FALSE000146212000014621202024-05-212024-05-21

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 21, 2024
LiveOakBancsharesLogo.jpg
LIVE OAK BANCSHARES, INC.
(Exact name of registrant as specified in its charter)
North Carolina001-3749726-4596286
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
1741 Tiburon Drive,Wilmington,NC28403
(Address of principal executive offices)(Zip Code)
Registrant’s Telephone Number, Including Area Code: (910790-5867
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Voting Common Stock, no par value per shareLOBNew York Stock Exchange LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o





Item 5.07.    Submission of Matters to a Vote of Security Holders.
(a)    The 2024 Annual Meeting of Shareholders (the “Annual Meeting”) of Live Oak Bancshares, Inc. (the “Company”) was held on May 21, 2024. On March 22, 2024, the record date for the Annual Meeting, 44,936,357 shares of the Company’s voting common stock were issued and outstanding, of which 41,727,609 were present for purposes of establishing a quorum.

(b)    Shareholders voted on the following matters at the Annual Meeting:

(1)     Shareholders elected Tonya W. Bradford, William H. Cameron, Diane B. Glossman, Glen F. Hoffsis, David G. Lucht, James S. Mahan III, Miltom E. Petty, Neil L. Underwood, Yousef A. Valine, and William L. Williams III to the Board of Directors for terms of one year;

(2)    Shareholders approved an amendment of the Company’s Second Amended and Restated 2014 Employee Stock Purchase Plan to increase the number of shares of voting common stock issuable under such plan;

(3)    Shareholders approved a non-binding, advisory proposal to approve compensation paid to the Company’s named executive officers;

(4)    Shareholders ratified FORVIS, LLP as the Company’s independent auditor for 2024.

Set forth below are the number of votes cast for or against each such matter as well as the number of abstentions and broker non-votes with respect to such matter.
ItemForAgainstWithheld/AbstainBroker Non-Votes
Election of Directors
Tonya W. Bradford25,952,422__7,412,4678,362,720
William H. Cameron25,816,788__7,548,1018,362,720
Diane B. Glossman24,874,929__8,489,9608,362,720
Glen F. Hoffsis30,601,992__2,762,8978,362,720
David G. Lucht31,965,013__1,399,8768,362,720
James S. Mahan III32,794,421__570,4688,362,720
Miltom E. Petty26,823,544__6,541,3458,362,720
Neil L. Underwood33,027,004__337,8858,362,720
Yousef A. Valine27,659,730__5,705,1598,362,720
William L. Williams III32,988,141__376,7488,362,720
Amendment of the Company’s 2014 Amended and Restated Employee Stock Purchase Plan33,200,363150,77013,7568,362,720
Advisory proposal to approve compensation paid to the Company’s named executive officers25,458,7687,841,28964,8328,362,720
Ratification of the Selection of FORVIS, LLP as Independent Auditor of the Company for 202441,520,33675,455131,8188,362,720

(c)    Not applicable.

(d)    Not applicable.



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
LIVE OAK BANCSHARES, INC.
Date: May 23, 2024By:/s/ Gregory W. Seward
Gregory W. Seward
General Counsel

v3.24.1.1.u2
Cover
May 21, 2024
Cover [Abstract]  
Document Type 8-K
Document Period End Date May 21, 2024
Entity Registrant Name LIVE OAK BANCSHARES, INC.
Entity Incorporation, State or Country Code NC
Entity File Number 001-37497
Entity Tax Identification Number 26-4596286
Entity Address, Address Line One 1741 Tiburon Drive,
Entity Address, City or Town Wilmington,
Entity Address, State or Province NC
Entity Address, Postal Zip Code 28403
City Area Code 910
Local Phone Number 790-5867
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Voting Common Stock, no par value per share
Trading Symbol LOB
Security Exchange Name NYSE
Entity Emerging Growth Company false
Amendment Flag false
Entity Central Index Key 0001462120

Live Oak Bancshares (NYSE:LOB)
過去 株価チャート
から 5 2024 まで 6 2024 Live Oak Bancsharesのチャートをもっと見るにはこちらをクリック
Live Oak Bancshares (NYSE:LOB)
過去 株価チャート
から 6 2023 まで 6 2024 Live Oak Bancsharesのチャートをもっと見るにはこちらをクリック