FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Black Iain
2. Issuer Name and Ticker or Trading Symbol

EMCORE CORP [ EMKR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP, Operations
(Last)          (First)          (Middle)

2015 W. CHESTNUT STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

12/21/2021
(Street)

ALHAMBRA, CA 91803
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/21/2021  M  1820 A (1)51200 D  
Common Stock 12/21/2021  F  629 (2)D$6.58 50571 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)  (3)12/21/2021  M     1820   (4) (4)Emcore Common Stock 1820  (1)3640 D  

Explanation of Responses:
(1) The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
(2) Represents the number of shares required to be withheld in accordance with the terms of the applicable restricted stock unit award agreement and Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
(3) Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
(4) On December 21, 2019, the Reporting Person was granted 7,280 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Black Iain
2015 W. CHESTNUT STREET
ALHAMBRA, CA 91803


SVP, Operations

Signatures
Ryan Hochgesang, attorney in fact12/22/2021
**Signature of Reporting PersonDate

EMCORE (NASDAQ:EMKR)
過去 株価チャート
から 6 2024 まで 7 2024 EMCOREのチャートをもっと見るにはこちらをクリック
EMCORE (NASDAQ:EMKR)
過去 株価チャート
から 7 2023 まで 7 2024 EMCOREのチャートをもっと見るにはこちらをクリック