UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

Western Asset Investment Grade Income Fund Inc.

(Name of Issuer)

 

Common

(Title of Class of Securities)

 

95766T100

(CUSIP Number)

 

 

September 30, 2024
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.  95766T100
 SCHEDULE 13G/A
Page 2 of 6 Pages

 

         
1
NAME OF REPORTING PERSONS
 
1607 Capital Partners, LLC 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
494,312
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
494,312
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
494,312
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.20%
12
TYPE OF REPORTING PERSON
 
IA

 

 
 

 

CUSIP No. 95766T100
 SCHEDULE 13G/A
Page 3 of  6 Pages

 

Item 1.(a) Name of Issuer

Western Asset Investment Grade Income Fund Inc.

(b) Address of Issuer’s Principal Executive Offices

620 Eighth Avenue, 47th Floor

New York, NY 10018

Item 2.(a) Name of Person Filing

1607 Capital Partners, LLC

(b) Address of Principal Business Office, or, if none, Residence

13 S. 13th Street, Suite 400

Richmond, Virginia 23219

(c) Citizenship

Please refer to Item 4 on each cover sheet for each filing person

 (d) Title of Class of Securities

Common

 (e) CUSIP No.:

95766T100

 
 

 

CUSIP No. 95766T100
 SCHEDULE 13G/A
Page 4 of 6 Pages

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
 
  (k) ¨ A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:                            
       

 

 

CUSIP No. 95766T100
 SCHEDULE 13G/A
Page 5 of 6 Pages

 

 

Item 4. Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a) Amount beneficially owned: 494,312

(b) Percent of class: 5.20%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 494,312

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 494,312

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not Applicable

Item 8. Identification and Classification of Members of the Group

 

Not Applicable

Item 9. Notice of Dissolution of Group

 

Not Applicable

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 
 
CUSIP No. 95766T100
 SCHEDULE 13G/A
Page 6 of 6 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: November 14, 2024

 

 

  1607 Capital Partners, LLC
       
  By:  Kevin Rutherford
    Name:  Kevin Rutherford
    Title:  Chief Compliance Officer

 

 

 

 

 

 

 


Western Asset Investment... (NYSE:PAI)
過去 株価チャート
から 10 2024 まで 11 2024 Western Asset Investment...のチャートをもっと見るにはこちらをクリック
Western Asset Investment... (NYSE:PAI)
過去 株価チャート
から 11 2023 まで 11 2024 Western Asset Investment...のチャートをもっと見るにはこちらをクリック

ニュース - Western Asset Investment Grade Income Fund Inc

Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
金曜日 15年11月2024日 (1週前) • Edgar (US Regulatory)
Western Asset Investment Grade Income Fund Inc. Announces Financial Position as of September 30, 2024
木曜日 14年11月2024日 (2週前) • Business Wire
Franklin Templeton Fund Adviser, LLC Announces Distributions for the Months of September, October and November 2024
木曜日 12年9月2024日 (2月前) • Business Wire
Form N-CSRS - Certified Shareholder Report, Semi-Annual
木曜日 29年8月2024日 (3月前) • Edgar (US Regulatory)
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
水曜日 21年8月2024日 (3月前) • Edgar (US Regulatory)
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
水曜日 29年5月2024日 (6月前) • Edgar (US Regulatory)
Western Asset Investment Grade Income Fund Inc. Announces Financial Position as of March 31, 2024
木曜日 23年5月2024日 (6月前) • Business Wire
Franklin Templeton Fund Adviser, LLC Announces Distributions for the Months of June, July and August 2024
水曜日 22年5月2024日 (6月前) • Business Wire
Form N-CEN - Annual Report for Registered Investment Companies
月曜日 11年3月2024日 (8月前) • Edgar (US Regulatory)
Western Asset Investment Grade Income Fund Inc. (NYSE: PAI) Announces Portfolio Management Team Update
月曜日 4年3月2024日 (9月前) • Business Wire
Form N-CSR - Certified Shareholder Report
土曜日 2年3月2024日 (9月前) • Edgar (US Regulatory)
Franklin Templeton Fund Adviser, LLC Announces Distributions for the Months of March, April and May 2024
火曜日 20年2月2024日 (9月前) • Business Wire

その他のWestern Asset Investment Grade Income Fund Incニュース記事