0001610853falseDE00016108532024-02-062024-02-06

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 6, 2024

Graphic

HELIUS MEDICAL TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

-

Delaware

001-38445

36-4787690

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

642 Newtown Yardley Road, Suite 100

Newtown, PA

 

18940

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (215) 944-6100

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

    

Trading

Symbol(s)

    

Name of each exchange on which registered

Class A Common Stock, $0.001 par value

HSDT

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

Item 8.01

Other Events

ATM Activity

Between October 3, 2023 and February 9, 2024, Helius Medical Technologies, Inc. (the “Company”) sold $1.6 million of its Class A common stock, par value $0.001 per share (“Common Stock”), that was available for sale under its at-the-market offering program with Roth Capital Partners, LLC, resulting in the issuance and sale of an aggregate of 173,336 shares of Common Stock at an average price per share of $9.17 for net proceeds to the Company of $1.5 million. As of February 9, 2024, the Company had outstanding 886,743 shares of Common Stock.

1

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

HELIUS MEDICAL TECHNOLOGIES, INC.

Dated: February 9, 2024

By:

/s/ Jeffrey S. Mathiesen

Jeffrey S. Mathiesen

Chief Financial Officer, Treasurer and Secretary

2

v3.24.0.1
Document and Entity Information
Feb. 06, 2024
Document and Entity Information [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Feb. 06, 2024
Entity Registrant Name HELIUS MEDICAL TECHNOLOGIES, INC.
Entity Central Index Key 0001610853
Entity Emerging Growth Company false
Entity File Number 001-38445
Entity Incorporation, State or Country Code DE
Entity Tax Identification Number 36-4787690
Entity Address, Address Line One 642 Newtown Yardley Road
Entity Address, Adress Line Two Suite 100
Entity Address, City or Town Newtown
Entity Address State Or Province PA
Entity Address, Postal Zip Code 18940
City Area Code (215)
Local Phone Number 944-6100
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Class A Common Stock, $0.001 par value
Trading Symbol HSDT
Security Exchange Name NASDAQ

Helius Medical Technolog... (NASDAQ:HSDT)
過去 株価チャート
から 4 2024 まで 5 2024 Helius Medical Technolog...のチャートをもっと見るにはこちらをクリック
Helius Medical Technolog... (NASDAQ:HSDT)
過去 株価チャート
から 5 2023 まで 5 2024 Helius Medical Technolog...のチャートをもっと見るにはこちらをクリック