UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 6-K
 
 
 
REPORT OF FOREIGN PRIVATE ISSUER
 
PURSUANT TO RULE 13A-16 OR 15D-16
 
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
 
 
For the Month of: January 2023
 
Commission File Number: 001-38187
 
MICRO FOCUS INTERNATIONAL PLC
(Exact name of registrant as specified in its charter)
 
 
The Lawn, 22-30 Old Bath Road
Newbury, Berkshire
RG14 1QN
United Kingdom
+44 (0) 1635-565-459
 (Address of principal executive office)
 
 
 
 
Indicate by check mark whether this registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒       Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): 
 

 
 
 
CONTENTS
 
 
Exhibit No.
Exhibit Description
99.1
TR-1 Notification of Major Holdings, dated 20 January 2023
 
 
 
 
 
 
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BJ1F4N75
 
Issuer Name
 
MICRO FOCUS INTERNATIONAL PLC
 
UK or Non-UK Issuer
 
UK
 
2. Reason for Notification
 
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
 
Name
 
JPMorgan Chase & Co.
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
US
 
4. Details of the shareholder
 
 
 Name
 
City of registered office
Country of registered office
J.P. Morgan Securities plc
 
 
 
 
5. Date on which the threshold was crossed or reached
 
17-Jan-2023
 
6. Date on which Issuer notified
 
19-Jan-2023
 
7. Total positions of person(s) subject to the notification obligation
 
 
 
% of voting rights attached to shares (total of 8.A)
 
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
1.442792
 
5.027802
 
6.470594
 
21950667
 
Position of previous notification (if applicable)
 
1.380400
 
5.029339
 
6.409739
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
 
Class/Type of shares ISIN code(if possible)
 
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BJ1F4N75
 
 
4894489
 
 
1.442792
 
Sub Total 8.A
4894489
 
1.442792%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
 
Type of financial instrument
 
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Depository Receipt
 
n/a
 
n/a
 
848
 
0.000250
 
Sub Total 8.B1
 
848
 
0.000250%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
 
Type of financial instrument
 
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Cash-settled Equity Swap
 
26/01/2023
 
26/01/2023
 
Cash
 
961801
 
0.283519
 
Cash-settled Equity Swap
 
07/02/2023
 
07/02/2023
 
Cash
 
2243621
 
0.661372
 
Cash-settled Equity Swap
 
08/03/2023
 
08/03/2023
 
Cash
 
2146418
 
0.632719
 
Cash-settled Equity Swap
 
17/03/2023
 
17/03/2023
 
Cash
 
5526583
 
1.629119
 
Cash-settled Equity Swap
 
23/03/2023
 
23/03/2023
 
Cash
 
4625506
 
1.363501
 
Cash-settled Equity Swap
 
04/04/2023
 
04/04/2023
 
Cash
 
16039
 
0.004728
 
Cash-settled Equity Swap
 
03/05/2023
 
03/05/2023
 
Cash
 
3599
 
0.001061
 
Cash-settled Equity Swap
 
30/05/2023
 
30/05/2023
 
Cash
 
3633
 
0.001071
 
Cash-settled Equity Swap
 
02/06/2023
 
02/06/2023
 
Cash
 
2265
 
0.000668
 
Cash-settled Equity Swap
 
05/07/2023
 
05/07/2023
 
Cash
 
5142
 
0.001516
 
Cash-settled Equity Swap
 
02/08/2023
 
02/08/2023
 
Cash
 
107
 
0.000032
 
Cash-settled Equity Swap
 
03/10/2023
 
03/10/2023
 
Cash
 
542123
 
0.159806
 
Cash-settled Equity Swap
 
13/10/2023
 
13/10/2023
 
Cash
 
89778
 
0.026465
 
Cash-settled Equity Swap
 
02/11/2023
 
02/11/2023
 
Cash
 
218110
 
0.064294
 
Cash-settled Equity Swap
 
05/12/2023
 
05/12/2023
 
Cash
 
281692
 
0.083037
 
Cash-settled Equity Swap
 
19/03/2024
 
19/03/2024
 
Cash
 
363505
 
0.107154
 
Cash-settled Equity Swap
 
27/04/2026
 
27/04/2026
 
Cash
 
25408
 
0.007490
 
Sub Total 8.B2
 
17055330
 
5.027552%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
 
J.P. Morgan Securities plc
 
 
5.027552
 
6.037818%
 
JPMorgan Chase & Co.
 
JPMorgan Chase Bank, National Association
 
 
 
 
JPMorgan Chase & Co.
 
J.P. Morgan SE
 
 
 
 
JPMorgan Chase & Co.
 
J.P. Morgan Securities LLC
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
Chain of controlled undertakings:
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan SE (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
 
 
12. Date of Completion
 
19-Jan-2023
 
13. Place Of Completion
 
London
 
 
 
 
 
               
 
 
SIGNATURE
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
 
Date: 20 January 2023
 
 
Micro Focus International plc
 
 
By:
/s/ Matt Ashley
 
Name:
Matt Ashley
 
Title:
Chief Financial Officer
 
 
Micro Focus (NYSE:MFGP)
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