UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

Specialized Disclosure Report

 

 

 

LOGO

3D SYSTEMS CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   001-34220   95-4431352

(State or Other Jurisdiction of

Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

333 THREE D SYSTEMS CIRCLE    
ROCK HILL, SOUTH CAROLINA     29730
(Address of Principal Executive Offices)     (Zip Code)

Jeffrey D. Creech

Executive Vice President and

Chief Financial Officer

(803) 326-3900

(Name and telephone number, including area code, of the person to contact in connection with this report):

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.

 

 

 


SECTION 1. — CONFLICT MINERALS DISCLOSURE

Item 1.01 Conflict Minerals Disclosure and Report

Company Overview

3D Systems Corporation (“3D Systems,” the “Company,” “we,” “our,” or “us”) is a holding company incorporated in Delaware in 1993. We market our products and services through subsidiaries in North America and South America, Europe and the Middle East, and Asia Pacific and Oceania. We provide comprehensive 3D printing and digital manufacturing solutions, including 3D printers for plastics and metals, materials, software, and services, including maintenance, advanced manufacturing and applications engineering. Our solutions support advanced applications in two key industry verticals: Healthcare Solutions (which includes dental, medical devices, personalized health services, and regenerative medicine) and Industrial Solutions (which includes aerospace, defense, transportation and general manufacturing). We have over 35 years of experience and expertise which have proven vital to our development of an ecosystem and end-to-end digital workflow solutions which enable customers to optimize product designs, transform workflows, bring innovative products to market, and drive new business models.

Products Overview

We design, manufacture, sell, and service 3D printers (additive manufacturing devices). We offer a broad range of 3D printing technologies including Stereolithography (SLA), Selective Laser Sintering (SLS), Direct Metal Printing (DMP), MultiJet Printing (MJP), ColorJet Printing (CJP), polymer extrusion, and extrusion and SLA-based bioprinting. Our printers utilize a wide range of materials, the majority of which are proprietary materials that we develop, blend, and market. Our comprehensive range of materials includes plastic, nylon, metal, composite, elastomeric, wax, polymeric dental materials and biocompatible materials. We augment and complement our portfolio of engineered materials with materials that we purchase or develop with third parties under private label and distribution arrangements. We source parts and materials to support our innovations and the business needs of our customers. Additionally, our products are complex and consist of materials and parts sourced from hundreds of suppliers. We determined that during the 2023 calendar year, we manufactured and sub-contracted to manufacture certain components for our products containing conflict minerals (as defined below) and that the use of these minerals is sometimes necessary to the functionality or production of these products.

Conflict Minerals Disclosure

The disclosure on this Form SD for 3D Systems is being filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from January 1, 2023 to December 31, 2023. The Rule was adopted by the SEC to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The specified conflict minerals, which we collectively refer to in this Report as “conflict minerals,” are defined by the SEC as cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, which are limited to tantalum, tin, and tungsten, and gold for the purposes of this assessment.

Under SEC regulations, if any conflict minerals are necessary to the functionality or production of a product manufactured by 3D Systems or contracted by us to be manufactured, we must conduct in good faith a reasonable country of origin inquiry (“RCOI”) regarding those conflict minerals that is reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (“Covered Countries”), or are from recycled or scrap sources. If a registrant can establish that conflict minerals originated from sources other than the Covered Countries, or from recycled and scrap sources, they must submit a Form SD which describes the RCOI completed.


If a registrant has reason to believe that any of the conflict minerals in their supply chain may have originated in the Covered Countries, or if they are unable to determine the country of origin of those conflict minerals, then the issuer must exercise due diligence on the conflict minerals’ source and chain of custody. The registrant must annually submit a report, Conflict Minerals Report, to the SEC that includes a description of those due diligence measures.

Reasonable Country of Origin Inquiry and Conclusion (“RCOI”)

As part of our RCOI, we reviewed product specifications and undertook an analysis of our product portfolio to determine whether conflict minerals are present in the raw materials used in our solutions.

As a company in the 3D printing industry, 3D Systems is several levels removed from the actual mining of minerals. We do not make direct purchases of raw ore or unrefined conflict minerals and make no direct purchases from the DRC or any of the other Covered Countries. We worked with our direct suppliers to identify and trace their supply chains, and those suppliers in turn sought similar information within their supply chains to identify the original sources of necessary conflict minerals. As part of this process, we requested that all direct suppliers of goods that possibly contain conflict minerals provide information using the template developed by the Responsible Minerals Initiative, known as the Conflict Minerals Reporting Template.

Due to the breadth and complexity of 3D Systems’ products and supply chain, many of our suppliers have not responded with verifications of the origin of materials supplied to 3D Systems. 3D Systems will continue to seek responses from its suppliers.

Because the origin of conflict minerals could not be determined at the conclusion of the RCOI, we proceeded to exercise due diligence in accordance with the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. The accompanying Conflict Minerals Report describes the results of our due diligence.

The information contained in this Form SD is available free of charge on our website at www.3dsystems.com. Other information contained in, and that can be accessed through the website, is not, and shall not be deemed to be, part of this Form SD or incorporated into any other filings we make with the SEC.

Item 1.02 Exhibit.

As specified in Section 2 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.

SECTION 2 — RESOURCE EXTRACTION ISSUER DISCLOSURE

Items 2.01. Resource Extraction Issuer Disclosure and Report

Not applicable.

SECTION 3. — EXHIBITS

Item 3.01. Exhibits.


The following exhibit is filed as part of this Form SD as required by Items 1.01 and 1.02 of this Form SD.

 

Exhibit No.    Description
1.01    Conflict Minerals Report for the year ended December 31, 2023.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

3D SYSTEMS CORPORATION
By   /s/ Jeffrey D. Creech
  Jeffrey D. Creech
  Executive Vice President and
  Chief Financial Officer

Date: May 31, 2024

Exhibit 1.01

Conflict Minerals Report of 3D Systems Corporation

in Accordance with Rule 13p-1 of the Securities Exchange Act of 1934

This Conflict Minerals Report of 3D Systems Corporation (“3D Systems” or the “Company” or “we” or “us”) for the calendar year ended December 31, 2023 is being filed in accordance with Rule 13p-1 (“Rule 13p-1”) of the Securities Exchange Act of 1934. Please refer to Rule 13p-1, Form SD and Release No. 34-67716 for definitions of the terms used in this Conflict Minerals Report, unless otherwise defined herein.

3D Systems undertook due diligence intended to determine the conflict minerals status of raw materials used in its 3D-printing-centric design-to-manufacturing solutions, including 3D printers and corresponding materials, digitizers, 3D scanners and haptic devices. As described in our accompanying Form SD, we sought information from our direct suppliers, with those suppliers in turn seeking similar information within their supply chains to identify the original sources of necessary conflict minerals.

3D Systems’ due diligence measures were based upon, and designed to conform, in all material respects, with the due diligence framework established by the Organisation for Economic Co-operation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.

Consistent with the OECD Guidelines, 3D Systems’ due diligence measures included:

Step 1. Establish Strong Company Management Systems

We formed a multi-disciplinary conflict mineral working group to oversee compliance with Rule 13p-1 and our responsible sourcing of conflict minerals. This working group includes members of senior management and is responsible for all aspects of our responsible conflict minerals sourcing program. We have also developed a Conflict Minerals Policy and Supplier Code of Conduct (each of which can be found at www.3dsystems.com/make-an-impact) that further reflect our commitment to responsible sourcing of conflict minerals.

Step 2. Identify and Assess Risks in the Supply Chain

To determine whether any conflict minerals used in the manufacturing of components for our products originated in the Democratic Republic of the Congo or an adjoining country, we retained a third-party service provider to assist us in collecting and reviewing data from our supply chain. With the assistance of the third-party service provider, we engage with our direct suppliers to evaluate the source of conflict minerals in our products. Upon receiving a Conflict Minerals Reporting Template (“CMRT”), it is reviewed for consistency and accuracy. This review also includes checking all identified smelters and refiners against the Responsible Minerals Initiative’s (“RMI”) Responsible Minerals Assurance Process database (the “RMI Database”). The majority of smelters and refiners identified in our supply chain were listed as compliant with the relevant Responsible Minerals Assurance Process assessment protocols in the RMI Database as of May 6, 2024, as identified on Table A. The smelters and refiners listed in Table A may not be all of the smelters and refiners in our supply chain, since certain suppliers were unable to identify the smelters and refiners of some of the necessary conflict minerals content contained in our products and because not all suppliers responded to our inquiries.

Table B contains an aggregated list of the countries of origin from which the reported smelters and refiners collectively source conflict minerals, based on information provided by suppliers and RMI. Many responses were provided at the company level and, therefore, Table B may contain more countries than those that our products are being sourced from.


From the responses that we received, we identified a small number of smelters that potentially posed a risk due to the presence of some red flag indicators. For suppliers that identified these specific smelters of concern on their CMRT, a new escalation plan is in process.

After exercising due diligence, the country of origin of conflict minerals contained within our products cannot be readily determined at this time. We are unable to determine this information with greater specificity at this time because certain of our direct suppliers were unable to provide the information to us.

Step 3. Design and Implement a Strategy to Respond to Identified Risks

We have continued to look for ways to strengthen our conflict minerals compliance program, including the processes outlined above. In addition, we will continue to collaborate with our direct suppliers so that they and we are better able to track the sourcing of conflict minerals with greater precision. To accomplish this objective, we will continue outreach and education efforts among the direct supplier base, particularly with respect to direct suppliers that are unable to provide greater transparency as to their own sourcing practices. We encourage direct suppliers to source, when feasible, from smelters or refiners that are certified as conflict-free by an independent third party, such as RMI.

Step 4. Carry Out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

3D System supports audits of conflict minerals smelters and refiners conducted by third parties, such as RMI.

Step 5. Report Annually on Supply Chain Due Diligence

This report and the related Form SD constitute 3D Systems’ annual report on its conflict minerals due diligence and is available free of charge on our website at www.3dsystems.com. Our Conflict Minerals Policy and Supplier Code of Conduct are available at www.3dsystems.com/make-an-impact. Information contained in, and that can be accessed through the website, is not, and shall not be deemed to be, part of this Conflict Minerals Report or incorporated into any other filings we make with the SEC.


Table A

Summary of Identified Smelters and Refiners for Calendar Year ended December 31, 2023

 

Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Gold   Advanced Chemical Company    United States Of America    CID000015
Gold   Aida Chemical Industries Co., Ltd.*    Japan    CID000019
Gold   Agosi AG*    Germany    CID000035
Gold   Almalyk Mining and Metallurgical Complex (AMMC)*    Uzbekistan    CID000041
Gold   AngloGold Ashanti Corrego do Sitio Mineracao*    Brazil    CID000058
Gold   Argor-Heraeus S.A.*    Switzerland    CID000077
Gold   Asahi Pretec Corp.*    Japan    CID000082
Gold   Asaka Riken Co., Ltd.*    Japan    CID000090
Gold   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey    CID000103
Gold   Aurubis AG*    Germany    CID000113
Gold   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)*    Philippines    CID000128
Gold   Boliden AB*    Sweden    CID000157
Gold   C. Hafner GmbH + Co. KG*    Germany    CID000176
Gold   Caridad    Mexico    CID000180
Gold   CCR Refinery - Glencore Canada Corporation*    Canada    CID000185
Gold   Cendres + Metaux S.A.    Switzerland    CID000189
Gold   Yunnan Copper Industry Co., Ltd.    China    CID000197
Gold   Chimet S.p.A.*    Italy    CID000233
Gold   Chugai Mining*    Japan    CID000264
Gold   Daye Non-Ferrous Metals Mining Ltd.    China    CID000343
Gold   DSC (Do Sung Corporation)*    Korea, Republic Of    CID000359
Gold   Dowa*    Japan    CID000401
Gold   Eco-System Recycling Co., Ltd. East Plant*    Japan    CID000425
Gold   JSC Novosibirsk Refinery    Russian Federation    CID000493
Gold   Refinery of Seemine Gold Co., Ltd.    China    CID000522
Gold   Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China    CID000651
Gold   Hangzhou Fuchunjiang Smelting Co., Ltd.    China    CID000671
Gold   LT Metal Ltd.*    Korea, Republic Of    CID000689


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Gold   Heimerle + Meule GmbH*    Germany    CID000694
Gold   Heraeus Metals Hong Kong Ltd.*    China    CID000707
Gold   Heraeus Germany GmbH Co. KG*    Germany    CID000711
Gold   Hunan Chenzhou Mining Co., Ltd.    China    CID000767
Gold   Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    China    CID000773
Gold   HwaSeong CJ CO., LTD.    Korea, Republic Of    CID000778
Gold   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.*    China    CID000801
Gold   Ishifuku Metal Industry Co., Ltd.*    Japan    CID000807
Gold   Istanbul Gold Refinery*    Turkey    CID000814
Gold   Japan Mint*    Japan    CID000823
Gold   Jiangxi Copper Co., Ltd.*    China    CID000855
Gold   Asahi Refining USA Inc.*    United States Of America    CID000920
Gold   Asahi Refining Canada Ltd.*    Canada    CID000924
Gold   JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation    CID000927
Gold   JSC Uralelectromed    Russian Federation    CID000929
Gold   JX Nippon Mining & Metals Co., Ltd.*    Japan    CID000937
Gold   Kazakhmys Smelting LLC    Kazakhstan    CID000956
Gold   Kazzinc*    Kazakhstan    CID000957
Gold   Kennecott Utah Copper LLC*    United States Of America    CID000969
Gold   Kojima Chemicals Co., Ltd.*    Japan    CID000981
Gold   Kyrgyzaltyn JSC    Kyrgyzstan    CID001029
Gold   L’azurde Company For Jewelry    Saudi Arabia    CID001032
Gold   Lingbao Gold Co., Ltd.    China    CID001056
Gold   Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China    CID001058
Gold   LS-NIKKO Copper Inc.*    Korea, Republic Of    CID001078
Gold   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China    CID001093
Gold   Materion*    United States Of America    CID001113
Gold   Matsuda Sangyo Co., Ltd.*    Japan    CID001119
Gold   Metalor Technologies (Suzhou) Ltd.*    China    CID001147
Gold   Metalor Technologies (Hong Kong) Ltd.*    China    CID001149
Gold   Metalor Technologies (Singapore) Pte., Ltd.*    Singapore    CID001152


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Gold   Metalor Technologies S.A.*    Switzerland    CID001153
Gold   Metalor USA Refining Corporation*    United States Of America    CID001157
Gold   Metalurgica Met-Mex Penoles S.A. De C.V.*    Mexico    CID001161
Gold   Mitsubishi Materials Corporation*    Japan    CID001188
Gold   Mitsui Mining and Smelting Co., Ltd.*    Japan    CID001193
Gold   Moscow Special Alloys Processing Plant    Russian Federation    CID001204
Gold   Nadir Metal Rafineri San. Ve Tic. A.S.*    Turkey    CID001220
Gold   Navoi Mining and Metallurgical Combinat*    Uzbekistan    CID001236
Gold   Nihon Material Co., Ltd.*    Japan    CID001259
Gold   Ohura Precious Metal Industry Co., Ltd.*    Japan    CID001325
Gold   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation    CID001326
Gold   MKS PAMP SA*    Switzerland    CID001352
Gold   Penglai Penggang Gold Industry Co., Ltd.    China    CID001362
Gold   Prioksky Plant of Non-Ferrous Metals    Russian Federation    CID001386
Gold   PT Aneka Tambang (Persero) Tbk*    Indonesia    CID001397
Gold   PX Precinox S.A.*    Switzerland    CID001498
Gold   Rand Refinery (Pty) Ltd.*    South Africa    CID001512
Gold   Royal Canadian Mint*    Canada    CID001534
Gold   Sabin Metal Corp.    United States Of America    CID001546
Gold   Samduck Precious Metals    Korea, Republic Of    CID001555
Gold   Samwon Metals Corp.    Korea, Republic Of    CID001562
Gold   SEMPSA Joyeria Plateria S.A.*    Spain    CID001585
Gold   Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China    CID001619
Gold   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.*    China    CID001622
Gold   Sichuan Tianze Precious Metals Co., Ltd.*    China    CID001736
Gold   SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation    CID001756
Gold   Solar Applied Materials Technology Corp.*    Taiwan, Province Of China    CID001761


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Gold   Sumitomo Metal Mining Co., Ltd.*    Japan    CID001798
Gold   Super Dragon Technology Co., Ltd.    Taiwan, Province Of China    CID001810
Gold   Tanaka Kikinzoku Kogyo K.K.*    Japan    CID001875
Gold   Great Wall Precious Metals Co., Ltd. of CBPM    China    CID001909
Gold   Shandong Gold Smelting Co., Ltd.*    China    CID001916
Gold   Tokuriki Honten Co., Ltd.*    Japan    CID001938
Gold   Tongling Nonferrous Metals Group Co., Ltd.    China    CID001947
Gold   Torecom*    Korea, Republic Of    CID001955
Gold   Umicore S.A. Business Unit Precious Metals Refining*    Belgium    CID001980
Gold   United Precious Metal Refining, Inc.*    United States Of America    CID001993
Gold   Valcambi S.A.*    Switzerland    CID002003
Gold   Western Australian Mint (T/a The Perth Mint)*    Australia    CID002030
Gold   Yamakin Co., Ltd.*    Japan    CID002100
Gold   Yokohama Metal Co., Ltd.*    Japan    CID002129
Gold   Zhongyuan Gold Smelter of Zhongjin Gold Corporation*    China    CID002224
Gold   Gold Refinery of Zijin Mining Group Co., Ltd.*    China    CID002243
Gold   Morris and Watson    New Zealand    CID002282
Gold   SAFINA A.S.*    Czechia    CID002290
Gold   Guangdong Jinding Gold Limited    China    CID002312
Gold   Umicore Precious Metals Thailand    Thailand    CID002314
Gold   MMTC-PAMP India Pvt., Ltd.*    India    CID002509
Gold   KGHM Polska Miedz Spolka Akcyjna*    Poland    CID002511
Gold   Fidelity Printers and Refiners Ltd.    Zimbabwe    CID002515
Gold   Singway Technology Co., Ltd.    Taiwan, Province Of China    CID002516
Gold   Shandong Humon Smelting Co., Ltd.    China    CID002525
Gold   Shenzhen Zhonghenglong Real Industry Co., Ltd.    China    CID002527
Gold   Al Etihad Gold Refinery DMCC    United Arab Emirates    CID002560
Gold   Emirates Gold DMCC    United Arab Emirates    CID002561
Gold   International Precious Metal Refiners    United Arab Emirates    CID002562
Gold   Kaloti Precious Metals    United Arab Emirates    CID002563


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Gold   Sudan Gold Refinery    Sudan    CID002567
Gold   T.C.A S.p.A*    Italy    CID002580
Gold   REMONDIS PMR B.V.*    Netherlands    CID002582
Gold   Fujairah Gold FZC    United Arab Emirates    CID002584
Gold   Industrial Refining Company    Belgium    CID002587
Gold   Shirpur Gold Refinery Ltd.    India    CID002588
Gold   Korea Zinc Co., Ltd.*    Korea, Republic Of    CID002605
Gold   Marsam Metals    Brazil    CID002606
Gold   TOO Tau-Ken-Altyn*    Kazakhstan    CID002615
Gold   Abington Reldan Metals, LLC*    United States Of America    CID002708
Gold   Shenzhen CuiLu Gold Co., Ltd.    China    CID002750
Gold   Albino Mountinho Lda.    Portugal    CID002760
Gold   SAAMP    France    CID002761
Gold   L’Orfebre S.A.*    Andorra    CID002762
Gold   8853 S.p.A.    Italy    CID002763
Gold   Italpreziosi*    Italy    CID002765
Gold   WIELAND Edelmetalle GmbH*    Germany    CID002778
Gold   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH*    Austria    CID002779
Gold   AU Traders and Refiners    South Africa    CID002850
Gold   GGC Gujrat Gold Centre Pvt. Ltd.    India    CID002852
Gold   Sai Refinery    India    CID002853
Gold   Modeltech Sdn Bhd    Malaysia    CID002857
Gold   Bangalore Refinery    India    CID002863
Gold   Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation    CID002865
Gold   Degussa Sonne / Mond Goldhandel GmbH    Germany    CID002867
Gold   Pease & Curren    United States Of America    CID002872
Gold   JALAN & Company    India    CID002893
Gold   SungEel HiMetal Co., Ltd.*    Korea, Republic Of    CID002918
Gold   Planta Recuperadora de Metales SpA*    Chile    CID002919
Gold   ABC Refinery Pty Ltd.    Australia    CID002920
Gold   Safimet S.p.A    Italy    CID002973
Gold   State Research Institute Center for Physical Sciences and Technology    Lithuania    CID003153
Gold   African Gold Refinery    Uganda    CID003185


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Gold   Gold Coast Refinery    Ghana    CID003186
Gold   NH Recytech Company*    Korea, Republic Of    CID003189
Gold   QG Refining, LLC    United States Of America    CID003324
Gold   Dijllah Gold Refinery FZC    United Arab Emirates    CID003348
Gold   CGR Metalloys Pvt Ltd.    India    CID003382
Gold   Sovereign Metals    India    CID003383
Gold   Eco-System Recycling Co., Ltd. North Plant*    Japan    CID003424
Gold   Eco-System Recycling Co., Ltd. West Plant*    Japan    CID003425
Gold   Augmont Enterprises Private Limited    India    CID003461
Gold   Kundan Care Products Ltd.    India    CID003463
Gold   Emerald Jewel Industry India Limited (Unit 1)    India    CID003487
Gold   Emerald Jewel Industry India Limited (Unit 2)    India    CID003488
Gold   Emerald Jewel Industry India Limited (Unit 3)    India    CID003489
Gold   Emerald Jewel Industry India Limited (Unit 4)    India    CID003490
Gold   K.A. Rasmussen    Norway    CID003497
Gold   Alexy Metals    United States Of America    CID003500
Gold   MD Overseas    India    CID003548
Gold   Metallix Refining Inc.    United States Of America    CID003557
Gold   Metal Concentrators SA (Pty) Ltd.*    South Africa    CID003575
Gold   WEEEREFINING*    France    CID003615
Gold   Gold by Gold Colombia*    Colombia    CID003641
Gold   Dongwu Gold Group    China    CID003663
Gold   Sam Precious Metals    United Arab Emirates    CID003666
Gold   Coimpa Industrial LTDA*    Brazil    CID004010
Gold   GG Refinery Ltd.    Tanzania, United Republic Of    CID004506
Gold   Impala Refineries – Base Metals Refinery (BMR)    South Africa    CID004604
Gold   Impala Rustenburg    South Africa    CID004610
Gold   Attero Recycling Pvt Ltd       CID004697
Tantalum   F&X Electro-Materials Ltd.*    China    CID000460


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Tantalum   XIMEI RESOURCES (GUANGDONG) LIMITED*    China    CID000616
Tantalum   JiuJiang JinXin Nonferrous Metals Co., Ltd.*    China    CID000914
Tantalum   Jiujiang Tanbre Co., Ltd.*    China    CID000917
Tantalum   AMG Brasil*    Brazil    CID001076
Tantalum   Metallurgical Products India Pvt., Ltd.*    India    CID001163
Tantalum   Mineracao Taboca S.A.*    Brazil    CID001175
Tantalum   Mitsui Mining and Smelting Co., Ltd.*    Japan    CID001192
Tantalum   NPM Silmet AS*    Estonia    CID001200
Tantalum   Ningxia Orient Tantalum Industry Co., Ltd.*    China    CID001277
Tantalum   QuantumClean*    United States Of America    CID001508
Tantalum   Yanling Jincheng Tantalum & Niobium Co., Ltd.*    China    CID001522
Tantalum   Solikamsk Magnesium Works OAO    Russian Federation    CID001769
Tantalum   Taki Chemical Co., Ltd.*    Japan    CID001869
Tantalum   Telex Metals*    United States Of America    CID001891
Tantalum   Ulba Metallurgical Plant JSC*    Kazakhstan    CID001969
Tantalum   Hengyang King Xing Lifeng New Materials Co., Ltd.*    China    CID002492
Tantalum   D Block Metals, LLC*    United States Of America    CID002504
Tantalum   FIR Metals & Resource Ltd.*    China    CID002505
Tantalum   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.*    China    CID002506
Tantalum   XinXing HaoRong Electronic Material Co., Ltd.*    China    CID002508
Tantalum   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.*    China    CID002512
Tantalum   KEMET de Mexico*    Mexico    CID002539
Tantalum   TANIOBIS Co., Ltd.*    Thailand    CID002544
Tantalum   TANIOBIS GmbH*    Germany    CID002545
Tantalum   Materion Newton Inc.*    United States Of America    CID002548
Tantalum   TANIOBIS Japan Co., Ltd.*    Japan    CID002549
Tantalum   TANIOBIS Smelting GmbH & Co. KG*    Germany    CID002550
Tantalum   Global Advanced Metals Boyertown*    United States Of America    CID002557


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Tantalum   Global Advanced Metals Aizu*    Japan    CID002558
Tantalum   Resind Industria e Comercio Ltda.*    Brazil    CID002707
Tantalum   Jiangxi Tuohong New Raw Material*    China    CID002842
Tantalum   RFH Yancheng Jinye New Material Technology Co., Ltd.*    China    CID003583
Tantalum   5D Production OU    Estonia    CID003926
Tantalum   Guangdong Rising Rare Metals-EO Materials Ltd.*    China    CID000291
Tantalum   PowerX Ltd.*    Rwanda    CID004054
Tin   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.*    China    CID000228
Tin   Alpha*    United States Of America    CID000292
Tin   PT Aries Kencana Sejahtera*    Indonesia    CID000309
Tin   PT Premium Tin Indonesia*    Indonesia    CID000313
Tin   Dowa*    Japan    CID000402
Tin   EM Vinto*    Bolivia (Plurinational State Of)    CID000438
Tin   Estanho de Rondonia S.A.*    Brazil    CID000448
Tin   Fenix Metals*    Poland    CID000468
Tin   Gejiu Non-Ferrous Metal Processing Co., Ltd.*    China    CID000538
Tin   Gejiu Zili Mining And Metallurgy Co., Ltd.    China    CID000555
Tin   Gejiu Kai Meng Industry and Trade LLC    China    CID000942
Tin   China Tin Group Co., Ltd.*    China    CID001070
Tin   Malaysia Smelting Corporation (MSC)*    Malaysia    CID001105
Tin   Metallic Resources, Inc.*    United States Of America    CID001142
Tin   Mineracao Taboca S.A.*    Brazil    CID001173
Tin   Minsur*    Peru    CID001182
Tin   Mitsubishi Materials Corporation*    Japan    CID001191
Tin   Jiangxi New Nanshan Technology Ltd.*    China    CID001231
Tin   Novosibirsk Tin Combine    Russian Federation    CID001305
Tin   O.M. Manufacturing (Thailand) Co., Ltd.*    Thailand    CID001314
Tin   Operaciones Metalurgicas S.A.*    Bolivia (Plurinational State Of)    CID001337
Tin   PT Artha Cipta Langgeng*    Indonesia    CID001399
Tin   PT Babel Inti Perkasa*    Indonesia    CID001402


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Tin   PT Babel Surya Alam Lestari*    Indonesia    CID001406
Tin   PT Bangka Tin Industry    Indonesia    CID001419
Tin   PT Belitung Industri Sejahtera*    Indonesia    CID001421
Tin   PT Bukit Timah*    Indonesia    CID001428
Tin   PT Mitra Stania Prima*    Indonesia    CID001453
Tin   PT Panca Mega Persada    Indonesia    CID001457
Tin   PT Prima Timah Utama*    Indonesia    CID001458
Tin   PT Refined Bangka Tin*    Indonesia    CID001460
Tin   PT Sariwiguna Binasentosa*    Indonesia    CID001463
Tin   PT Stanindo Inti Perkasa*    Indonesia    CID001468
Tin   PT Timah Tbk Kundur*    Indonesia    CID001477
Tin   PT Timah Tbk Mentok*    Indonesia    CID001482
Tin   PT Timah Nusantara*    Indonesia    CID001486
Tin   PT Tinindo Inter Nusa*    Indonesia    CID001490
Tin   PT Tommy Utama*    Indonesia    CID001493
Tin   Rui Da Hung*    Taiwan, Province Of China    CID001539
Tin   Thaisarco*    Thailand    CID001898
Tin   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    CID001908
Tin   VQB Mineral and Trading Group JSC    Viet Nam    CID002015
Tin   White Solder Metalurgia e Mineracao Ltda.*    Brazil    CID002036
Tin   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.*    China    CID002158
Tin   Tin Smelting Branch of Yunnan Tin Co., Ltd.*    China    CID002180
Tin   CV Venus Inti Perkasa*    Indonesia    CID002455
Tin   Magnu’s Minerais Metais e Ligas Ltda.*    Brazil    CID002468
Tin   PT Tirus Putra Mandiri    Indonesia    CID002478
Tin   Melt Metais e Ligas S.A.    Brazil    CID002500
Tin   PT ATD Makmur Mandiri Jaya*    Indonesia    CID002503
Tin   O.M. Manufacturing Philippines, Inc.*    Philippines    CID002517
Tin   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Viet Nam    CID002572
Tin   Nghe Tinh Non-Ferrous Metals Joint Stock Company    Viet Nam    CID002573
Tin   Tuyen Quang Non-Ferrous Metals Joint Stock Company    Viet Nam    CID002574
Tin   PT Cipta Persada Mulia*    Indonesia    CID002696


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Tin   An Vinh Joint Stock Mineral Processing Company    Viet Nam    CID002703
Tin   Resind Industria e Comercio Ltda.*    Brazil    CID002706
Tin   Super Ligas*    Brazil    CID002756
Tin   Aurubis Beerse*    Belgium    CID002773
Tin   Aurubis Berango*    Spain    CID002774
Tin   PT Bangka Prima Tin*    Indonesia    CID002776
Tin   PT Sukses Inti Makmur*    Indonesia    CID002816
Tin   PT Menara Cipta Mulia*    Indonesia    CID002835
Tin   Modeltech Sdn Bhd    Malaysia    CID002858
Tin   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.*    China    CID003116
Tin   Chifeng Dajingzi Tin Industry Co., Ltd.*    China    CID003190
Tin   PT Bangka Serumpun*    Indonesia    CID003205
Tin   Pongpipat Company Limited    Myanmar    CID003208
Tin   Tin Technology & Refining*    United States Of America    CID003325
Tin   Dongguan CiEXPO Environmental Engineering Co., Ltd.    China    CID003356
Tin   PT Rajawali Rimba Perkasa*    Indonesia    CID003381
Tin   Luna Smelter, Ltd.*    Rwanda    CID003387
Tin   Yunnan Yunfan Non-ferrous Metals Co., Ltd.*    China    CID003397
Tin   Precious Minerals and Smelting Limited    India    CID003409
Tin   Gejiu City Fuxiang Industry and Trade Co., Ltd.    China    CID003410
Tin   PT Mitra Sukses Globalindo*    Indonesia    CID003449
Tin   CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda*    Brazil    CID003486
Tin   CRM Synergies*    Spain    CID003524
Tin   Fabrica Auricchio Industria e Comercio Ltda.*    Brazil    CID003582
Tin   DS Myanmar*    Myanmar    CID003831
Tin   PT Putera Sarana Shakti (PT PSS)*    Indonesia    CID003868
Tin   CV Ayi Jaya*    Indonesia    CID002570
Tin   PT Rajehan Ariq*    Indonesia    CID002593
Tin   Ma’anshan Weitai Tin Co., Ltd.    China    CID003379


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Tin   HuiChang Hill Tin Industry Co., Ltd.*    China    CID002844
Tin   Mining Minerals Resources SARL*    Congo, Democratic Republic Of The    CID004065
Tin   Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.    Japan    CID004403
Tin   Malaysia Smelting Corporation Berhad (Port Klang)    Malaysia    CID004434
Tungsten   A.L.M.T. Corp.*    Japan    CID000004
Tungsten   Kennametal Huntsville*    United States Of America    CID000105
Tungsten   Guangdong Xianglu Tungsten Co., Ltd.*    China    CID000218
Tungsten   Chongyi Zhangyuan Tungsten Co., Ltd.*    China    CID000258
Tungsten   CNMC (Guangxi) PGMA Co., Ltd.    China    CID000281
Tungsten   Global Tungsten & Powders LLC*    United States Of America    CID000568
Tungsten   Hunan Chenzhou Mining Co., Ltd.*    China    CID000766
Tungsten   Hunan Jintai New Material Co., Ltd.    China    CID000769
Tungsten   Japan New Metals Co., Ltd.*    Japan    CID000825
Tungsten   Kennametal Fallon*    United States Of America    CID000966
Tungsten   Wolfram Bergbau und Hutten AG*    Austria    CID002044
Tungsten   Xiamen Tungsten Co., Ltd.*    China    CID002082
Tungsten   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China    CID002313
Tungsten   Ganzhou Jiangwu Ferrotungsten Co., Ltd.*    China    CID002315
Tungsten   Jiangxi Yaosheng Tungsten Co., Ltd.*    China    CID002316
Tungsten   Jiangxi Xinsheng Tungsten Industry Co., Ltd.*    China    CID002317
Tungsten   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.*    China    CID002318
Tungsten   Malipo Haiyu Tungsten Co., Ltd.*    China    CID002319
Tungsten   Xiamen Tungsten (H.C.) Co., Ltd.*    China    CID002320
Tungsten   Jiangxi Gan Bei Tungsten Co., Ltd.*    China    CID002321


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Tungsten   Ganzhou Seadragon W & Mo Co., Ltd.*    China    CID002494
Tungsten   Asia Tungsten Products Vietnam Ltd.*    Viet Nam    CID002502
Tungsten   Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch*    China    CID002513
Tungsten   H.C. Starck Tungsten GmbH*    Germany    CID002541
Tungsten   TANIOBIS Smelting GmbH & Co. KG*    Germany    CID002542
Tungsten   Masan High-Tech Materials*    Viet Nam    CID002543
Tungsten   Jiangwu H.C. Starck Tungsten Products Co., Ltd.*    China    CID002551
Tungsten   Niagara Refining LLC*    United States Of America    CID002589
Tungsten   China Molybdenum Tungsten Co., Ltd.*    China    CID002641
Tungsten   Hydrometallurg, JSC    Russian Federation    CID002649
Tungsten   Unecha Refractory metals plant    Russian Federation    CID002724
Tungsten   Philippine Chuangxin Industrial Co., Inc.*    Philippines    CID002827
Tungsten   ACL Metais Eireli    Brazil    CID002833
Tungsten   Moliren Ltd.    Russian Federation    CID002845
Tungsten   Lianyou Metals Co., Ltd.*    Taiwan, Province Of China    CID003407
Tungsten   JSC “Kirovgrad Hard Alloys Plant”    Russian Federation    CID003408
Tungsten   NPP Tyazhmetprom LLC    Russian Federation    CID003416
Tungsten   Hubei Green Tungsten Co., Ltd.*    China    CID003417
Tungsten   Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    Brazil    CID003427
Tungsten   Cronimet Brasil Ltda*    Brazil    CID003468
Tungsten   Artek LLC    Russian Federation    CID003553
Tungsten   Fujian Xinlu Tungsten Co., Ltd.*    China    CID003609
Tungsten   OOO “Technolom” 2    Russian Federation    CID003612
Tungsten   OOO “Technolom” 1    Russian Federation    CID003614
Tungsten   LLC Vostok    Russian Federation    CID003643
Tungsten   YUDU ANSHENG TUNGSTEN CO., LTD.    China    CID003662
Tungsten   HANNAE FOR T Co., Ltd.    Korea, Republic Of    CID003978
Tungsten   Tungsten Vietnam Joint Stock Company*    Viet Nam    CID003993
Tungsten   Nam Viet Cromit Joint Stock Company    Viet Nam    CID004034


Metal

 

Smelter Name

  

Smelter Facility

Location

   Smelter ID
Tungsten   DONGKUK INDUSTRIES CO., LTD.    Korea, Republic Of    CID004060
Tungsten   Shinwon Tungsten (Fujian Shanghang) Co., Ltd.*    China    CID004430
Tungsten   MALAMET SMELTING SDN. BHD.    Malaysia    CID004056
Tungsten   Lianyou Resources Co., Ltd.*    Taiwan, Province Of China    CID004397
Tungsten   Kenee Mining Corporation Vietnam    Viet Nam    CID004619

 

*

Denotes smelters and refiners that are identified as being compliant with the relevant Responsible Minerals Assurance Process assessment protocols in the RMI Database as of May 6, 2024.


Table B

Country of Origin List for Calendar Year ended December 31, 2023

 

Country List

Albania
Andorra
Angola
Argentina
Armenia
Australia
Austria
Azerbaijan
Belarus
Belgium
Benin
Bermuda
Bolivia (Plurinational State of)
Botswana
Brazil
Bulgaria
Burkina Faso
Burundi
Cambodia
Canada
Central African Republic
Chile
China
Colombia
Congo
Cyprus
Democratic Republic of Congo
Djibouti
Dominica
Dominican Republic
Ecuador
Egypt
El Salvador
Eritrea
Estonia
Ethiopia
Fiji
Finland


Country List

France
Georgia
Germany
Ghana
Guam
Guatemala
Guinea
Guyana
Honduras
Hong Kong
Hungary
India
Indonesia
Ireland
Israel
Italy
Ivory Coast
Japan
Jersey
Kazakhstan
Kenya
Korea
Kyrgyzstan
Liberia
Liechtenstein
Lithuania
Luxembourg
Madagascar
Malaysia
Mali
Mauritania
Mexico
Mongolia
Morocco
Mozambique
Myanmar
Namibia
Netherlands
New Zealand
Nicaragua


Country List

Niger
Nigeria
Norway
Oman
Panama
Papua New Guinea
Peru
Philippines
Poland
Portugal
Russian Federation
Rwanda
Saudi Arabia
Senegal
Serbia
Sierra Leone
Singapore
Slovakia
Solomon Islands
South Africa
South Sudan
Spain
Sudan
Suriname
Sweden
Switzerland
Taiwan
Tajikistan
Tanzania
Thailand
Togo
Turkey
Uganda
United Arab Emirates
United Kingdom
United States of America
Uruguay
Uzbekistan
Viet Nam
Zambia

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