Amended Statement of Changes in Beneficial Ownership (4/a)
2022年2月7日 - 11:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kirwin Ryan J. |
2. Issuer Name and Ticker or Trading Symbol
Randolph Bancorp, Inc.
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RNDB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP/Residential Lending |
(Last)
(First)
(Middle)
C/O RANDOLPH BANCORP, INC., 2 BATTERYMARCH PARK, SUITE 301 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/31/2022 |
(Street)
QUINCY, MA 02169
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/2/2022 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/31/2022 | | M | | 1947 | A | $11.48 | 23606 (1) | D | |
Common Stock | | | | | | | | 100 | D (2) | |
Common Stock | | | | | | | | 1352 | I | ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (right to buy) | $14.66 | | | | | | | (3) | 10/11/2027 | Common Stock | 16252 | | 16252 | D | |
Stock Options (right to buy) | $15.00 | | | | | | | (4) | 2/13/2029 | Common Stock | 10000 | | 10000 | D | |
Stock Options (right to buy) | $11.48 | 1/31/2022 | | M | | | 1947 | (5) | 8/12/2030 | Common Stock | 1947 | $0.00 | 13053 | D | |
Explanation of Responses: |
(1) | Includes 2,167 shares of restricted stock which vest on October 12, 2022, 6,000 shares of restricted stock which vest in annual installments of 2,000 shares from February 14, 2022, 800 shares of restricted stock which vest in annual installments of 200 shares from August 13, 2022 and 2,000 shares of restricted stock which vest in one-third annual installments from August 13, 2022. |
(2) | Owned jointly with spouse. |
(3) | The options vest in five equal annual installments beginning on October 12, 2018. |
(4) | The options vest in five equal annual installments beginning on February 14, 2020. |
(5) | Includes 12,000 options which vest in annual installments of 3,000 shares from August 13, 2022. |
Remarks: Amended to reflect Options Disposed of (D) in Table II, Column 5. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kirwin Ryan J. C/O RANDOLPH BANCORP, INC. 2 BATTERYMARCH PARK, SUITE 301 QUINCY, MA 02169 |
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| EVP/Residential Lending |
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Signatures
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/s/ Lauren B. Messmore | | 2/7/2022 |
**Signature of Reporting Person | Date |
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