Quintana Maritime Ltd - Amended Statement of Ownership (SC 13G/A)
2008年4月1日 - 7:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Quintana Maritime Limited
Common Stock, $0.01 par value per share
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(Title of Class of Securities)
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Y7169G109
March 27, 2008
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the
rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in
the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
Page 1 of 8
CUSIP No. Y7169G109
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
QVT Financial LP
11-3694008
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b)
x
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
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5. Sole Voting Power
0
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6. Shared Voting Power
3,192,482
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7. Sole Dispositive Power
0
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8. Shared Dispositive Power
3,192,482
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,192,482
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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¨
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11.
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Percent of Class Represented by Amount in Row (9)
5.48%
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12.
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Type of Reporting Person (See Instructions)
PN
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Page 2 of 8
CUSIP No. Y7169G109
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
QVT Financial GP LLC
11-3694007
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
¨
(b)
x
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
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5. Sole Voting Power
0
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6. Shared Voting Power
3,192,482
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7. Sole Dispositive Power
0
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8. Shared Dispositive Power
3,192,482
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,192,482
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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¨
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11.
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Percent of Class Represented by Amount in Row (9)
5.48%
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12.
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Type of Reporting Person (See Instructions)
OO
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Page 3 of 8
CUSIP No. Y7169G109
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
QVT Associates GP LLC
01-0798253
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
¨
(b)
x
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
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5. Sole Voting Power
0
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6. Shared Voting Power
3,028,392
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7. Sole Dispositive Power
0
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8. Shared Dispositive Power
3,028,392
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,028,392
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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¨
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11.
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Percent of Class Represented by Amount in Row (9)
5.20%
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12.
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Type of Reporting Person (See Instructions)
OO
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Page 4 of 8
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Item 1
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(a).
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Name of Issuer
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Quintana Maritime Limited (the Issuer)
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Item 1
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(b).
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Address of Issuers Principal Executive Offices
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The address of the Issuers principal executive offices is:
c/o Quintana Management LLC, Pandoras 13 & Kyprou Street, 166 74 Glyfada, Greece
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Item 2
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(a).
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Name of Person Filing
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Item 2
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(b).
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Address of Principal Business Office or, if none, Residence
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Item 2
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(c).
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Citizenship
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QVT Financial LP
1177 Avenue of the
Americas, 9th Floor
New York, New York 10036
Delaware Limited
Partnership
QVT Financial GP LLC
1177 Avenue of the Americas, 9th Floor
New York, New York 10036
Delaware Limited Liability Company
QVT Associates GP LLC
1177 Avenue of the Americas, 9th Floor
New York, New York 10036
Delaware Limited Liability Company
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Item 2
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(d).
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Title of Class of Securities
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Common Stock, $0.01 par value per share (the Common Stock).
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Item 2
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(e).
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CUSIP Number
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The CUSIP number of the Common Stock is Y7169G109.
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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¨
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
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Page 5 of 8
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned:
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QVT Financial LP (QVT Financial) is the investment manager for QVT Fund LP (the Fund), which beneficially owns
2,720,043 shares of Common Stock, and for Quintessence Fund L.P. (Quintessence), which beneficially owns 308,349 shares of Common Stock. QVT Financial is also the investment manager for a separate discretionary account managed for
Deutsche Bank AG (the Separate Account), which holds 164,090 shares of Common Stock. QVT Financial has the power to direct the vote and disposition of the Common Stock held by the Fund, Quintessence and the Separate Account. Accordingly,
QVT Financial may be deemed to be the beneficial owner of an aggregate amount of 3,192,482 shares of Common Stock, consisting of the shares owned by the Fund and Quintessence and the shares held in the Separate Account.
QVT Financial GP LLC, as General Partner of QVT Financial, may be deemed to beneficially own the same
number of shares of Common Stock reported by QVT Financial. QVT Associates GP LLC, as General Partner of the Fund and Quintessence, may be deemed to beneficially own the aggregate number of shares of Common Stock owned by the Fund and Quintessence,
and accordingly, QVT Associates GP LLC may be deemed to be the beneficial owner of an aggregate amount of 3,028,392 shares of Common Stock.
QVT Associates GP LLC acquired beneficial ownership of more than 5% of the class of equity securities as of March 27, 2008. The reported share amounts reflect amounts
beneficially owned by the reporting persons as of that date.
Each of QVT Financial and
QVT Financial GP LLC disclaims beneficial ownership of the shares of Common Stock owned by the Fund and Quintessence and held in the Separate Account. QVT Associates GP LLC disclaims beneficial ownership of all shares of Common Stock owned by the
Fund and Quintessence, except to the extent of its pecuniary interest therein.
The
percentage disclosed in Item 11 of the Cover Pages for each reporting person is calculated based upon 58,235,266 shares of Common Stock outstanding, which is the total number of shares issued and outstanding as reported in the Issuers Annual
Report on Form 10-K for the fiscal year ended December 31, 2007.
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(b)
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Percent of class:
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See Item 11 of the Cover Pages to this Schedule 13G.
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
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0
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(ii)
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Shared power to vote or to direct the vote
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See item (a) above.
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(iii)
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Sole power to dispose or to direct the disposition of
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0
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(iv)
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Shared power to dispose or to direct the disposition of
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See item (a) above.
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following
¨
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company
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Not Applicable
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Item 8.
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Identification and Classification of Members of the Group
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Not Applicable
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Item 9.
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Notice of Dissolution of Group
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Not Applicable
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Item 10.
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Page 6 of 8
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: March 31, 2008
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QVT FINANCIAL LP
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By QVT Financial GP LLC,
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QVT ASSOCIATES GP LLC
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its General Partner
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By:
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/s/ Nicholas Brumm
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By:
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/s/ Nicholas Brumm
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Name:
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Nicholas Brumm
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Name:
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Nicholas Brumm
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Title:
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Managing Member
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Title:
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Managing Member
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By:
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/s/ Tracy Fu
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By:
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/s/ Tracy Fu
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Name:
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Tracy Fu
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Name:
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Tracy Fu
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Title:
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Managing Member
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Title:
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Managing Member
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QVT FINANCIAL GP LLC
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By:
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/s/ Nicholas Brumm
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Name:
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Nicholas Brumm
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Title:
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Managing Member
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By:
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/s/ Tracy Fu
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Name:
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Tracy Fu
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Title:
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Managing Member
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Page 7 of 8
EXHIBIT A
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Schedule 13G signed by each of the undersigned
shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
Dated: March 31, 2008
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QVT FINANCIAL LP
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By QVT Financial GP LLC,
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QVT ASSOCIATES GP LLC
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its General Partner
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By:
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/s/ Nicholas Brumm
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By:
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/s/ Nicholas Brumm
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Name:
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Nicholas Brumm
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Name:
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Nicholas Brumm
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Title:
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Managing Member
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Title:
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Managing Member
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By:
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/s/ Tracy Fu
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By:
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/s/ Tracy Fu
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Name:
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Tracy Fu
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Name:
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Tracy Fu
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Title:
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Managing Member
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Title:
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Managing Member
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QVT FINANCIAL GP LLC
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By:
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/s/ Nicholas Brumm
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Name:
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Nicholas Brumm
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Title:
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Managing Member
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By:
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/s/ Tracy Fu
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Name:
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Tracy Fu
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Title:
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Managing Member
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Page 8 of 8
Quintana Maritime Ltd (MM) (NASDAQ:QMAR)
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から 5 2024 まで 6 2024
Quintana Maritime Ltd (MM) (NASDAQ:QMAR)
過去 株価チャート
から 6 2023 まで 6 2024
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