Statement of Changes in Beneficial Ownership (4)
2022年7月6日 - 6:56AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SHATTUCK MAYO A III |
2. Issuer Name and Ticker or Trading Symbol
GAP INC
[
GPS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
TWO FOLSOM ST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/30/2022 |
(Street)
SAN FRANCISCO, CA 94105-1205
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/30/2022 | | M | | 1168 | A | $0.0 | 126895 | D | |
Common Stock | 6/30/2022 | | M | | 8903 | A | $0.0 | 135798 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Dividend Equivalent Rights (1) | $0.0 | 6/30/2022 | | A | | 1690.0219 | | (2) | (3) | Common Stock | 1690.0219 | $0.0 | 2362.4724 | D | |
Dividend Equivalent Rights (1) | $0.0 | 6/30/2022 | | M | | | 1168.0859 | (4) | (3) | Common Stock | 1168.0859 | $0.0 | 1194.3865 | D | |
Stock Units (5) | $0.0 | 6/30/2022 | | A | | 20631 | | (6) | (3) | Common Stock | 20631 | $0.0 | 47264 | D | |
Stock Units (5) | $0.0 | 6/30/2022 | | M | | | 8903 | (7) | (3) | Common Stock | 8903 | $0.0 | 38361 | D | |
Explanation of Responses: |
(1) | Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock. |
(2) | The dividend equivalent rights accrued on stock units originally granted on June 30, 2019, June 30, 2020, and June 30, 2021, and are immediately vested. Vested shares are delivered to the reporting person no sooner than 3 years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. |
(3) | Not applicable. |
(4) | These shares were issued in settlement of dividend equivalent rights accrued on stock units granted on June 30, 2019. |
(5) | Each stock unit represents a contingent right to receive one share of Gap Inc. common stock. |
(6) | Each stock unit is immediately vested. However, delivery of the shares is deferred until three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. |
(7) | These shares were issued in settlement of stock units granted on June 30, 2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SHATTUCK MAYO A III TWO FOLSOM ST SAN FRANCISCO, CA 94105-1205 | X |
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Signatures
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By: JoAnne Zinman, Power of Attorney For: Mayo A. Shattuck III | | 7/5/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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