Statement of Changes in Beneficial Ownership (4)
2021年8月13日 - 8:06PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Joyce Daniel M. |
2. Issuer Name and Ticker or Trading Symbol
Randolph Bancorp, Inc.
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RNDB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O RANDOLPH BANCORP, INC., 2 BATTERYMARCH PARK, SUITE 301 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/13/2021 |
(Street)
QUINCY, MA 02169
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/13/2021 | | A | | 500 (1) | A | $0.00 | 15023 (2) | D | |
Common Stock | | | | | | | | 7862 | I | By IRA |
Common Stock | | | | | | | | 1000 | I | By Spouse's IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (right to buy) | $11.48 | | | | | | | (3) | 8/12/2030 | Common Stock | 7500 | | 7500 | D | |
Stock Options (right to buy) | $14.66 | | | | | | | (4) | 10/11/2027 | Common Stock | 16302 | | 16302 | D | |
Explanation of Responses: |
(1) | Acquisition represents an award of restricted stock for no cash consideration. This award vests in full on August 13, 2022. |
(2) | Includes 7,042 shares of restricted stock which vest in five equal annual installments beginning on October 12, 2018 and 1,760 shares of
restricted stock which vest in five equal annual installments beginning on August 13, 2021. |
(3) | The options vest in five equal annual installments beginning on August 13, 2021. |
(4) | The options vest in five equal annual installments beginning on October 12, 2018. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Joyce Daniel M. C/O RANDOLPH BANCORP, INC. 2 BATTERYMARCH PARK, SUITE 301 QUINCY, MA 02169 | X |
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Signatures
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/s/ Lauren B. Messmore | | 8/13/2021 |
**Signature of Reporting Person | Date |
Randolph Bancorp (NASDAQ:RNDB)
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