Current Report Filing (8-k)
2023年1月19日 - 8:01PM
Edgar (US Regulatory)
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0000819913
2023-01-18
2023-01-18
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xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of report (Date of earliest event reported): |
January 18, 2023 |
Hallmark Financial Services, Inc. |
(Exact Name of Registrant as Specified in Its Charter) |
Nevada |
(State or Other Jurisdiction
of Incorporation) |
|
001-11252 |
87-0447375 |
(Commission File Number) |
(IRS Employer
Identification No.) |
|
5420 Lyndon B. Johnson Freeway, Suite 1100, Dallas, Texas
|
75240 |
(Address of Principal Executive Offices) |
(Zip Code) |
817-348-1600 |
(Registrant’s Telephone
Number, Including Area Code) |
|
Not Applicable |
(Former Name or Former
Address, if Changed Since Last Report) |
Securities registered pursuant to Section
12(b) of the Act:
Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
Common Stock $0.18 par value |
HALL |
Nasdaq Global Market |
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|
o |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
o |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
o |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
o |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
As previously disclosed, on
December 2, 2022, Hallmark Financial Services, Inc. (the “Company”) received notice from Nasdaq that, based on the closing
bid price of the Company’s common stock for the previous 30 consecutive business days, the Company was not in compliance with Nasdaq’s
continued listing standard requiring maintenance of a minimum closing bid price of $1.00 per share. By letter dated January 18, 2023,
Nasdaq notified the Company that it had regained compliance with Nasdaq’s minimum closing bid price requirement as a result of the
closing bid price of the Company’s common stock exceeding $1.00 per share for the previous ten consecutive business days.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned duly
authorized.
|
|
HALLMARK FINANCIAL SERVICES, INC. |
|
|
|
|
|
|
Date: January
18, 2023 |
By: |
/s/
MARK E. SCHWARZ |
|
|
Mark E. Schwarz, Chief Executive
Officer |
Hallmark Financial Servi... (NASDAQ:HALL)
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から 5 2024 まで 6 2024
Hallmark Financial Servi... (NASDAQ:HALL)
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から 6 2023 まで 6 2024