Statement of Changes in Beneficial Ownership (4)
2022年10月22日 - 6:15AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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RUSH WILLIAM M RUSTY |
2. Issuer Name and Ticker or Trading Symbol
RUSH ENTERPRISES INC TX
[
RUSHA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO, President and COB |
(Last)
(First)
(Middle)
555 IH 35 SOUTH, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/20/2022 |
(Street)
NEW BRAUNFELS, TX 78130
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class B Common Stock | 10/20/2022 | | W | | 679852 (1) | A | $0 | 1440621.3513 (2) | D | |
Class B Common Stock | 10/20/2022 | | W | | 2068670 (1) | A | $0 | 4504123 | I | By 3MR Partners, L.P. |
Class A Common Stock | 10/20/2022 | | W | | 1894 (1) | A | $0 | 4123 | I | By 3MR Partners, L.P. |
Class A Common Stock | | | | | | | | 116101.4472 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These shares were acquired pursuant to the Last Will and Testament of W. Marvin Rush, dated May 16, 2013, which was reformed to include a specific bequest to the reporting person of all the shares of Class A Common Stock and Class B Common Stock and all of the general and limited partnership interests of 3MR Partners owned by Marvin Rush or held in his name or in the name of the Estate of Marvin Rush; |
(2) | Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan. |
(3) | Includes certain shares included in the Company's deferred compensation plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RUSH WILLIAM M RUSTY 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS, TX 78130 | X | X | CEO, President and COB |
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Signatures
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/s/ Steven L. Keller, Attorney-in-Fact for W.M. "Rusty" Rush | | 10/21/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Rush Enterprises (NASDAQ:RUSHA)
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Rush Enterprises (NASDAQ:RUSHA)
過去 株価チャート
から 12 2023 まで 12 2024