Statement of Changes in Beneficial Ownership (4)
2018年3月9日 - 8:18AM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Blais David A
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2. Issuer Name
and
Ticker or Trading Symbol
Quad/Graphics, Inc.
[
QUAD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Executive Vice President *
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(Last)
(First)
(Middle)
C/O QUAD/GRAPHICS, INC., N61 W23044 HARRY'S WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/7/2018
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(Street)
SUSSEX, WI 53089
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock
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3/7/2018
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S
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13594
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D
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$25.8915
(1)
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83104
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D
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Class A Common Stock
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3/7/2018
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M
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2757
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A
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$13.4708
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85861
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D
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Class A Common Stock
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3/7/2018
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M
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5775
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A
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$13.4708
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91636
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D
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Class A Common Stock
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3/7/2018
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M
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6350
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A
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$13.4708
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97986
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D
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Class A Common Stock
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3/7/2018
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M
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5250
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A
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$13.4708
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103236
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D
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Class A Common Stock
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3/7/2018
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M
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5250
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A
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$13.4708
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108486
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D
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Class A Common Stock
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3/7/2018
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S
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25382
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D
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$26.0011
(2)
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83104
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D
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Class A Common Stock
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5501
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I
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By 401(a) Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options (Right to Buy)
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$13.4708
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3/7/2018
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M
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2757
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(3)
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11/18/2021
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Class A Common Stock
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2757
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$0
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0
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D
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Stock Options (Right to Buy)
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$13.4708
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3/7/2018
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M
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5775
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(4)
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11/18/2021
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Class A Common Stock
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5775
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$0
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0
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D
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Stock Options (Right to Buy)
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$13.4708
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3/7/2018
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M
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6350
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(5)
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11/18/2021
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Class A Common Stock
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6350
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$0
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0
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D
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Stock Options (Right to Buy)
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$13.4708
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3/7/2018
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M
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5250
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(6)
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11/18/2021
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Class A Common Stock
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5250
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$0
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0
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D
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Stock Options (Right to Buy)
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$13.4708
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3/7/2018
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M
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5250
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(7)
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11/18/2021
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Class A Common Stock
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5250
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$0
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0
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D
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Stock Options (Right to Buy)
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$41.26
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(8)
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1/1/2021
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Class A Common Stock
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23929
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23929
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D
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Explanation of Responses:
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(1)
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The price in Column 4 is a weighted average price. The prices actually received ranged from $25.80 to $26.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
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(2)
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The price in Column 4 is a weighted average price. The prices actually received ranged from $26.00 to $26.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
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(3)
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Became exercisable as to 1,654 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
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(4)
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Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
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(5)
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Became exercisable as to 2,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
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(6)
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Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
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(7)
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Became exercisable as to 2,887 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
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(8)
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Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
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Remarks:
* Executive Vice President Global Procurement & Strategy
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Blais David A
C/O QUAD/GRAPHICS, INC.
N61 W23044 HARRY'S WAY
SUSSEX, WI 53089
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Executive Vice President *
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Signatures
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/s/ Jennifer J. Kent, Attorney-In-Fact for David A. Blais
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3/8/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Quad Graphics (NYSE:QUAD)
過去 株価チャート
から 6 2024 まで 7 2024
Quad Graphics (NYSE:QUAD)
過去 株価チャート
から 7 2023 まで 7 2024
