Statement of Changes in Beneficial Ownership (4)
2022年2月26日 - 6:32AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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FARRIOR J REX III |
2. Issuer Name and Ticker or Trading Symbol
H-CYTE, INC.
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HCYT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1306 W KENNEDY BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/23/2022 |
(Street)
TAMPA, FL 33606
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 2/23/2022 | | M | | 693477 | A | $0.014 | 16211588 | I | (SEE FOOTNOTE) (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
STOCK PURCHASE WARRANTS | $0.014 | 2/23/2022 | | M | | | 693477 | 9/24/2020 | 9/24/2030 | COMMON STOCK | 693477 | (2) | 6794586 | I | (SEE FOOTNOTE) (1) |
STOCK PURCHASE WARRANTS | $0.014 | 2/23/2022 | | A | | 693477 | | 2/23/2022 | 2/23/2027 | COMMON STOCK | 693477 | $0.014 | 693477 | I | (SEE FOOTNOTE) (1) |
Explanation of Responses: |
(1) | Common stock held directly by FWHC Holdings, LLC (FHWC) and FWHC Bridge Friends, LLC (Bridge Friends), Series A preferred stock and warrants held directly by Bridge Friends. All held indirectly by HOA Capital LLC (HOA), the sole manager of FWHC and Bridge Friends, and J. Rex Farrior, III, the sole manager of HOA. Each of the reporting persons disclaims beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. |
(2) | Received in connection with variable conversion price notes. No additional consideration was paid for warrants. Exercise price became fixed at closing of Qualified Financing. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FARRIOR J REX III 1306 W KENNEDY BOULEVARD TAMPA, FL 33606 |
| X |
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FWHC HOLDINGS, LLC 1306 W KENNEDY BOULEVARD TAMPA, FL 33606 |
| X |
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HOA CAPITAL LLC 1306 W KENNEDY BOULEVARD TAMPA, FL 33606 |
| X |
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FWHC BRIDGE FRIENDS, LLC 1306 W KENNEDY BOULEVARD TAMPA, FL 33606 |
| X |
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Signatures
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/s/ J. Rex Farrior, III | | 2/25/2022 |
**Signature of Reporting Person | Date |
/s/ J. Rex Farrior, III, o/b/o FWHC Holdings, LLC | | 2/25/2022 |
**Signature of Reporting Person | Date |
/s/ J. Rex Farrior, III, o/b/o HOA Capital LLC | | 2/25/2022 |
**Signature of Reporting Person | Date |
/s/ J. Rex Farrior, III, o/b/o FWHC Bridge Friends, LLC | | 2/25/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
H CYTE (QB) (USOTC:HCYT)
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から 5 2024 まで 6 2024
H CYTE (QB) (USOTC:HCYT)
過去 株価チャート
から 6 2023 まで 6 2024
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