SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-163
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For
the month of January 2024
Alterity
Therapeutics Limited
(Name
of Registrant)
Level 14, 350 Collins Street,
Melbourne, Victoria 3000 Australia
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
This
Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-251073, 333-248980
and 333-228671) and our
Registration Statements on Form F-3 (Files No. 333-274816, 333-251647, 333-231417
and 333-250076)
ALTERITY
THERAPEUTICS LIMITED
(a
development stage enterprise)
The
following exhibits are submitted:
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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Alterity Therapeutics Limited |
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By: |
/s/ Geoffrey P. Kempler |
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|
Geoffrey P. Kempler |
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Chairman |
Date:
January 11, 2024
2
Exhibit 99.1
Alterity Therapeutics Launches
Security Purchase Plan (SPP) with Continued
Support from Institutional Shareholders
MELBOURNE, AUSTRALIA AND SAN FRANCISCO,
USA – 11 January 2024: Alterity Therapeutics (ASX: ATH, NASDAQ: ATHE) (“Alterity” or “the Company”),
a biotechnology company dedicated to developing disease modifying treatments for neurodegenerative diseases, today announced that in conjunction
with the launch of the Security Purchase Plan (SPP), the Company has received written commitments from institutional shareholders to purchase
any remaining shares that are not taken up by individual shareholders.
David Stamler, M.D., Chief Executive Officer
of Alterity, commented, “We are very happy to launch our SPP this week to offer equal and fair access to our existing, eligible
shareholders to purchase shares in Alterity at attractive pricing given our positive outlook for 2024. Our growing profile with institutional
shareholders has put us in a strong position that if we are unable to raise the full amount in the SPP, we have commitments for the shortfall
to enhance our balance sheet.”
Full details on the SPP (including the
prospectus for the SPP dated 29 December 2023 and lodged with ASIC and released to ASX on that date) have been dispatched to shareholders
and can be found in our ASX filings on our website.
About Alterity Therapeutics Limited
Alterity Therapeutics is a clinical
stage biotechnology company dedicated to creating an alternate future for people living with neurodegenerative diseases. The Company’s
lead asset, ATH434, has the potential to treat various Parkinsonian disorders and is currently being evaluated in two Phase 2 clinical
trials in Multiple System Atrophy. Alterity also has a broad drug discovery platform generating patentable chemical compounds to treat
the underlying pathology of neurological diseases. The Company is based in Melbourne, Australia, and San Francisco, California, USA. For
further information please visit the Company’s web site at www.alteritytherapeutics.com.
Authorisation & Additional information
This announcement was authorized by David Stamler, CEO of Alterity
Therapeutics Limited.
Investor and Media Contacts:
Australia
Hannah Howlett
we-aualteritytherapeutics@we-worldwide.com
+61 450 648 064
U.S.
Remy Bernarda
remy.bernarda@iradvisory.com
+1 (415) 203-6386
Forward Looking Statements
This press release contains “forward-looking
statements” within the meaning of section 27A of the Securities Act of 1933 and section 21E of the Securities Exchange Act of 1934.
The Company has tried to identify such forward-looking statements by use of such words as “expects,” “intends,” “hopes,”
“anticipates,” “believes,” “could,” “may,” “evidences” and “estimates,” and
other similar expressions, but these words are not the exclusive means of identifying such statements.
Important factors that could cause actual results
to differ materially from those indicated by such forward-looking statements are described in the sections titled “Risk Factors”
in the Company’s filings with the SEC, including its most recent Annual Report on Form 20-F as well as reports on Form 6-K, including,
but not limited to the following: statements relating to the Company’s drug development program, including, but not limited to the initiation,
progress and outcomes of clinical trials of the Company’s drug development program, including, but not limited to, ATH434, and any other
statements that are not historical facts. Such statements involve risks and uncertainties, including, but not limited to, those risks
and uncertainties relating to the difficulties or delays in financing, development, testing, regulatory approval, production and marketing
of the Company’s drug components, including, but not limited to, ATH434, the ability of the Company to procure additional future
sources of financing, unexpected adverse side effects or inadequate therapeutic efficacy of the Company’s drug compounds, including,
but not limited to, ATH434, that could slow or prevent products coming to market, the uncertainty of obtaining patent protection for
the Company’s intellectual property or trade secrets, the uncertainty of successfully enforcing the Company’s patent rights and
the uncertainty of the Company freedom to operate.
Any forward-looking statement
made by us in this press release is based only on information currently available to us and speaks only as of the date on which it
is made. We undertake no obligation to publicly update any forward-looking statement, whether written or oral, that may be made from
time to time, whether as a result of new information, future developments or otherwise.
Alterity Therapeutics (NASDAQ:ATHE)
過去 株価チャート
から 4 2024 まで 5 2024
Alterity Therapeutics (NASDAQ:ATHE)
過去 株価チャート
から 5 2023 まで 5 2024