TIDMBKY
RNS Number : 2012D
Berkeley Resources Limited
18 March 2011
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99,
1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Berkeley Resources Limited
----------------------------------------
ABN
40 052 468 569
----------------------------
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there
is not enough space).
+Class of +securities
1 issued or to be issued Ordinary Shares
----------------------------------------
Number of +securities
issued or to be issued
(if known) or maximum
number which may be
2 issued 125
3 Principal terms of Fully paid ordinary shares
the +securities (eg,
if options, exercise
price and expiry date;
if partly paid +securities,
the amount outstanding
and due dates for payment;
if +convertible securities,
the conversion price
and dates for conversion)
----------------------------------------
4 Do the Yes
+securities rank
equally in all
respects from the
date of allotment
with an existing
+class of quoted
+securities? If
the additional
securities do not
rank equally,
please state: --
the date from
which they do --
the extent to
which they
participate for
the next
dividend, (in the
case of a trust,
distribution) or
interest payment
-- the extent to
which they do not
rank equally,
other than in
relation to the
next dividend,
distribution or
interest payment
--------------------------------------------------
5 Issue price or $0.75 each
consideration
--------------------------------------------------
6 Purpose of the issue Exercise of $0.75 Listed options
(If issued as expiring 15 May 2013
consideration for
the acquisition of
assets, clearly
identify those
assets)
--------------------------------------------------
7 Dates of entering 17(th) March 2011
+securities into
uncertificated
holdings or
despatch of
certificates
--------------------------------------------------
Number +Class
------------------------- -----------------------
8 Number and +class 174,298,273 Ordinary
of all +securities 11,989,428 shares
quoted on ASX $0.75
(including the Options -
securities in 15/5/2013
clause 2 if
applicable)
------------------------- -----------------------
Number +Class
----------------------- -----------------------
9 Number and +class of 2,160,000 $1.86
all +securities not 620,834 Incentive
quoted on ASX 1,000,000 Options -
(including the 3,285,000 5/8/2011 $1.00
securities in clause 2 Incentive
if applicable) Options -
19/6/2012
$1.25
Incentive
Options -
1/12/2013
$1.35
Incentive
Options -
18/6/2014
----------------------- -----------------------
10 Dividend policy (in
the case of a trust,
distribution policy)
on the increased
capital (interests)
------------------------------------------------
Part 2 -- Bonus issue or pro rata issue
11 Is security holder
approval required?
12 Is the issue renounceable
or non-renounceable?
13 Ratio in which the
+securities will be
offered
14 +Class of +securities
to which the offer
relates
15 +Record date to determine
entitlements
16 Will holdings on different
registers (or subregisters)
be aggregated for calculating
entitlements?
17 Policy for deciding
entitlements in relation
to fractions
18 Names of countries
in which the entity
has +security holders
who will not be sent
new issue documents
Note: Security holders
must be told how their
entitlements are to
be dealt with.
Cross reference: rule
7.7.
19 Closing date for receipt
of acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting
fee or commission
22 Names of any brokers
to the issue
23 Fee or commission payable
to the broker to the
issue
24 Amount of any handling
fee payable to brokers
who lodge acceptances
or renunciations on
behalf of +security
holders
25 If the issue is contingent
on +security holders'
approval, the date
of the meeting
26 Date entitlement and
acceptance form and
prospectus or Product
Disclosure Statement
will be sent to persons
entitled
27 If the entity has issued
options, and the terms
entitle option holders
to participate on exercise,
the date on which notices
will be sent to option
holders
28 Date rights trading
will begin (if applicable)
29 Date rights trading
will end (if applicable)
30 How do +security holders
sell their entitlements
in full through a broker?
31 How do +security holders
sell part of their
entitlements through
a broker and accept
for the balance?
32 How do +security holders
dispose of their entitlements
(except by sale through
a broker)?
33 +Despatch date
Part 3 -- Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that become
fully paid, employee incentive share securities
when restriction ends, securities issued on expiry
or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing
the information or documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the additional
+securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting
out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities
for which +quotation
is sought
------------------------------------------
39 Class of +securities
for which quotation
is sought
------------------------------------------
40 Do the +securities rank
equally in all respects
from the date of
allotment with an
existing +class of quoted
+securities? If the
additional securities do
not rank equally, please
state: -- the date from
which they do -- the
extent to which they
participate for the next
dividend, (in the case of
a trust, distribution) or
interest payment -- the
extent to which they do
not rank equally, other
than in relation to the
next dividend,
distribution or interest
payment
------------------------------------------
41 Reason for
request for
quotation now
Example: In the
case of
restricted
securities, end
of restriction
period (if
issued upon
conversion of
another
security,
clearly
identify that
other
security)
------------------------------------------
Number +Class
-------------------- --------------------
42 Number and +class of
all +securities quoted
on ASX (including the
securities in clause
38)
-------------------- --------------------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the
law and is not for an illegal purpose.
-- There is no reason why those +securities should not be
granted +quotation.
-- An offer of the (+) securities for sale within 12 months
after their issue will not require disclosure under section 707(3)
or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
-- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return
any +securities to be quoted under sections 737, 738 or 1016F of
the Corporations Act at the time that we request that the
+securities be quoted.
-- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law
in respect of any claim, action or expense arising from or
connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this
form. If any information or document not available now, will give
it to ASX before +quotation of the +securities begins. We
acknowledge that ASX is relying on the information and documents.
We warrant that they are (will be) true and complete.
Sam Middlemas 18 March 2011
Company Secretary
== == == == ==
This information is provided by RNS
The company news service from the London Stock Exchange
END
MSCEAPDPFDLFEEF
Berkeley Energia (LSE:BKY)
過去 株価チャート
から 6 2024 まで 7 2024
Berkeley Energia (LSE:BKY)
過去 株価チャート
から 7 2023 まで 7 2024
