Statement of Ownership (sc 13g)
2016年3月10日 - 5:57AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT
NO. ___)
HARRISON
VICKERS AND WATERMAN INC.
(Name
of Issuer)
COMMON
STOCK, PAR VALUE $0.0001
(Title
of Class of Securities)
415569102
(CUSIP
Number)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(c)
*The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued
on following page(s)
Page
1 of 4 Pages
CUSIP
No. 415569102 |
|
13G |
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Page
2 of 4 Pages |
1. |
NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
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|
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Alpha Capital Anstalt
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|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
(a)
☐ |
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(b)
☐ |
|
|
|
3. |
SEC
USE ONLY |
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|
|
|
|
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
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Liechtenstein
|
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5. |
SOLE
VOTING POWER
12,621,102
Common Stock |
6. |
SHARED
VOTING POWER
None |
7. |
SOLE
DISPOSITIVE POWER
12,621,102 shares of Common Stock |
8. |
SHARED
DISPOSITIVE POWER
None |
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
12,621,102 shares of Common Stock |
10. |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☒ |
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|
The aggregate amount in row 9 represents the maximum amount of shares that Alpha Capital Anstalt can beneficially
control under a contractually stipulated 9.99% ownership restriction. The full conversion and/or exercise of Alpha Capital’s
securities would exceed this limitation. |
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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9.99%
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12. |
TYPE OF REPORTING PERSON
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|
CO
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CUSIP
No. 415569102 |
|
13G |
|
Page
3 of 4 Pages |
ITEM
1 (a) NAME OF ISSUER: Harrison Vickers and Waterman Inc.
ITEM
1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
4224
White Plains Road, Bronx, NY 10406
ITEM
2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt
ITEM
2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Lettstrasse
32, FL-9490 Vaduz, Furstentums, Liechtenstein
ITEM
2 (c) CITIZENSHIP: Liechtenstein
ITEM
2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, Par Value $0.0001
ITEM
2 (e) CUSIP NUMBER: 415569102
ITEM
3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
ITEM
4 OWNERSHIP
(a)
AMOUNT BENEFICIALLY OWNED: 12,621,102 Shares of Common Stock
(b)
PERCENT OF CLASS: 9.99%
(c)
NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i)
SOLE POWER TO VOTE OR DIRECT THE VOTE
12,621,102
Shares
(ii)
SHARED POWER TO VOTE OR DIRECT THE VOTE
0
Shares
(iii)
SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
12,621,102
Shares
(iv)
SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
0
Shares
CUSIP
No. 415569102 |
|
13G |
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Page
4 of 4 Pages |
ITEM
5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not
applicable
ITEM
6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not
applicable
ITEM
7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not
applicable
ITEM
8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
Not
applicable
ITEM
9 NOTICE OF DISSOLUTION OF GROUP
Not
applicable
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
March
9, 2016 |
|
(Date) |
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/s/
Konrad Ackermann |
|
(Signature) |
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Konrad
Ackermann, Director |
|
(Name/Title) |
Harrison Vickers and Wat... (CE) (USOTC:HVCW)
過去 株価チャート
から 3 2025 まで 4 2025
Harrison Vickers and Wat... (CE) (USOTC:HVCW)
過去 株価チャート
から 4 2024 まで 4 2025