Statement of Changes in Beneficial Ownership (4)
2021年5月4日 - 7:04AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Naik Ravi |
2. Issuer Name and Ticker or Trading Symbol
Seagate Technology plc
[
STX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & CIO |
(Last)
(First)
(Middle)
SEAGATE TECHNOLOGY PLC, 47488 KATO ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/29/2021 |
(Street)
FREMONT, CA 94538
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares | 4/29/2021 | | M | | 40000 | A | $31.46 | 55660 | D | |
Ordinary Shares | 4/29/2021 | | S | | 40000 | D | $96.8647 (1) | 15660 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
NQ Options | $31.46 | 4/29/2021 | | M | | | 40000 | (2) | 8/21/2024 | Ordinary Shares | 40000.0 | $0 | 83120 | D | |
Explanation of Responses: |
(1) | These Ordinary Shares were sold in multiple trades at prices ranging from $96.69 to $97.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
(2) | Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on August 21, 2018. Subject to the Reporting Person's continuous employment, the remaining options vest in equal monthly installments over the 36 months following August 21, 2018. 72,860 of the options reported are currently exercisable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Naik Ravi SEAGATE TECHNOLOGY PLC 47488 KATO ROAD FREMONT, CA 94538 |
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| EVP & CIO |
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Signatures
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/s/ Jamie Amentler, Attorney-in-Fact for Ravi Naik | | 5/3/2021 |
**Signature of Reporting Person | Date |
Seagate Technology (NASDAQ:STX)
過去 株価チャート
から 6 2024 まで 7 2024
Seagate Technology (NASDAQ:STX)
過去 株価チャート
から 7 2023 まで 7 2024