Current Report Filing (8-k)
2020年3月28日 - 1:54AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March
27, 2020
Hepion Pharmaceuticals, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
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001-36856
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46-2783806
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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399 Thornall Street, First Floor
Edison, New Jersey
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08837
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (732) 902-4000
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock, par value $0.0001 per share
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HEPA
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. x
Hepion Pharmaceuticals, Inc. (the “Company”)
is filing this Current Report on Form 8-K for the purpose of incorporating by reference into the Company’s Registration Statement
on Form S-3 (File No. 333-229534) the items filed herewith as Exhibits 5.1 and 23.1.
Item 9.01
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 27, 2020
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HEPION PHARMACEUTICALS, INC.
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By:
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/s/ Robert Foster
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Name:
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Robert Foster
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Title:
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Chief Executive Officer
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Hepion Pharmaceuticals (PK) (USOTC:CTRVW)
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から 6 2024 まで 7 2024
Hepion Pharmaceuticals (PK) (USOTC:CTRVW)
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から 7 2023 まで 7 2024
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