

 

 

 

 

 

 

 

 

 

Ching Jui Lin

 

 

/s/ Ching Jui Lin

 

 

 

 

 

 

 

 

 

 

 

 

Sucy Su Yang

 

 

/s/ Sucy Su Yang

 

 

 

 

 

 

 

 

 

 

 

 

Chi-Wen Hung

 

 

/s/ Chi-Wen Hung

 

 

 

 

 

 

 

 

 

 

 

 

Yun-Lung Tseng

 

 

/s/ Yun-Lung Tseng

 

 

 

 

 

 

 

 

 

 

 

 

Yi Shi Chiang

 

 

/s/ Yi Shi Chiang

 

 

 

 

 

 

 

 

 

 

 

 

Min-Wen Kuo

 

 

/s/ Min-Wen Kuo

 

 

 

 

 

 

 

 

 

 

 

 

Carl Oscar Brown

 

 

/s/ Carl Oscar Brown

 

 

 

 

 

 

 

 

 

 

 

 

Tien-Tzu Tai

 

 

/s/ Tien-Tzu Tai

 

 

 

 

 

 

 

 

 

 

 

 

Chia Hui Yu

 

 

/s/ Chia Hui Yu

 

 

 

 

 

 

 

 

 

 

 

 

Po-Chun Chang

 

 

/s/ Po-Chun Chang

 

 

 

 

 

 

 

 

 

 

 

 

Hsin-Ying Lin

 

 

/s/ Hsin-Ying Lin

 

 

 

 

 

 

 

 

 

 

 

 

Hui-Ju Tsai

 

 

/s/ Hui-Ju Tsai

 

 

 

 

 

 

 

 

 

 

 

 

Lo Chang

 

 

/s/ Lo Chang

 

 

 

 

 


 

 

 

 

 

 

 

 

Chia Fang Lin

 

 

/s/ Chia Fang Lin

 

 

 

 

 

 

 

 

 

 

 

 

Ying-Chu Chi

 

 

/s/ Ying-Chu Chi

 

 

 

 

 

 

 

 

 

 

 

 

He-Ru Chen

 

 

/s/ He-Ru Chen

 

 

 

 

 

 

 

 

 

 

 

 

Chia-Tsung Su

 

 

/s/ Chia-Tsung Su

 

 

 

 

 

 

 

 

 

 

 

 

Wan-Ni Yu

 

 

/s/ Wan-Ni Yu

 

 

 

 

 

 

 

 

 

 

 

 

Yun-Hsiang Chuang

 

 

/s/ Yun-Hsiang Chuang

 

 

 

 

 

 

 

 

 

 

 

 

Yen-Ling Lin

 

 

/s/ Yen-Ling Lin

 

 

 

 

 

 

 

 

 

 

 

 

Yun-Chen Su

 

 

/s/ Yun-Chen Su

 

 

 

 

 

 

 

 

 

 

 

 

Carina Chen

 

 

/s/ Carina Chen

 

 

 

 

 

 

 

 

 

 

 

 

Jetstar Investment Limited

 

 

 

 

 

By:

 

/s/ Taylor Neil Andrew

 

 

Name:

 

Taylor Neil Andrew

 

 

Title:

 

Director

 

 

 

 

 

 

 

 

 

 

Taylor Neil Andrew

 

 

/s/ Taylor Neil Andrew

 

 

 

 

 

 

 

 

 

 

 

 

Chung-Yo Yao

 

 

/s/ Chung-Yo Yao

 

 

 

 

 

 

 

 

 

 

Isaac Chu

 

 

/s/ Isaac Chu

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 



 

 

SCHEDULE A

 

Covered Persons

 

The following sets forth the name, position and principal occupation of each Covered Person. Each of the Covered Persons is a citizen of the Republic of China (Taiwan).

 

 

Name

Present Principal Occupation

Relationship to Reporting Persons

Business Address

Chang-Hai Lin

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Yuhua Lin

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Taiping Wu

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Yanhui Lin

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Chinnu Lin

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Chinpen Lin

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Chenghsien Lin

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Tienhuo Chen

 

Reporting Person

14F-4, No. 167, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

George Yeh

President of the Issuer

Reporting Person

President of the Issuer

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Leemei Chen

 

Reporting Person

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Topmunnity Therapeutics Taiwan Limited

 

Reporting Person

4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Amy Huang

Director of Topmunnity Therapeutics Taiwan Limited

Director of Topmunnity Therapeutics Taiwan Limited

4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Champions Management Co., Ltd.

 

Reporting Person

4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Amy Huang

Director of Champions Management Co., Ltd.

Director of Champions Management Co., Ltd.

4F-2, No. 201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Hongtai Investment Co., Ltd.

 

Reporting Person

7F, No. 167, Lane 235, Baoqiao Rd., Xindian Dist., New Taipei City, Taiwan

Charles Chen

Director of Hongtai Investment Co., Ltd.

Director of Hongtai Investment Co., Ltd.

7F, No. 167, Lane 235, Baoqiao Rd., Xindian Dist., New Taipei City, Taiwan

Keelung Hong

Chief Executive Officer, Founder and Chairman of the Issuer

Reporting Person

Chief Executive Officer, Founder and Chairman of the Issuer

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Chia Hung Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Moun Rong Lin

 

 

11F., No.201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Tom Chen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

 

 


 

Name

Present Principal Occupation

Relationship to Reporting Persons

Business Address

Baldwin Yen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yung Tsai Yen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Fu-Ying Huang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Tsung Cheng Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Ho Tzu Yen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yong CiaoChing Corporation

 

 

No.35, Gangu St., Datong Dist., Taipei City, Taiwan

Frank C. F. Huang

Director of Yong CiaoChing Corporation

Director of Yong CiaoChing Corporation

No.35, Gangu St., Datong Dist., Taipei City, Taiwan

Chi Pin Investment Company

 

 

6F.-3, No.25, Sec. 1, Nanjing E. Rd., Zhongshan Dist., Taipei City, Taiwan

Chih Lan Li

Director of Chi Pin Investment Company

Director of Chi Pin Investment Company

6F.-3, No.25, Sec. 1, Nanjing E. Rd., Zhongshan Dist., Taipei City, Taiwan

Sophia Yen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Kelvin Yen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

May Ju Chen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Kuei Long Chu

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Sheue Fang Shih

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Shun Shen Guo

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Che Yao Chang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Ming Yuan Lo

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Tsung Chang Yang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Su Jen Shieh

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Fan Chi Yao

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Wen Jen Peng

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yu Hsiu Su

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Ku Hsiang Su

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Wen Yeh Liao

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Tsung Jen Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Shu Chuan Tsai

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Tzu-Chieh Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Che-Yu Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

 


 

Name

Present Principal Occupation

Relationship to Reporting Persons

Business Address

Ching Ju Ou

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yuan Chi Huang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Nan Hsin Investment Limited Company

 

 

11F., No.201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Moun Rong Lin

Director of Nan Hsin Investment Limited Company

Director of Nan Hsin Investment Limited Company

11F., No.201, Fuxing N. Rd., Songshan Dist., Taipei City, Taiwan

Pei Sheng Wu

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Siong Tern Liew

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Wei Ta Chen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

I Lin Chen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yi Shan Shih

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yu Li Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yun Sheng Liu

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Iau Ang, Le Bun

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Chi Jen Chen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Po Yu Huang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Wan Ju Tseng

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Ching Jui Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Sucy Su Yang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Chi-Wen Hung

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yun-Lung Tseng

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yi Shi Chiang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Min-Wen Kuo

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Carl Oscar Brown

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Tien-Tzu Tai

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Chia Hui Yu

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Po-Chun Chang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Hsin-Ying Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

 


 

Name

Present Principal Occupation

Relationship to Reporting Persons

Business Address

Hui-Ju Tsai

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Lo Chang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Chia Fang Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Ying-Chu Chi

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

He-Ru Chen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Chia-Tsung Su

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Wan-Ni Yu

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yun-Hsiang Chuang

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yen-Ling Lin

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Yun-Chen Su

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Carina Chen

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Jetstar Investment Limited

 

 

Flat 5/F, Block 1. University Heights, 23 Pokfield Road, Pokfulam, Hong Kong

Taylor Neil Andrew

Director of Jetstar Investment Limited

Director of Jetstar Investment Limited

Flat 5/F, Block 1. University Heights, 23 Pokfield Road, Pokfulam, Hong Kong

Taylor Neil Andrew

 

 

Flat 5/F, Block 1. University Heights, 23 Pokfield Road, Pokfulam, Hong Kong

Chung-Yo Yao

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

Isaac Chu

 

 

2F, No. 3, Park St., Nangang Dist., Taipei City, Taiwan

 

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過去 株価チャート
から 12 2023 まで 12 2024 Taiwan Liposomeのチャートをもっと見るにはこちらをクリック