Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
2024年2月14日 - 9:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Harmony Gold
Mining Company Limited
(Name of Issuer)
Ordinary shares, with no par value per share (including ordinary shares underlying American Depositary Shares)
(Title of Class of Securities)
413216300**
(CUSIP
Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).** This CUSIP number applies to the Issuers
American Depositary Shares (ADSs). Each one ADS represents one ordinary share. No CUSIP has been assigned to the ordinary shares.
CUSIP No. 413216300 (American Depositary Shares)
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1. |
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Names of Reporting Persons.
Exor N.V. |
2. |
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
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SEC Use Only
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4. |
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Citizenship or Place of
Organization The
Netherlands |
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Number of
Shares
Beneficially
Owned by Each
Reporting Person
With: |
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5. |
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Sole Voting Power:
29,761,892* |
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6. |
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Shared Voting Power:
0 |
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7. |
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Sole Dispositive Power:
29,761,892* |
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8. |
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Shared Dispositive Power:
0 |
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9. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
29,761,892* |
10. |
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Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See Instructions) ☐ |
11. |
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Percent of Class Represented by
Amount in Row (9) 4.8%** |
12. |
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Type of Reporting Person (See
Instructions) HC, CO |
* |
Including 26,039,583 ordinary shares represented by 26,039,583 ADSs. |
** |
Based on 619,982,888 ordinary shares outstanding at January 31, 2024 as reported in the Issuers Form
6-K filed with the Securities and Exchange Commission (SEC) on January 31, 2024. |
Page 2 of 9 pages
CUSIP No. 413216300 (American Depositary Shares)
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1. |
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Names of Reporting Persons.
Giovanni Agnelli B.V. |
2. |
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
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SEC Use Only
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4. |
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Citizenship or Place of
Organization The
Netherlands |
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Number of
Shares
Beneficially
Owned by Each
Reporting Person
With: |
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5. |
|
Sole Voting Power:
29,761,892* |
|
6. |
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Shared Voting Power:
0 |
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7. |
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Sole Dispositive Power:
29,761,892* |
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8. |
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Shared Dispositive Power:
0 |
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|
|
|
|
|
9. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
29,761,892* |
10. |
|
Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See Instructions) ☐ |
11. |
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Percent of Class Represented by
Amount in Row (9) 4.8%** |
12. |
|
Type of Reporting Person (See
Instructions) HC, CO |
* |
Including 26,039,583 ordinary shares represented by 26,039,583 ADSs. |
** |
Based on 619,982,888 ordinary shares outstanding at January 31, 2024 as reported in the Issuers Form
6-K filed with the SEC on January 31, 2024. |
Page 3 of 9 pages
CUSIP No. 413216300 (American Depositary Shares)
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1. |
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Names of Reporting Persons.
Lingotto Investment Management (UK) Limited |
2. |
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
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SEC Use Only
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4. |
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Citizenship or Place of
Organization United
Kingdom |
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Number of
Shares
Beneficially
Owned by Each
Reporting Person
With: |
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5. |
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Sole Voting Power:
29,761,892* |
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6. |
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Shared Voting Power:
0 |
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7. |
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Sole Dispositive Power:
29,761,892* |
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8. |
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Shared Dispositive Power:
0 |
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|
|
|
|
|
|
9. |
|
Aggregate Amount Beneficially Owned by Each Reporting Person
29,761,892* |
10. |
|
Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See Instructions) ☐ |
11. |
|
Percent of Class Represented by
Amount in Row (9) 4.8%** |
12. |
|
Type of Reporting Person (See
Instructions) CO, FI |
* |
Including 26,039,583 ordinary shares represented by 26,039,583 ADSs. |
** |
Based on 619,982,888 ordinary shares outstanding at January 31, 2024 as reported in the Issuers Form
6-K filed with the SEC on January 31, 2024. |
Page 4 of 9 pages
CUSIP No. 413216300 (American Depositary Shares)
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1. |
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Names of Reporting Persons.
Lingotto Investment Management LLP |
2. |
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
3. |
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SEC Use Only
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4. |
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Citizenship or Place of
Organization United
Kingdom |
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Number of
Shares
Beneficially
Owned by Each
Reporting Person
With: |
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5. |
|
Sole Voting Power:
29,761,892* |
|
6. |
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Shared Voting Power:
0 |
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7. |
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Sole Dispositive Power:
29,761,892* |
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8. |
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Shared Dispositive Power:
0 |
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|
|
|
|
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9. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
29,761,892* |
10. |
|
Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See Instructions) ☐ |
11. |
|
Percent of Class Represented by
Amount in Row (9) 4.8%** |
12. |
|
Type of Reporting Person (See
Instructions) PN, FI |
* |
Including 26,039,583 ordinary shares represented by 26,039,583 ADSs. |
** |
Based on 619,982,888 ordinary shares outstanding at January 31, 2024 as reported in the Issuers Form
6-K filed with the SEC on January 31, 2024. |
Page 5 of 9 pages
Harmony Gold Mining Company Limited
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(b) |
Address of Issuers Principal Executive Offices |
Randfontein Office Park
CNR Ward
Avenue and Main Reef Road,
Randfontein, South Africa, 1759
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(a) |
Name of Person Filing |
Giovanni Agnelli B.V.
Exor N.V.
Lingotto Investment Management (UK) Limited Lingotto Investment Management LLP
Lingotto Investment Management LLP, which acquired the securities being reported on, is 99.7% owned by Lingotto Investment Management (UK)
Limited. Lingotto Investment Management (UK) Limited is a wholly owned subsidiary of Exor N.V., which in turn is controlled by Giovanni Agnelli B.V.
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(b) |
Address of Principal Business Office or, if none, Residence |
Giovanni Agnelli B.V.
Symphony Building
Gustav
Mahlerplein 25
Amsterdam, 1082 MS
The Netherlands
Exor N.V.
Symphony Building
Gustav Mahlerplein 25
Amsterdam,
1082 MS
The Netherlands
Lingotto Investment Management (UK) Limited
7 Seymour Street
London, W1H 7JW
United Kingdom
Lingotto
Investment Management LLP
7 Seymour Street
London, W1H 7JW
United Kingdom
Page 6 of 9 pages
Giovanni Agnelli B.V. the Netherlands
Exor N.V. the Netherlands
Lingotto Investment Management (UK) Limited United Kingdom
Lingotto Investment Management LLP United Kingdom
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(d) |
Title of Class of Securities |
Ordinary shares, with no par value per share
413216300. The CUSIP number applies to the ADSs, each of which represents one ordinary share.
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
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(a) |
Amount beneficially owned: |
See the responses to Item 9 on the attached cover pages.
See the responses to Item 11 on the attached cover pages.
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(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote |
See the responses to Item 5 on the attached cover pages.
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(ii) |
Shared power to vote or to direct the vote |
See the responses to Item 6 on the attached cover pages.
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(iii) |
Sole power to dispose or to direct the disposition of |
See the responses to Item 7 on the attached cover pages.
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(iv) |
Shared power to dispose or to direct the disposition of |
See the responses to Item 8 on the attached cover pages.
Item 5. |
Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following ☒.
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company. |
See Item 2.
Item 8. |
Identification and Classification of Members of the Group. |
Not Applicable.
Page 7 of 9 pages
Item 9. |
Notice of Dissolution of Group. |
Not Applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under § 240.14a-11.
Page 8 of 9 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 14, 2024
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Giovanni Agnelli B.V. |
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By |
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/s/ Guido de Boer |
Name: |
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Guido de Boer |
Title: |
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Authorized Signatory |
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Exor N.V. |
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By |
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/s/ Guido de Boer |
Name: |
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Guido de Boer |
Title: |
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Chief Financial Officer |
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Lingotto Investment Management (UK) Limited |
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By |
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/s/ Enrico Vellano |
Name: |
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Enrico Vellano |
Title: |
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CEO |
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Lingotto Investment Management LLP |
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By |
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/s/ Enrico Vellano |
Name: |
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Enrico Vellano |
Title: |
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CEO |
Page 9 of 9 pages
Harmony Gold Mining (NYSE:HMY)
過去 株価チャート
から 10 2024 まで 11 2024
Harmony Gold Mining (NYSE:HMY)
過去 株価チャート
から 11 2023 まで 11 2024