- Initial Statement of Beneficial Ownership (3)
2010年10月20日 - 5:14AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
CYCAD GROUP, LLC
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/15/2010
|
3. Issuer Name
and
Ticker or Trading Symbol
CLEAN DIESEL TECHNOLOGIES INC [CDTI]
|
(Last)
(First)
(Middle)
6187 CARPENTERIA AVENUE, SUITE 300, P.O. BOX 5010
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Street)
CARPENTERIA, CA 93014-5010
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
No securities beneficially owned
|
0
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
CYCAD GROUP, LLC
6187 CARPENTERIA AVENUE, SUITE 300
P.O. BOX 5010
CARPENTERIA, CA 93014-5010
|
|
X
|
|
|
JUDSON K LEONARD
6187 CARPENTERIA AVENUE, SUITE 300
P.O. BOX 5010
CARPENTERIA, CA 93014-5010
|
|
X
|
|
|
GLENN PAUL F
6187 CARPENTERIA AVENUE, SUITE 300
P.O. BOX 5010
CARPENTERIA, CA 93014-5010
|
|
X
|
|
|
Signatures
|
CYCAD GROUP LLC, By: /s/ K. Leonard Judson, President
|
|
10/19/2010
|
**
Signature of Reporting Person
|
Date
|
K. LEONARD JUDSON, By: /s/ K. Leonard Judson
|
|
10/19/2010
|
**
Signature of Reporting Person
|
Date
|
PAUL F. GLENN, By: /s/ K. Leonard Judson, Attorney-in-Fact
|
|
10/19/2010
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Clean Diesel Technologies (MM) (NASDAQ:CDTID)
過去 株価チャート
から 8 2024 まで 9 2024
Clean Diesel Technologies (MM) (NASDAQ:CDTID)
過去 株価チャート
から 9 2023 まで 9 2024
Real-Time news about Clean Diesel Technologies (MM) (ナスダック市場): 0 recent articles
その他のニュース記事